This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Rossouw | 1994 | 2001 - Postgraduate Diploma of Financial Planning - - University of the Free State (South Africa) ~ 2012 - Advanced Diploma of Financial Services (Fin Planning) - - Kaplan Professional ~ 2012 - Certified Financial Planner program - - Deakin University / FPA ~ 2013 - Certificate in Self-Managed Superannuation Funds - - Kaplan Professional |
| Dietmar Birkmann | 1993 | 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2008 - ASX Accredited Listed Products Adviser - - LPAC Online ~ 2008 - Self Managed Superannuation Funds - - Financial Essentials ~ 2010 - Margin Lending - - Kaplan Professional Education ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia |
| Joel Simon Evans | 2001 | 1996 - BCom (Accounting & Finance) - - University of Newcastle ~ 2004 - Certified Financial Planner program - - Financial Planning Association ~ 2007 - Certificate in Self-managed Superannuation - - Kaplan Professional ~ 2011 - ASX Accredited Listed Products Adviser program - - Kaplan Professional ~ 2014 - Certificate IV in Finance & Mortgage Broking - - Kaplan Professional |
| Rebecca Jane Winnell | 2006 | 1995 - Bachelor Degree - Accountancy - - University of South Australia ~ 1998 - Post Graduate - Certified Practicing Accountant (CPA) - - Australian Society of CPAs ~ 2006 - Diploma - Financial Planning - - Response ~ 2011 - Post Graduate - SMSF Advisor (Specialist) - - SPAA |