This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Morgan | 2016 | 2015 - Bachelor of Business (Finance) - - Charles Sturt University ~ 2016 - Graduate Certificate in Finance - - Charles Sturt University |
| Alison Jane Williamson | 1985 | 2003 - Diploma of Financial Planning - - FPA ~ 2004 - Certified Financial Planner - - FPA ~ 2010 - SMSF - - Kaplan ~ 2011 - Estate Planning - - University of Technology Sydney ~ 2012 - Cert IV in Finance & Mortgage Broking - - Kaplan |
| Amy Grace Lippis | 2017 | 2017 - Diploma of Financial Planning - - KAPLAN |
| Amy Louise Peterson | 2017 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Chessum | 2018 | 2003 - Investment Planning 1 - - Kaplan ~ 2003 - Risk Management - - Kaplan ~ 2005 - Superannuation and Retirement Planning - - Kaplan ~ 2010 - Financial Plan Construction & Review - - Kaplan |
| Andrew James Kirby | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - FSTA ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan |
| Anjali Deepak Mathur | 2018 | 1999 - Bachelor of Science in Business - - Wright State University |
| Anthony Amodeo | 2016 | 2013 - Bachelor of Commerce (Major: Financial Planning & Accounting) - - Deakin University ~ 2016 - DFP 4 - - Kaplan |
| Anthony Ronald Joseph Davies | 2004 | 2004 - Advanced Diploma of Financial Services - - Kaplan ~ 2004 - Diploma of Financial Services - - Kaplan ~ 2009 - SMSF - - Kaplan ~ 2011 - Margin Lending & Geared Investments - - Kaplan |
| Antony Joseph Reaiche | 2005 | 2005 - Bachelor of Business (Financial Planning) - - RMIT ~ 2014 - Advanced Self Managed Super Funds Program - - Kaplan ~ 2015 - Advice in Practice (Aged Care) - - Aged Care Steps ~ 2015 - The Strategic Advice Steps for Aged Care - - Aged Care Steps |
| Asel Bolotbek Kyzy | 2017 | 2016 - Diploma of Financial Planning - - Kaplan ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Audra Beerling | 2009 | 2013 - AMP & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2014 - Margin Lending - - Pinnacle ~ 2016 - Bachelor of Commerce (Financial Planning) (Qualification) - - University of the Sunshine Coast (USC) ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Bishal Chhetri | 2018 | 2017 - Diploma of Financial Planning - - Integrity Education Group ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Bjorn Elix | 2016 | 2010 - Diploma Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan ~ 2013 - Margin Lending - - Kaplan ~ 2014 - Self Managed Super Funds - - Kaplan |
| Brandt Reece Piercy | 2000 | 1998 - Certificate in Financial Markets - - FINSIA ~ 2004 - Advanced Diploma Financial Planning - - Kaplan |
| Brant James Weir | 2009 | 2003 - Bachelor of Finance - - University of Adelaide ~ 2010 - Master of Applied Finance - - Kaplan ~ 2012 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cameron Duncan Darrow | 2001 | 2001 - Diploma of Financial Planning - - Securities Institutie ~ 2012 - Cert IV in Finance & Mortgage Broking - - Kaplan |
| Caroline Brown | 1988 | 2002 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - SMSF - - Kaplan ~ 2012 - Cert IV in Finance & Mortgage Broking - - Kaplan |
| Chelsea Lauren Schar | 2016 | 2013 - Bachelor of Commerce (Corporate Finance) - - The University of Adelaide ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2016 - Master of Applied Finance (Financial Planning) - - Charles Sturt University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christine Ann Ferguson | 2004 | 2003 - Bachelor of Commerce (Accounting and Finance) - - Curtin University of Technology ~ 2004 - Diploma of Financial Services - - AMP Financial Planning ~ 2009 - Graduate Certificate in Applied Finance - - Kaplan Professional ~ 2014 - Financial Planning in Practice - Certificate (AQF 1-4) - International Institute of Technology ~ 2021 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Craig Rothall | 2011 | 2010 - Bachelor of Applied Finance - - University of South Australia ~ 2013 - Self Managed Super Funds - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2014 - Diploma of Financial Planning - - Kaplan |
