This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Ross John Dunn | 1987 | 1983 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of Canberra ~ 1992 - Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FASEA Financial Planning Exam - Other - FASEA |
| Glenn Ian Bosse | 1999 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2003 - Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jane Walker | 2011 | 2012 - Financial Planning - Diploma (AQF 5) - Mentor Education Group ~ 2015 - Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2018 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| John Francis Sullivan | 1985 | 1983 - Life Insurance - Diploma (AQF 5) - The Australian Insurance Institute ~ 2004 - Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia Ltd |
| Morgan Leigh Wass | 2008 | 2010 - Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2014 - Self Managed Superannuation Funds - Other - Mentor Education Group |
| Robyn Leanne Arnold | 2015 | 1999 - Certificate of Superannuation - Certificate (AQF 1-4) - ASFA (Macquarie University ~ 2002 - Entry Level Competencies, Super and Retirement Planning - Diploma (AQF 5) - Integratec ~ 2015 - Managed Investments and Securities Course - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Sangeeta Tangri | 2010 | 2005 - Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia Ltd ~ 2011 - Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - SMSF - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Shaylan Daniel Ramnath | 2010 | 2007 - Advanced Diploma of Business (Marketing) - - APM Training Institute ~ 2010 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University |