Evans And Partners Pty. Ltd.

AFS License Number
318075
Name
Evans And Partners Pty. Ltd.
ABN/ACN/ARBN
85125338785
Licensee issued
Nov. 1, 2007
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only;
MDA services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aleksander Urbas 2017 2015 - Bachelor of Economics - Bachelor Degree (AQF 7) - Australian National University ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
 Alexander Baroukh 2014 2011 - Bachelor of Commerce - Advanced Diploma (AQF 6) - University of New South Wales ~ 2011 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - TASACL Commercial Law - Other - Kaplan Higher Education Pty Ltd ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 Alexander Edward Hayward 2011 2010 - Bachelor of Finance - Bachelor Degree (AQF 7) - ANU ~ 2011 - Core 1 Securities & Managed Investments Accreditation Program - Diploma (AQF 5) - Deakin Prime ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2015 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Alexander LE Maistre 2024 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Alice Browne 2015 2009 - CLAW1001 - Commercial transactions A/Foundations of business law - Other - University of Sydney ~ 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 Alison Christine Rodriquez 2016 2010 - Graduate diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
 Amiee Louise Keys 2010 2005 - 4977 - Introduction to Business Law - Other - University of Canberra ~ 2007 - 6417 - Revenue Law - Other - University of Canberra ~ 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Higher Education
 Andersen Lee 2018 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - CFA - Professional Designations - CFA Institute ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education
 Andrew Dixon 2018 2000 - BTX1010 - Commercial Law - Other - Monash University ~ 2007 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University
 Andrew John Moir 1992 1991 - Bachelor of Art (Political Science, Economics) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2002 - RG146 - Other - Deakin Prime ~ 2009 - ADA 2 - Other - Kaplan Professional
 Angela Tran 2018 2011 - BTC1110 - Business Law - Other - Monash University ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Anthony Chiefari 2014 2014 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - Commercial Law - Certificate (AQF 1-4) - Other - Kaplan Professional ~ 2023 - Tax for Financial Advising - Certificate (AQF 1-4) - Other - Kaplan Professional
 Ashley Brent Woodhead 2010 2010 - BP 135 Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Higher Education
 Brian Kim 2011 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - TASACL Commercial Law - Other - Kaplan Higher Education Pty Limited ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
 Bryce Johansen 2023 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Cameron Hans Malingbrough 1987 1984 - 341101 - Commercial Law A - Other - University of Melbourne ~ 1985 - 306323 - Commercial Law C3 (Taxation) - Other - University of Melbourne ~ 1985 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1991 - Graduate Diploma in Applied Finance and Investments - Graduate Diploma (AQF 8) - The Securities Institute of Australia ~ 2012 - ADA 2 - Other - Deakin Prime
 Cameron Hugh Philpot 2023 2019 - Business Administration with concentration on finance/economics - Bachelor Degree (AQF 7) - University of South Carolina ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Christian Edward Beddoe 2023 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Craig Daniel Frankpitt 1998 1997 - Master of Commerce - Masters Degree (AQF 9) - University of Melbourne ~ 2003 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Damien John Kerr 2004 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - LaTrobe University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2011 - RG146 - Diploma (AQF 5) - Financial Planning Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Damien Luke Kennedy 2010 2005 - Bachelor of Business (Accounting/Business Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2010 - Graduate Diploma of Applied Finance (Financial Planning major) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Daniel James Thompson 2016 2011 - BUSN1101 - Introduction to Commercial Law, - Other - Australian National University ~ 2014 - Bachelor of Commerce (Finance and Introductory Accounting) - Bachelor Degree (AQF 7) - Australian National University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 Daniel Marc Parasol 2009 1995 - AAF2110 - Business Law - Other - Monash University ~ 1996 - AAF3150 - Income tax law - Other - Monash University ~ 2000 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2003 - CFP Certification 1-4 Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Daniel Patrick Griffin 2016 2008 - 4977 - Introduction to Business Law - Other - University of Canberra ~ 2009 - 6417 - Revenue Law - Other - University of Canberra ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - KAPLAN ~ 2016 - Core 1 Securities & Managed Investments Accreditation - Diploma (AQF 5) - Deakin Prime
 Daniel Rohan Gumley 2013 2012 - Bachelor of Commerce (Economics/Finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2019 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Darcy Kiernan 2018 2017 - Master of Finance - Masters Degree (AQF 9) - University of Melbourne ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education