| Daniel Viorel Micutz | 2012 | 2009 - Bachelor of Design (Multimedia Design) - - Swinburne University of Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| David Geoffrey Mead | 2014 | 1994 - Bachelor of Arts in Accountancy - - Univeristy of South Australia ~ 2013 - Diploma in Financial Planning - - Mentor Education ~ 2014 - Advanced Diploma in Financial Planning - - Mentor Education ~ 2014 - Certificate in Margin Lending - - Kaplan Professional Education |
| David John Henry | 1993 | 1997 - Dip FP - - Deakin University ~ 1998 - CFP - - FPA ~ 2011 - SMSF - - Kaplan ~ 2014 - ALPA - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Debbie Mary Smith | 1990 | 2010 - Diploma of Financial Planning - - Mentor Education ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education |
| Dianne Chalk | 1987 | 1992 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2014 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Frank George Khouri | 2003 | 1977 - Bachelor of Business - - University of Technology Sydney ~ 2009 - SMSF - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Cert IV in Finance & Mortgage Broking - - Kaplan |
| Glenn Treacy | 2000 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Gurbinder Singh Gill | 1994 | 1994 - Bachelor of Management with Honours - Bachelor Honours Degree (AQF 8) - University of Science Malaysia ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Margin Lending - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Haden Lacey | 2016 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Griffith university ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Hamish Alexander Mclean-perry | 2018 | 2013 - Graduate Certificate in Commerce - Graduate Certificate (AQF 8) - University of Sydney ~ 2014 - Master of Business (Banking and Finance) - Masters Degree (AQF 9) - Monash University ~ 2017 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Inderjit Singh | 2018 | 1993 - Diploma of Superannuation - - Association of Superannuation Funds Association ~ 1996 - Diploma of Financial Planning - - Financial Planning Association ~ 1999 - Certified Financial Planner - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan Education |
| James Anthony Campbell | 1993 | 1998 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| James Wearn | 2022 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jan Hendrik Swanepoel | 2015 | 1996 - Bachelor of Commerce (Insurance Science) - - University of Pretoria (Sth Africa) ~ 2007 - Post Graduate Diploma in Financial Planning - - University of Stellenbosch (Sth Africa) ~ 2013 - Cert IV in Finance & Mortgage Broking - - International Institute of Technology ~ 2013 - Diploma of Finance and Mortgage Broking Management - - International Institute of Technology ~ 2013 - Diploma of Financial Planning - - International Institute of Technology |
| Jarryd Baxter | 2016 | 2012 - Bachelor of Business - - QUT ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan |
| Jeffrey Ian Frame | 2001 | 1989 - Bachelor of Economics - - University of Tasmania ~ 1992 - Graduate Diploma of Social Science - - University of Tasmania ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2008 - SMSF - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| Joshua Graham Charters | 2018 | 2014 - Bachelor of Economics - - The University of Queensland ~ 2017 - Diploma of Financial Planning - - Monarch Institute |
| Judith Ruth Hughes | 2002 | 2005 - Diploma of Financial Planning - - Deakin University / FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jun Seop Will Han | 2024 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Karen Sowle | 2008 | 1985 - Associate Diploma in Business - - SAIT ~ 1991 - Bachelor of Business - - University of South Australia ~ 2008 - Graduate Diploma in Financial Planning - - FINSIA ~ 2013 - CFP - - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Kevin John Tate | 2001 | 2006 - Diploma of Financial Planning - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Lauren Shen | 2006 | 2002 - Diploma of Business (Banking and Finance) - - TAFE NSW ~ 2006 - Certificate III in Financial Services (General Insurance) - - AMP Limited ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Leasa May Collins | 1998 | 2001 - Diploma of Financial Planning - - FPA ~ 2003 - Certified Financial Planner - - FPA ~ 2005 - SMSF - - Kaplan ~ 2009 - Cert IV in Finance & Mortgage Broking - - AAMC Training Group ~ 2011 - Margin Lending & Geared Investments - - Kaplan |
