This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Trinchera | 2016 | 2016 - Bachelor of Commerce (Majoring in Financial Planning and Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alexandra Kerry | 2018 | 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alexandra Wiedenmann | 2023 | 2019 - Certificate 4 in Mortgage Brokering - Certificate (AQF 1-4) - KAPLAN ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Amy Victoria Kemp | 2018 | 2017 - Bachelor of Commerce - - Deakin University ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrea Mcfarland | 2018 | 2015 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Hyde | 2001 | 2011 - MArgin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan Professional ~ 2012 - Advanced Dipiloma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Accredited Aged Care Professional - Other - Aged Care Steps Pty Ltd |
| Andrew Mcdougall | 2002 | 1992 - Bachelor of Economics - - La Trobe University ~ 2004 - Diploma of Financial Services (Financial Planning) - - Integratec, Kaplan Professional ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Andrew Rafty | 1997 | 1980 - Bachelor of Engineering (Civil Engineering) - - The University of New South Wales ~ 1997 - CFP - - FPA ~ 1997 - Diploma of Financial Planning - - FPA ~ 2014 - Margin Lending - - Kaplan ~ 2018 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Anthony Demetriou | 2016 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - LaTrobe University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2019 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Aruna Baskaran | 2007 | 2010 - Diploma in Financial Services (Financial Planning) and Advanced diploma 5 - 6 - - Kaplan Professional ~ 2019 - FASEA Exam - Other - FASEA ~ 2020 - Ethics and Professional in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Barnaby David Ellis | 2009 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd ~ 2010 - Self Managed Superannuation Funds - - Kaplan Education Pty Limited ~ 2013 - Certified Financial Planner - - FPA ~ 2016 - Certified Financial Strategist - - Association of Independently Owned Financial Professionals (AIOFP) ~ 2017 - Aged Care & Retirement Income - - UNSW |
| Behrang Keshavarzi | 2015 | 2011 - Diploma of Financial Services - - International Institute of Technology (IIT) ~ 2014 - Principles of Self managed Superannuation Funds - Other - IIT ~ 2015 - Advanced diploma of financial planning - - RG146 Australia/Mentor education. ~ 2015 - Certificate of Margin Lending - - IIT |
| Belinda Murphy | 2018 | 1997 - Bachelor of Business - - Charles Sturt University ~ 2018 - Accountants Essential Advice - - Integrity Education Group ~ 2018 - SMSF Core Course - - DBA |
| Bethan Davis | 2011 | 2000 - Honours in Bachelor of Arts (French & Mathematics) - - The University of Birmingham ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - CFP - - FPA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Bradley Sweeney | 2004 | 1996 - Bachelor of arts Communication (Organisational Communication) - - University of Canberra ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2004 - Self Managed Superannuation Funds - - Integratec ~ 2011 - Master of Business Administration (Finance) - Masters Degree (AQF 9) - University of South Australia ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Brendon Dale Wicks | 1999 | 2001 - Diploma of Financial Planning - - Deakin University, FPA ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2021 - FASEA Financial Planning Exam - Other - FASEA |
| Brett Michael Sibbison | 2005 | 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Ricchini | 1998 | 1991 - Bachelor of Commerce (Accounting and Law) - Bachelor Degree (AQF 7) - Deakin University ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Triebca/Kaplan Professional ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2010 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professional |
| Brittney Hildebrand | 2018 | 2011 - Bachelor of Business (Economics and Finance) - - RMIT ~ 2014 - Diploma of Financial Planning - - Pinnacle ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Bruce Swinford | 1986 | 2011 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2013 - AMP & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2014 - Diploma of Financial Planning - Other - Pinnacle Financial Services Academy ~ 2015 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Callie Ann Cook | 2018 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - TASACLv1 Commercial Law - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Specialist SMSF Course - Other - Super Concepts & The University of Adelaide |
| Cameron Gosson | 2016 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - SMSF & Margin Lending Accredited - Other - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Carmel Gardner | 2007 | 2005 - Diploma of Financial Services (Financial Planning) - - TAFE Queensland ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2014 - Accredited Aged Care Professional - Other - Aged Care Steps Pty Ltd ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Catherine Joseph | 2005 | 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chloe-anne Melissa Arthur | 2009 | 2009 - Tier 1 Adviser Compliance Solution - - Kaplan Education Pty Ltd ~ 2015 - Life Insurance Adviser (Personal Advice) - - Mentor Education ~ 2017 - TASA & the TPB Code of Professional Conduct AND DFP5v2 Tax for Financial Advising - Other - Kapan ~ 2017 - Tier 1 Securities - Personal Advice - - Kaplan Professional ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Christoffel Van Den Berg | 2014 | 2015 - Master of Applied Finance - - Charles Sturt University ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christopher John Elliott | 2003 | 2002 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2005 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2006 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2010 - DPML Margin Lending - Other - Pinnacle Financial Services Academy ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Craig Ives | 1994 | 1990 - Diploma of Life Insurance - Diploma (AQF 5) - The Australian Insurance Institute ~ 1992 - Certificate of Superannuation Management - Certificate (AQF 1-4) - Association of Superannuation Funds of Australia ~ 2001 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Damian Mcvilly | 2001 | 2002 - Diploma of Financial Planning - - Deakin University, FPA ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2010 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Daniel Christopher Roberts | 2015 | 2013 - Bachelor of Business (Accounting, Financial Planning) and (Finance & Economics) - Bachelor Degree (AQF 7) - Charles Sturt University - 2011 & 2013 ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Self Managed Superannuation Core Course - - DBA Network ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - CFP Certification Course - Professional Designations - Financial Planning Association |
| Daniel Testa | 2016 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2015 - Advanced Diploma Of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute |
| Darren Peter Hose | 2018 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| David Catt | 2014 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| David Tran | 2016 | 2015 - DBCB Bachelor of Commerce / Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2024 - SuperConcepts & ICFS Specialist SMSF - Other - The University of Adelaide |
| Deborah Susan Ball | 2004 | 2002 - Diploma of Financial Planning - - Financial Planning Association ~ 2003 - Certified Financial Planner - - FPA ~ 2021 - Economic & Legal Context for Financial Planning - Other - Kaplan Professional ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Eamon Patrick Hynes | 1986 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Emily Kovac | 2018 | 2013 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - QUT ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Emily Louise Eaton | 2017 | 2009 - Advanced Diploma of Financial Services - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Emma Gilkison | 2018 | 2014 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professional |
| Endre Lloyd-johnsen | 2015 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Frank Tesoriero | 2004 | 1995 - Diploma of Superannuation Management - - Association of Superannuation Funds Australia (ASFA) ~ 1998 - Graduate Diploma in Applied Finance & Investment - - Securities Institute ~ 2001 - Graduate Diploma in Financial Planning - - Securities Institute |
| Garry James Loffhagen | 1999 | 1981 - Bachelor of Commerce (Accounting) - - University of Canterbury ~ 1984 - Chartered Accountant - - Institute of Chartered Accountants ~ 1999 - Diploma of Financial Planning - - FPA ~ 2002 - CFP® - - FPA ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Gregory George Pride | 1985 | 1975 - Bachelor of Commerce (Applied Psychology) - - The University of New South Wales ~ 2010 - CFP - - FPA ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Gregory Matthew Swan | 1995 | 2003 - Diploma of Financial Planning - - Financial Planning Assoication of Australia Limited ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Limited |
| Ian Clark | 1996 | 1991 - Chartered Accountant - - Institute of Chartered Accountants ~ 1996 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2000 - ACA Financial Planning Specialist - - ACA (CA) ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Ian Raymond Evans | 2014 | 2014 - Diploma of Financial Planning - - Kaplan Education ~ 2016 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Ian Robert Bacon | 2016 | 2011 - Bachelor of Business - - University of Technology Sydney ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - CERTIFIED FINANCIAL PLANNER - Professional Designations - FPA ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Ida Eriksson | 2018 | 2015 - Bachelor of Business (Accounting/Financial Management) - - James Cook University ~ 2017 - Graduate Diploma of Chartered Accounting - - Chartered Accountants Australia & New Zealand ~ 2018 - RG 146 Super essentials - - Integrity ~ 2021 - FASEA Financial Planning Exam - Other - FASEA |
| James Ian Magor | 2005 | 2003 - Bachelor of Business - - University of Newcastle ~ 2009 - Diploma of Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Mitchell | 2018 | 2014 - Bachelor of Business - - La Trobe University ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jamie Irvine | 2007 | 2007 - Bachelor of Business (Accounting) - - La Trobe University ~ 2007 - Superannuation and Retirement Planning - Other - RMIT University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2016 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jan Molnar | 2009 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jeremy Leach | 2014 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Graduate Diploma of Applied Finance - - Kaplan Professional ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2017 - SMSF Core Course - - DBA Network Pty Ltd ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Jessica Marie Bell | 2018 | 2016 - Bachelor of Commerce (Majoring in Financial Planning and Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Financial Adviser Exam - Other - FASEA Standards Authority ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jessica Suzanne Bassett | 2006 | 2006 - Bachelor of Business (Financial Risk Management) - Bachelor Degree (AQF 7) - Victoria University ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joanna Potts | 2011 | 2006 - Bachelor of Commerce (Accounting and Finance) - - University of Wollongong ~ 2009 - Graduate Diploma of Applied Finance (Financial Planning) - - Kaplan Professional ~ 2011 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2012 - SMSF Specialist Advisor - - SMSF Association ~ 2022 - Margin Lending Specialist - Other - Kaplan Professional |
| Jodi Deborah Escudier | 2013 | 2013 - Diploma of Financial Planning - - Integrity Education Group ~ 2015 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - SMSF REgulations & Taxation - Other - Kaplan Professional |
| John Grant | 1996 | 1992 - Associate Diploma of Business (Accounting) - - Box Hill College of TAFE ~ 2000 - Diploma of Financial Planning - - Deakin University, FPA ~ 2001 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Jonathan David Kermode | 1998 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2012 - ASX Accredited Listed Products Adviser Program - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Jonathan Lance Scholes | 2005 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Diploma of Financial Planning (2005) & Foundation DFP (2004) - Diploma (AQF 5) - Deakin University ~ 2007 - CFP Certified Financial Planner - - FPA ~ 2010 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Joshua Denes Fredkin | 2024 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joshua Luke Snell | 2006 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SuperConcepts & ICFS Specialist SMSF Online Course - Certificate (AQF 1-4) - SuperConcepts |
| Justin Karl Pratt | 2008 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2013 - Specialist SMSF Course - Other - The University of Adelaide ~ 2014 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia |
| Kane Ellery | 2008 | 2011 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Karoline Bernarda Besser | 2002 | 1987 - Bachelor of Commerce (Accounting and Management Studies) - - University of Wollongong ~ 2003 - Diploma of Financial Planning - - FPA ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |
| Katrina Wroe | 1997 | 1995 - Diploma in Financial Planning - Diploma (AQF 5) - RMIT University ~ 1997 - Diploma in Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2003 - Master in Financial Planning - Masters Degree (AQF 9) - RMIT University |
| Kellie Pearce | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Eduction ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kerry May Corrigan | 2011 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Tier 1 Margin Lending - Personal Advice - - Kaplan ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kevin Eamonn Mcgrath | 2017 | 2009 - Bachelor of Arts (Honours) in Financial Services - - Higher Education and Training Awards Council ~ 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Kim TO Nga Nguyen | 2012 | 1997 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Certified Financial Planning - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kylie Louise Maslin | 2012 | 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2013 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2014 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kym O'brien | 2008 | 1995 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1998 - Diploma of Superannuation Management - - Macquarie University ~ 2002 - Graduate Diploma of Applied Finance and Investment - Financial Advising Essentials - - Finsia ~ 2004 - Chartered Accountant - Professional Designations - The Institute of Chartered Accountants ~ 2010 - SMSF Specialist Advisor - - SMSF Association ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lee Yuin Chew | 2022 | 2014 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FASEA Financial Planning Exam - Other - FASEA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Luke Dylan Miraglia | 2024 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
| Mari Bingham | 2010 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Macgregor | 1998 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional |
| Matthew Aspinall | 2023 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 1997 - Master of Professional Economics - Masters Degree (AQF 9) - University of Queensland ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Matthew James Bowyer | 0 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - QUT |
| Matthew Parrella | 2012 | 2007 - Diploma of Financial Services (Financial Planning) - - AMP ~ 2008 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - CFP - - FPA ~ 2017 - SMSF Core Course - - DBA ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Swieconek | 2000 | 1997 - Bachelor of Commerce - - University of Tasmania ~ 2003 - Graduate Diploma of Applied Finance & Investment - - Kaplan ~ 2015 - Margin Lending - - Kaplan |
| Matthew Taylor | 2000 | 2006 - Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2009 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan ~ 2011 - CFP - - FPA ~ 2016 - Accredited Aged Care Professional - Other - Aged Care Steps Pty Ltd |
