This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Ross John Dunn | 1987 | Bachelor of Accounting - University of Canberra ~ FASEA Financial Planning Exam - FASEA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Financial Services (Financial Planning) - Financial Planning Association of Australia Ltd |
| Glenn Ian Bosse | 1999 | Bachelor of Business - University of Southern Queensland ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Financial Services (Financial Planning) - Financial Planning Association of Australia Limited |
| Jane Walker | 2011 | FPC002B Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Financial Planning - Kaplan Higher Education ~ Financial Planning - Mentor Education Group ~ Financial Planning - Mentor Education Group |
| John Francis Sullivan | 1985 | Financial Services (Financial Planning) - Financial Planning Association of Australia Ltd ~ Life Insurance - The Australian Insurance Institute |
| Morgan Leigh Wass | 2008 | Financial Services (Financial Planning) - Mentor Education Group ~ Self Managed Superannuation Funds - Mentor Education Group |
| Robyn Leanne Arnold | 2015 | Certificate of Superannuation - ASFA (Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Entry Level Competencies, Super and Retirement Planning - Integratec ~ Managed Investments and Securities Course - Kaplan Professional |
| Sangeeta Tangri | 2010 | FPC002B Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Financial Services (Financial Planning) - Financial Planning Association of Australia Ltd ~ Financial Services (Financial Planning) - Kaplan Professional ~ SMSF - Kaplan Professional |
| Shaylan Daniel Ramnath | 2010 | Advanced Diploma of Business (Marketing) - APM Training Institute ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |