This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dylan James Holliday | 0 | 2021 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2021 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jason Luke Zanini | 2009 | 2004 - Bachelor of Economics - - University of Adelaide ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Limited ~ 2013 - Certified Financial Planner (CFP - - Deakin University FPA |
| Stacey Marie Vyden | 2018 | 2010 - Bachelor of Applied Science - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - Bachelor of Business (Honours) - Bachelor Honours Degree (AQF 8) - University of South Australia ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Theodoros Marinis | 1987 | 1985 - Bachelor of Arts - - University of Adelaide ~ 1987 - Bachelor of Economics - - University of Adelaide ~ 1989 - Associate Accountant - - ASCPA ~ 1996 - Certified Practicing Accountant (CPA) - - ASCPA ~ 2000 - Certified Financial Planner (CFP) - - Deakin University FPA |