| Meher Chatterjee | 2010 | 1983 - Bachelor of Arts - Advanced Diploma (AQF 6) - University of Calcutta, India ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Melissa Brunow | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - FASEA (Financial Planning) Exam - Other - FASEA |
| Michael Burns | 2006 | 1997 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Queensland ~ 1999 - Master of Commerce - Masters Degree (AQF 9) - The University of Queensland ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Michael Wayne Hack | 1991 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| Michelle Anne Loughhead | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2018 - Graduate Certificate in Financial Planning - - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Michelle Collett | 2009 | 2005 - Bachelor of Business Studies - - Charles Sturt University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2017 - SMSF Core Course - - DBA Network Pty Ltd |
| Michelle Elizabeth Hickey | 2017 | 2016 - Diploma of Financial Planning - - AAMC Training Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Murray Raymond Nicol | 2004 | 2004 - Diploma of Financial Advising - - Securities Institute ~ 2007 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia Ltd ~ 2007 - Graduate Diploma of Applied Finance and Investment - - Finsia ~ 2010 - SMSF Specialist Advisor (SSA) accreditation program - - SMSF Association ~ 2012 - Accredited Listed Product Adviser - - Kaplan |
| Nicholas Lee | 2011 | 2010 - Bachelor of Commerce - - University of Melbourne ~ 2010 - Bachelor of Science - - University of Melbourne ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicolas Lyndhurst D'emden | 2008 | 2003 - Bachelor of Commerce / Bachelor of Law - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2013 - Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Novia Santosa | 2018 | 2011 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Pandeli Halamandaris | 2007 | 1991 - Advanced Certificate in Accounting - - Prahran College of TAFE ~ 1991 - Associate Diploma of Business (Accounting) - - Prahran College of TAFE ~ 2008 - Diploma of Financial Services (Financial Planning) - - Holmesglen ~ 2012 - Margin Lending & Geared Investments - - Kaplan |
| Paul Crowne | 1996 | 1986 - Bachelor of Veterinary Science - - The University of Sydney ~ 1995 - Diploma of Financial Planning - - FPA ~ 1998 - CFP - - FPA ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Pauline Song | 2007 | 2005 - Master of Commerce (Accounting & International Business) - - The University of Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - CFP - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Charles Christopherson | 2018 | 2006 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University Technology ~ 2012 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2019 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Peter Lemke | 1995 | 2000 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2000 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Peter Rimmington | 2009 | 1983 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1994 - Graduate Diploma of Taxation - Graduate Diploma (AQF 8) - Central Queensland University ~ 2005 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Securities Institute ~ 2012 - CA SMSF Specialist Accreditation Course - Other - UNSW |
| Ratu Jone Navitalai Ravetali | 2023 | 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Limited Recourse Borrowing Arrangements - Certificate (AQF 1-4) - Super Concepts ~ 2024 - SMSF Specialist Adviser - Other - Self Managed Super Fund Association |
| Richard Asquith-charlton | 2016 | 1991 - Bachelor of Arts - - University of Durham ~ 2001 - Graduate Diploma in Financial Management - - The University of New England ~ 2008 - Professional Certificate in Self-Managed Superannuation - - The University of Adelaide ~ 2009 - SMSF Specialist Advisor - - SMSF Association |
| Richie Sorensen | 2012 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Allan Ellis | 2005 | 2008 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - AAMC Training Group ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert DI Felice | 2014 | 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Margin Lending - Other - Kaplan Professional ~ 2014 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - FPA ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ronald Ming Wah Cheung | 2004 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning (Aust) Pty Limited ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning (Aust) Pty Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ryan Carroll | 2007 | 2009 - Diploma of Financial Services - - Kaplan ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - FASEA (Financial Planning) Exam - Other - FASEA |
| Ryan John Sealey | 2010 | 2008 - Bachelor Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2018 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps ~ 2024 - SMSF Regulation and Taxation - Other - Kaplan Professional |
| Samantha Murnane | 2005 | 2000 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd ~ 2018 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sarah Jayne Hugill | 2018 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Bachelor of Laws - Bachelor Degree (AQF 7) - James Cook University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sarah-jane Faulds | 2018 | 2000 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2016 - SMSF Core Course - - DBA Network Pty Ltd ~ 2018 - Accountants Essential Advice - - Integrity Education Group |
| Scott David Farrell | 2023 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SMSF Regulations & Taxation - Other - Kaplan Professional |
| Scott William Redpath | 2007 | 2006 - Diploma of Business (Banking & Finance) - - Holmesglen Institute of TAFE ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2015 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shane Hilton | 1997 | 2000 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2000 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2000 - Diploma of Financial Planning - - Deakin University, FPA ~ 2013 - Professional Certificate in Self Managed Superannaution Funds - - The University of Adelaide ~ 2021 - FASEA Financial Planning Exam - Other - FASEA |
| Shane Hugh Blair | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - FASEA Financial Planning Exam - Other - FASEA |
| Shane Philip Fitzsimmons | 2016 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2021 - FASEA (Financial Planning) Exam - Other - FASEA |
| Shiona Hargen | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - FNS50804 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2016 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Advanced Financial Planning - - Kaplan Professional Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Simon Hussey | 1997 | 1997 - Superannuation Management - Certificate (AQF 1-4) - ASFA ~ 2001 - Certified Financial Planner - Professional Designations - FPA ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2010 - Foundation Tax Course - Certificate (AQF 1-4) - Tax Institute of Australia ~ 2014 - Life Risk Specialist - - Financial Planning Association |
| Simon James Mcguirk | 2009 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide |
| Sosha Mullasseril Jay | 2024 | 2020 - Bachelor of Commerce (Finance & Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Staci Sturzaker | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stephanie Yeung | 2010 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2018 - Self Managed Superannuation Fund - Other - Mentor Education ~ 2020 - Aged Care Accreditation - Other - Aged Care Gurus ~ 2022 - Ethics & Professionalism for Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Margin Lending Specialist - Other - Kaplan Professional |
| Stephen Davis | 1997 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2013 - Specialist SMSF Course - - Cavendish / University of Adelaide ~ 2021 - Ethics & Professionalism of Financial Advive - Bridging Course - Ethics - Kaplan Professional |
| Stuart Aaron Mcrae | 2018 | 2014 - Bachelor of Accounting - - LaTrobe University |
| Stuart John Howard | 2013 | 1998 - BA (Hons) Economics - - De Montfort University UK ~ 1999 - Certificate in Financial Planning - - Britannic Assurance (UK) ~ 2003 - CeMap (Mortgage qualification) - - Willow Financial Management (UK) ~ 2013 - Diploma of Financial Planning - - Intellitrain |
| Tamim Marial | 2015 | 2011 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - FASEA Financial Planning Exam - Other - FASEA ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Tania Mawbey | 2002 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2004 - Certified Practising Accountant - Professional Designations - CPA ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2012 - Margin Lending - Other - Kaplan Professional ~ 2015 - Accreditated Aged Care Professional - Other - Aged Care Steps ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association |
| Taranjit Pradhan | 2017 | 2013 - Certificate IV in Superannuation - Certificate (AQF 1-4) - ASFA ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Terence Verhaar | 2018 | 2014 - Bachelor of Commerce (Financial Planning) - - Griffith University ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Accredited Aged Care Professional / Business Insurance MasterClass - Other - Aged Care Steps / TAL ~ 2020 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics & Professionalism - Other - Griffith University |
| Terry Hodge | 2001 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2011 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd ~ 2018 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Tracey Leanne Burns | 1999 | 1991 - Bachelor of Business - - Ballarat University College ~ 2001 - Chartered Professional Accountant Program (CPA) - - CPA ~ 2006 - Certified Practising Accountant - - CPA ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd ~ 2021 - Ethics & Professionalism in Financial Advice - Other - Kaplan Professional |
| Tristan Walker | 2016 | 2000 - Bachelor of Business - - Griffith University ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Tuan LE | 2003 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Voitek Biskup | 2005 | 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - SMSF Core Course - Other - DBA Network Pty Ltd |
| Warren Adam Halfpenny | 2018 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank of Australia ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| William Jack Kelly | 2018 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
| Yiren FU | 2014 | 2007 - Bachelor of Economics and Finance - Bachelor Degree (AQF 7) - RMIT ~ 2007 - Master Of Accounting - Masters Degree (AQF 9) - Swinburne ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Yogen Suman Lal | 2010 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - Margin lending - Personal Advice - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Zukdekea Smart | 2018 | 2015 - Bachelor of Accounting / Financial Planning - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |