Download this database for offline use

Fiducian Financial Services Pty ltd

AFS License Number
231103
Name
Fiducian Financial Services Pty ltd
ABN/ACN/ARBN
46094765134
Licensee issued
Sept. 17, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aaron Demery2015922 Derivatives - Knowledge and Skills - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - The University of Newcastle ~ Diploma - Financial Planning - Kaplan
 Alexander Jack Wilson2018Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Australian National University ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Kaplan
 Alexander Morgan2016Bachelor of Business (Finance) - Charles Sturt University ~ Graduate Certificate in Finance - Charles Sturt University
 Alison Jane Williamson1985Cert IV in Finance & Mortgage Broking - Kaplan ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Estate Planning - University of Technology Sydney ~ SMSF - Kaplan
 Allen Ernest Dickman1996Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Amy Grace Lippis2017Diploma of Financial Planning - KAPLAN
 Amy Lee Hoad2017Advanced Diploma of Financial Planning - Integrity ~ Diploma of Financial Planning - KAPLAN
 Andrew Chessum2018Financial Plan Construction & Review - Kaplan ~ Investment Planning 1 - Kaplan ~ Risk Management - Kaplan ~ Superannuation and Retirement Planning - Kaplan
 Andrew James Kirby2009Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - FSTA
 Anjali Deepak Mathur2018Bachelor of Science in Business - Wright State University
 Anthony Amodeo2016Bachelor of Commerce (Major: Financial Planning & Accounting) - Deakin University ~ DFP 4 - Kaplan
 Anthony Ronald Joseph Davies2004Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Audra Beerling2009AMP & ICFS Specialist SMSF Course - The University of Adelaide ~ Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce (Financial Planning) (Qualification) - University of the Sunshine Coast (USC) ~ Margin Lending - Pinnacle ~ Master of Financial Planning - Griffith University
 Bishal Chhetri2018Accredited Listed Product Adviser Program - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Integrity Education Group
 Cameron Duncan Darrow2001Cert IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Securities Institutie
 Caroline Brown1988Cert IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Christine Ann Ferguson2004Bachelor of Commerce (Accounting and Finance) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services - AMP Financial Planning ~ Financial Planning in Practice - International Institute of Technology ~ Graduate Certificate in Applied Finance - Kaplan Professional
 David John Henry1993ALPA - Kaplan ~ CFP - FPA ~ Dip FP - Deakin University ~ SMSF - Kaplan
 David Roberts1995Diploma of Financial Services (Financial Planning) - Integratec (Aust) Pty Limited ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Dawn Phillipper Partridge2018Bachelor of Business - Major in Finance - Edith Cowan University ~ Diploma of Financial Planning - Kaplan
 Edward Conrad Jonathan Rihari1999Diploma of Business (Banking & Finance) - TAFE ~ Diploma of Finance & Mortgage Broking Managament - AAMC ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Fay Whitelaw2018Bachelor of Business - RMIT University
 Frank George Khouri2003Bachelor of Business - University of Technology Sydney ~ Cert IV in Finance & Mortgage Broking - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Inderjit Singh2018Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Superannuation - Association of Superannuation Funds Association ~ Margin Lending and Geared Investments - Kaplan Education
 Ingrid Stoker2005Cert IV in Finance & Mortgage Broking - Kaplan ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Ivana Tatiana Mootien2018Diploma of Financial Planning - Mentor Education
 James Anthony Campbell1993Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 James Neville Ballin2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Applied Economics & Resources Management) - University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 James Wentworth Bucknell2001Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financiale Services - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Jan Hendrik Swanepoel2015Bachelor of Commerce (Insurance Science) - University of Pretoria (Sth Africa) ~ Cert IV in Finance & Mortgage Broking - International Institute of Technology ~ Diploma of Finance and Mortgage Broking Management - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Post Graduate Diploma in Financial Planning - University of Stellenbosch (Sth Africa)
 Jeffrey Ian Frame2001Bachelor of Economics - University of Tasmania ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Social Science - University of Tasmania ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Jenny Josephs1992Diploma of Financial Planning - Kaplan
 John Andrew Williamson2000Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Taxation Planning Short Course - Macquarie University School of Law
 John Patrick Cutajar2006Cert IV in Finance & Mortgage Broking - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Joshua Graham Charters2018Bachelor of Economics - The University of Queensland ~ Diploma of Financial Planning - Monarch Institute
 Joshua Isaac Kozis2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning (RG146) - Monarch Institute ~ TASACLv2 Commerical Law - Kaplan Proffesional
 Justin George Beamish2005Advanced Diploma of Financial Planning FNS60404 - Mentor Education Group ~ Bachelor of Commerce (Banking & Finance) - University of Canberra
 Kevin Douglas Anderson1989DFP1 Introduction to Financial Planning - FPA ~ DFP2 Risk Management and Insurance Planning - FPA ~ Superannuation and Retirement Planning - Integratec ~ Taxation Planning - Integratec
 Kevin John Tate2001Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Kwan Ming Chung2018Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Business - Monash University ~ Diploma of Financial Planning - International Institute of Technology ~ Margin Lending Adviser - Mentor Education ~ Tax for Financial Advising - Kaplan Professional
 Leasa May Collins1998Cert IV in Finance & Mortgage Broking - AAMC Training Group ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Leigh Raymond Cuthbertson2016Bachelor of Economics - University of Tasmania ~ Diploma of Financial Planning - Mentor Education
 Leon Patrick Versace2009Diploma of Financial Planning - Financial Planning Association ~ Self Managed Superannuation Funds - Kaplan Professional
 Lonnie John Weeks2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - KAPLAN Professional Education
 Luis German Silva2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Accounting - The Central University (Colombia) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Lyndsay Wayenberg2015Advanced Diploma Financial Planning FNS60410 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia
 Marie Louise Muscat1999Certi IV in Finance & Mortgage Broking - Kaplan ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Marieka Perkovic2010Bachelor of Business - Edith Cowan University ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Mark Larmour2006Advanced Diploma of Financial Services (Superannuation) - ASFA ~ Diploma of Financial Planning - Securities Institute ~ Graduate Diploma of Applied Finance & Investment - Securities Insitute ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - ASFA
 Martin Ming Lin2014Advanced Diploma of Financial Planning - RG146 Training Australia ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Self Managed Superannuation Fund Accreditation - Kaplan
 Maryanne Hamilton2005Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Accounting) - James Cook University ~ Bachelor of Economics - James Cook University ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Matthew Edward Kaye2013Diploma of Financial Services (Financial Planning) - Australis College
 Michael Owen Nealand2016Bachelor of Financial Administration - University of New England ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Planning - Mentor Education ~ Public Practice Licence - CPA Australia
 Michelle Joy Halvorsen2002Bachelor of Commerce in Financial Planning & Investment - Griffith University ~ Cert IV in Finance & Mortgage Broking - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Murdo Calum Macleod1997Cert IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Nicky Ioannidis1993Bachelor of Economics - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Paul John Gubecka2018Bachelor of Commerce - Griffith University ~ Certified Practising Accountant (CPA) - CPA Australia ~ Diploma of Superannuation - ASFA ~ Masters of Laws - Australian National University
 Peter James Orr2003Certi IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Financial Markets - Securities Insitute ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Margin Lending & Geared Investments - Kaplan
 Peter Jones1995Diploma of Financial Planning - Financial Planning Association (FPA)
 Pradipkumar Dayalbhai Parmar2018BACHELOR OF SCIENCE - S.P. UNIVERSITY ~ DIPLOMA IN FINANCIAL PLANNING - MENTOR EDUCATION ~ DIPLOMA IN MORTGAGE BROKING - AUSTRALIAN COLLEGE OF PROFESSIONALS ~ MASTER OF BUSINESS ADMINISTRATION - SAURASHTRA UNIVERSITY ~ MASTERS OF INFORMATION TECHNOLOGY - UNIVERSITY OF BALLARAT
 Renee Jane Hush2007Advanced Diploma Financial Services (Financial Planning) FNS60404 - Pinnacle Financial Services Academy ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Richard Piesse2012Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Investment Products 1 - Kaplan Professional
 Richard Sean Press1990Diploma of Financial Planning - Financial Planning Assocation of Australia (FPA)
 Robby John Southall1996Advanced Diploma Financial Planning - Tribeca
 Robert Henry Dravers2018Advance Diploma of Financial Planning - Kaplan ~ Diploma Of Financial Planning - Kaplan ~ The Certified Diploma in Accounting - The Association of Certified Accountants
 Rodney Arthur Gardiner2001Advanced Diploma of Financial Services (Financial Planning) - KAPLAN & Deakin University ~ Bachelor of Applied Science - University of Tasmania ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Teaching - University of Tasmania
 Rodney Mark Lavin1988Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending - Kaplan Professional
 Ross Andrew Dwyer2011Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Advising - Securities Institute ~ Self Managed Superannuation Funds - Kaplan Australia
 Roy Alexander Mcdonald1976Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - FPA ~ Public Practice Certificate - CPA
 Ryan James Pitts2013Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - Kaplan Professional
 Shane Michael Pinkerton1999Advanced Diploma of Financial Planning - Deakin University ~ Cert IV in Finance & Mortgage Broking - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Simon Ashley John Thomson2018Diploma of Financial Planning - Kaplan ~ Graduate Diploma in Financial Planning - Universita Hiberniae Nationalis
 Stephanie Liah Broom2018Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Bachelor of Laws - University of Wollongong ~ Graduate Diploma in Legal Practice - College of Law
 Stephen Mark Batchelor1995Diploma of Financial Planning - Pinnacle
 Stephen Rodney Ahern2018Diploma of Financial Planning - International Institute of Technology
 Stephen Scerri2000Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan
 Therese Kathleen Melville2000Advanced Diploma of Financial Planning - FPA ~ Bachelor of Financial Administration - University of New England ~ Certificate IV in Finance & Mortgage Broking - Kaplan ~ Margin Lending & Geared Products - Kaplan ~ SMSF - Kaplan
 Tiffany Thorogood2018Advanced Diploma of Financial Planning - Integrity Education
 Toby James Allen2017Batchelor of Business (Prof. Accounting) and Batchelor of Economics - University of New England ~ Chartered Accountants Program - Chartered Accountancts Australia and New Zealand ~ Diploma of Financial Planning - Mentor Education
 Wesley Keegan2018Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business Analysis - University of Waikato ~ Bachelor of Commerce - Oxford Brookes University ~ Diploma of Financial Planning - Monarch Institute
 William Gregory Woods2004Diploma of Financial Advising - Securities Institue ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan Training
 William Stuart Buchanan Gibson2009Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Arts (Hospitality Management) - Robert Gordon University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academey ~ Post Graduate Diploma in Personnel Management - Robert Gordon University