This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniella Roovers | 1996 | 2003 - Diploma of Financial Services - - National Insurance Brokers Assocation ~ 2013 - Advanced Diploma of Financial Planning - - RG146 Training Australia Pty Ltd ~ 2016 - Margin Lending - - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paris Bisley | 2010 | 2009 - Bachelor of Business - - Victoria University ~ 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2011 - DPML Margin Lending - - Pinnacle ~ 2012 - Self Managed Superannuation Funds - - University of Adelaide |
| Troy Raymond Gudgeon | 2011 | 2010 - Diploma Financial Services (Financial Planning) - - Mentor Education ~ 2012 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education |
| William Hurst | 2011 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy Pty Ltd ~ 2011 - Certificate of Completion DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2012 - Professional Certificate in Self-Managed Superannuation Funds - - The University of Adelaide ~ 2016 - Accredited Listed Product Adviser Program - - KAPLAN Professional ~ 2019 - Master of Financial Planning - - KAPLAN Professional |