This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jason Luke Zanini | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Bachelor of Economics - University of Adelaide ~ Certified Financial Planner (CFP - Deakin University FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited |
| Stacey Marie Vyden | 2018 | Bachelor of Applied Finance - University of South Australia ~ Bachelor of Business (Honours) - University of South Australia ~ Diploma of Financial Planning - Kaplan |
| Theodoros Marinis | 1987 | Associate Accountant - ASCPA ~ Bachelor of Arts - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Certified Financial Planner (CFP) - Deakin University FPA ~ Certified Practicing Accountant (CPA) - ASCPA |