This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ian Hartshorn | 2008 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Brett Robert Crabb | 2005 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited (Historical SIA / FINSIA) ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| Brhane-fiseha Mesfin | 2022 | 2018 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2021 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University |
| Christopher Lehoczky | 2014 | 2008 - Bachelor of Commerce(Finance & Economics) - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Master of Financial Planning - Masters Degree (AQF 9) - Curtin University ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michele Louise Kruger | 2018 | 1999 - Bachelor of Commerce (Accounting) - - University of Johannesburg ~ 2000 - Bachelor of Commerce Honours (Accounting) - - University of Johannesburg ~ 2005 - Masters of Commerce (South African and International Taxation) - - University of Johannesburg ~ 2007 - Higher Diploma (International Tax) - - University of Johannesburg ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |