This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
non-cash payment products;
derivatives (limited to derivatives contracts where the amount of the consideration or the value of the arrangement is ultimately determined, derived from or varies by reference to the value of a foreign exchange rate); and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives (limited to derivatives contracts where the amount of the consideration or the value of the arrangement is ultimately determined, derived from or varies by reference to the value of a foreign exchange rate) - wholesale clients only; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
non-cash payment products;
derivatives (limited to derivatives contracts where the amount of the consideration or the value of the arrangement is ultimately determined, derived from or varies by reference to the value of a foreign exchange rate) - wholesale clients only; and
foreign exchange contracts; and
make a market for the following financial products:
foreign exchange contracts; and
derivatives (limited to derivatives contracts where the amount of the consideration or the value of the arrangement is ultimately determined, derived from or varies by reference to the value of a foreign exchange rate) - wholesale clients only.
to retail and wholesale clients, unless otherwise stated above.
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