This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to general financial product advice limited to:
managed investment schemes including IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
Australian carbon credit units to wholesale clients;
basic deposit products to wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
derivatives to wholesale clients;
eligible international emissions units to wholesale clients;
foreign exchange contracts to wholesale clients;
general insurance products to wholesale clients;
managed investment schemes including IDPS to wholesale clients;
non-basic deposit products to wholesale clients; and
securities to wholesale clients.
Provide a crowd-funding service published on an offer platform operated by the licensee only, titled FB Ventures and accessed via www.fbventures.vc limited to:
securities limited to fully paid ordinary shares of an eligible CSF company to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|