| Leigh Raymond Cuthbertson | 2016 | 2012 - Bachelor of Economics - - University of Tasmania ~ 2015 - Diploma of Financial Planning - - Mentor Education |
| Leon Patrick Versace | 2009 | 2001 - Diploma of Financial Planning - - Financial Planning Association ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional |
| Linda Austin | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Lonnie John Weeks | 2011 | 2009 - Diploma of Financial Services (Financial Planning) - - KAPLAN Professional Education ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Louis Randles | 2023 | 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lyndsay Wayenberg | 2015 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Maria Faskheeva | 2016 | 2008 - Bachelor Commerce - Bachelor Degree (AQF 7) - University of Adelaide ~ 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2015 - RG146 Securities & Managed Investments - Diploma (AQF 5) - Kaplan Australia |
| Marie Louise Muscat | 1999 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Certified Financial Planner - - FPA ~ 2006 - SMSF - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Certi IV in Finance & Mortgage Broking - - Kaplan |
| Mark Shrimplin | 2002 | 2005 - Advanced Diploma Financial Services (Financial Planning) - - Tribeca ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers (AFA) ~ 2016 - Graduate Certificate in Financial Planning - - Griffith University ~ 2018 - Graduate Diploma of Financial Planning - - Griffith University ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Mark Taylor | 1995 | 2002 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2015 - Self Managed Superannuation Funds - - Mentor |
| Maryanne Hamilton | 2005 | 1989 - Bachelor of Economics - - James Cook University ~ 2003 - Bachelor of Commerce (Accounting) - - James Cook University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Mataan Dunning | 2006 | 2004 - Bachelor of Applied Finance - - University of South Australia ~ 2004 - Bachelor of Commerce - - University of South Australia ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Michael Joseph Murray | 2018 | 2017 - Diploma Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Michael Owen Nealand | 2016 | 1994 - Bachelor of Financial Administration - - University of New England ~ 2005 - Certified Practising Accountant - - CPA Australia ~ 2015 - Public Practice Licence - - CPA Australia ~ 2016 - Diploma of Financial Planning - - Mentor Education |
| Michael Roberts | 1984 | 1986 - Graduate Diploma of Management - - University of Wollongong ~ 1995 - Diploma of Financial Planning - - Deakin University ~ 1996 - Certified Financial Planner - - FPA ~ 2007 - Graduate Diploma of Advanced Taxation Studies - - University of New South Wales |
| Michelle Joy Halvorsen | 2002 | 2002 - Bachelor of Commerce in Financial Planning & Investment - - Griffith University ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - SMSF - - Kaplan ~ 2012 - Cert IV in Finance & Mortgage Broking - - Kaplan |
| Mikala Bristow | 0 | 2018 - Bachelor of Commerce (Financial Planning major) - Bachelor Degree (AQF 7) - University of Wollongong |
| Nicole Yunfei Niu | 2013 | 2012 - Master of Business (Banking & Finance) - - Monash University ~ 2015 - Advanced Diploma of financial planning - - mentor education ~ 2017 - Margin Lending - - Mentor ~ 2018 - Apply legal principles in commercial law when providing tax (financial) advice services - - Monarch Institute ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Blackadder | 1997 | 2000 - Diploma Financial Planning DFP1-7 - Diploma (AQF 5) - Financial Planning Association (FPA) |
| Paul John Gubecka | 2018 | 1999 - Bachelor of Commerce - - Griffith University ~ 2003 - Certified Practising Accountant (CPA) - - CPA Australia ~ 2007 - Masters of Laws - - Australian National University ~ 2017 - Diploma of Superannuation - - ASFA |
| Peter James Orr | 2003 | 2000 - Diploma of Financial Markets - - Securities Insitute ~ 2003 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Certi IV in Finance & Mortgage Broking - - Kaplan |
| Peter Jones | 1995 | 1999 - Diploma of Financial Planning - - Financial Planning Association (FPA) |
| Phuong Hoang Kim Phan | 0 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Rashmi Shankar | 2002 | 1989 - Bachelor of Commerce - - Bangalore University ~ 2003 - Diploma of Financial Services - - Kaplan Professional |
| Renee Jane Hush | 2007 | 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Richard Piesse | 2012 | 2011 - Diploma of Financial Planning - - Kaplan Professional ~ 2012 - Investment Products 1 - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Richard Sean Press | 1990 | 2000 - Diploma of Financial Planning - - Financial Planning Assocation of Australia (FPA) |
| Richard Wyn Pritchard | 2015 | 2013 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2014 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Certificate IV in Finance and Mortgage Broking - - International Institute of Technology Pty Ltd (IIT) |
| Robby John Southall | 1996 | 1996 - Advanced Diploma Financial Planning - - Tribeca |
| Robert Henry Dravers | 2018 | 1982 - The Certified Diploma in Accounting - - The Association of Certified Accountants ~ 2017 - Advance Diploma of Financial Planning - - Kaplan ~ 2017 - Diploma Of Financial Planning - - Kaplan |
| Rodney Mark Lavin | 1988 | 1986 - Bachelor of Economics - - Monash University ~ 1995 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Margin Lending - - Kaplan Professional ~ 2019 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan Professional |
| Rosland Elizabeth Whitehead | 2011 | 1989 - Bachelor of Arts - - Rhodes University (South Africa) ~ 1990 - Bachelor of Laws (LLB) - - Rhodes University (South Africa) ~ 1998 - Graduate Certificate in Financial Planning - - University of the Orange Free State (South Africa) ~ 2005 - Diploma of Financial Planning - - Kaplan |
| Ross Andrew Dwyer | 2011 | 2002 - Diploma Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2016 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia |
| Ryan Phillips | 2024 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Satinder Kaur | 2011 | 2003 - Bachelor of Commerce in Business Economics - Bachelor Degree (AQF 7) - Panjab Univeristy ~ 2006 - Postgraduate Diploma in Business Management - Graduate Diploma (AQF 8) - New Delhi Institute of Management ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shane Michael Pinkerton | 1999 | 2005 - Advanced Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - SMSF - - Kaplan ~ 2012 - Cert IV in Finance & Mortgage Broking - - Kaplan |
| Simon Ashley John Thomson | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2018 - Graduate Diploma in Financial Planning - - Universita Hiberniae Nationalis |
| Stephanie Liah Broom | 2018 | 2013 - Bachelor of Commerce (Financial Planning) - - University of Wollongong ~ 2013 - Bachelor of Laws - - University of Wollongong ~ 2014 - Graduate Diploma in Legal Practice - - College of Law |
| Stephen Darren Kelly | 1987 | 2000 - Diploma of Superannuation Management - Diploma (AQF 5) - Macquire University ~ 2005 - Self Managed Superannuation Funds - Diploma (AQF 5) - Tribeca ~ 2011 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - RG 146 Tier 1 Specialist Margin Lending Course - Diploma (AQF 5) - International Institute of Technology ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stephen Mark Batchelor | 1995 | 2010 - Diploma of Financial Planning - - Pinnacle |
| Stephen Merrett | 0 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Stephen Rodney Ahern | 2018 | 2015 - Diploma of Financial Planning - - International Institute of Technology |
| Tiffany Thorogood | 2018 | 2017 - Advanced Diploma of Financial Planning - - Integrity Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| William Gregory Woods | 2004 | 2003 - Diploma of Financial Advising - - Securities Institue ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - SMSF - - Kaplan Training |