 David Craig Stevenson 2000 1996 - 732303 - Taxation Law - Other - University of Melbourne ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 David Mark Summers 1989 1991 - The Securities Institute Australia 8-unit Diploma Course - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - RG146 - Diploma (AQF 5) - Deakin Prime ~ 2008 - ADA 2 - Diploma (AQF 5) - Kaplan ~ 2015 - Foreign Exchange - Diploma (AQF 5) - Deakin Prime ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 David Wansbrough 1995 1986 - 1428 - Law (Business) 151 - Other - Curtin University ~ 1987 - 3381 - Taxation 303 - Other - Curtin University ~ 1991 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Curtin University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 David William Hay 2001 1995 - DL034 - Business Law 1 - Other - RMIT University ~ 2002 - ASIC PS146 - Other - Deakin Prime - SDIA ~ 2002 - Diploma of Business (Banking and Finance) - Diploma (AQF 5) - RMIT University ~ 2003 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime
 George David Joseph Goodchild 2017 2013 - Bachelor of Mathematics (Hons) - Bachelor Honours Degree (AQF 8) - University of Portsmouth ~ 2016 - Core 1 Securities and Managed Investments Accreditation - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Glen Pearce 2018 2012 - HBL111N - Introduction to Business Law - Other - Swinburne University of Technology ~ 2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
 Hannah Louise Doherty-mcmillan 2016 2010 - Bachelor of Commerce (Major in Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - MLC101 - Business Law - Other - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 Hayden Wong 2024 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Hibah Jamal 2023 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Ishara Udarani Rupasinghe 2009 2005 - BUSN1101 - Introduction to Commercial Law - Other - Australian National University ~ 2008 - BUSN3014 - Principles of Income Tax Law - Other - Australian National University ~ 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2010 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Certified Financial Planner - Certificate (AQF 1-4) - Financial Planning Association of Australia
 Jake Edwards 2023 2019 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Jake Raymond Wynan 2018 2016 - Bachelor of Science in Business Administration (Finance) - Bachelor Degree (AQF 7) - University of Louisiana at Lafayette ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 James Alexander Kendall Fletcher 2014 1995 - AF211 - Business Law, AAF3150 - Income Tax Law - Other - Monash University ~ 2000 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 James Anthony David Morrow 2011 2010 - Bachelor of Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - Commercial Law - Other - Kaplan Professional ~ 2023 - Tax for Financial Advising - Other - Kaplan Professional
 James Israel 2017 2013 - Bachelor of Commerce - - University of New South Wales ~ 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UNSW ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Core 1 Securities & Managed Investments - Diploma (AQF 5) - Stockbrokers Association ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 James Lindberg 2014 2009 - BLO1105 - Business Law - Other - Victoria University ~ 2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 James Paterson Bailey 2007 2001 - 4977 - Introduction to Business Law - Other - University of Canberra ~ 2003 - 4994 - Revenue law - Other - University of Canberra ~ 2006 - SDIA – Securities and Derivatives Industry Association - - Stockbrokers Association of Australia ~ 2006 - The SDIA Accreditation Program - Other - SDIA ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - FINSIA ~ 2008 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional
 James Ronald Evans 2018 2014 - MLC101 - Business Law - Other - Deakin University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Jarrad Collins 2007 2007 - Bachelor of Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2008 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Jeremy Law 2018 2008 - B.Econ.Soc.Sci. - - Sydney Uni ~ 2008 - Bachelor of Economics and Social Sciences (Finance and Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2011 - Advanced Diploma of Financial Services - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - TASACLv2 Commercial Law - Other - Kaplan Higher Education Pty Ltd ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 Jeremy Max Sojka 2014 2012 - BTF1010 - Commercial Law - Other - Monash University ~ 2012 - BTF3931 - Taxation Law - Other - Monash University ~ 2012 - Bachelor of Commerce (Accounting, Banking and Finance, Economics) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Jessica Lucy Byrne 2017 2004 - JUST1016 - Commercial Law - Other - RMIT ~ 2010 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2016 - Chartered Alternative Investment Analyst (Level 1) - Professional Designations - CAIA ~ 2017 - RG146 - Foreign Exchange - Diploma (AQF 5) - Financial Education Professionals ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education
 Jessica-lea Surlan 2016 2012 - CLAW1001 - Foundations of Business Law - Other - University of Sydney ~ 2014 - Bachelor of Commerce (Finance/International Business) - Bachelor Degree (AQF 7) - University of Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - Master of Commerce (Finance) - Masters Degree (AQF 9) - University of Sydney ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education
 John Hogan 2015 2010 - Bachelor of Economics (Economic Policy Analysis) - Bachelor Degree (AQF 7) - University of Newcastle
 Jonathon Mceniry 2023 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC006 - Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Joshua Barker 2023 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC006 - Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Kane David Miller 2016 2001 - BTC1110 - Business Law, BTC3150 - Taxation Law - Other - Monash University ~ 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
 Kate Elizabeth Soumilas 2017 2010 - MLL111 + MLL213 - Contract + Torts - Other - Deakin University ~ 2014 - MLL406 - Taxation - Other - Deakin University ~ 2015 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
 Kathleen Dillane 2022 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC006 Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Katie May Loveday 2015 2010 - Taxation 1 - Other - Chartered Accountants Australia & New Zealand ~ 2011 - Chartered Accountant Program - Professional Designations - CA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Katrina Louise Tull 1987 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - Newcastle University ~ 1998 - Diploma of Applied Finance - Diploma (AQF 5) - SDIA ~ 2012 - ADA 2 - Other - Deakin Prime
 Lachlan Remmers 0 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Lilian Reuben 0 2022 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education Pty Ltd ~ 2024 - FPC006 Taxation for Financial Planning - Other - Kaplan Higher Education Pty Ltd ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd
 Lucy Eleanor Meagher 2016 2012 - Bachelor of International and Global Studies - Bachelor Degree (AQF 7) - University of Sydney ~ 2016 - Accredited Derivatives Adviser Level 1 - Diploma (AQF 5) - SAFAA ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Lucy Pentelow 2024 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Luke Fussell 2018 2020 - Bachelor of Business (Finance/Management) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Madeleine Schlitter 0 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2022 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2023 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Marc Ramon Huinink 1998 1992 - AF211 - Business Law - Other - Monash University ~ 1993 - AAF3150 - Income Tax Law - Other - Monash University ~ 1998 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Mark Noel Hogan 2017 2012 - LAW2471 - Taxation Law and Practice - Other - RMIT ~ 2012 - LAW2480 - Business and Corporations Law - Other - RMIT ~ 2012 - Master of Professional Accounting - Masters Degree (AQF 9) - RMIT ~ 2017 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
 Matthew Poynton 2017 2013 - LAW101 - Law, Business & Society, LAW315 - Taxation Law - Other - University of Wollongong ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Matthew Turner 2015 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
 Melanie Pearce 2018 2013 - MLC101 - Business Law - Other - Deakin University ~ 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - MLC301 - Principles of income tax law - Other - Deakin University
 Michael James Clegg 2004 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2012 - Accredited Derivatives Adviser Level 2 - Diploma (AQF 5) - Deakin Prime
 Michael Tony Kostos 2017 2008 - BTF1010 - Commercial Law - Other - Monash University ~ 2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2020 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Millie Ferguson 2024 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Monique Elwyn Gourlay 1998 1988 - 306121 (Commercial law A) and 306221 (Commercial law B) - Other - University of Melbourne ~ 1988 - 306323 Commercial law C3 (Taxation) - Other - University of Melbourne ~ 1995 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Nadine Florenini 2015 2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited
 Nicholas Edward Gordon 1992 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2002 - ASIC PS146 - Other - Deakin Prime - SDIA ~ 2005 - ADA 1&2 - Other - Deakin Prime
 Nicholas Ries 2009 2001 - BTF1010 - Commercial Law - Other - Monash University ~ 2008 - Bachelor of Business Management - Bachelor Degree (AQF 7) - Monash University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Patrick DI Giannantonio 2024 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Paul Henri Benveniste 1997 1994 - Bachelor of Commerce - - University of Adelaide ~ 2000 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2011 - ADA 1 - - Deakin Prime ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Peter Konstantine Jorgensen 2008 2008 - ASIC PS146 - Other - Deakin Prime - SDIA ~ 2010 - Master of Business Administration - Other - The University of Edinburgh ~ 2015 - ADA 2 - Other - Deakin Prime
 Philip Damien Anglin 2000 1992 - MCM171 - Introduction to Law and contract Law - Other - Deakin University ~ 1992 - MCM272 - Income Taxation Law - Other - Deakin University ~ 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Pieter Francois Scheepers 2015 2012 - 79708 - Contemporary Business Law, 77938 - Introduction to Taxation Law - Other - University of Technology Sydney ~ 2013 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2014 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
 Randall Fulton - Boote 2013 2009 - BUSL250 - Business Law - Other - Macquarie University ~ 2012 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Robert Raymond Tayoun 2012 2003 - LAW100 - Law in Society - Other - University of Wollongong ~ 2005 - LAW315 - Taxation Law - Other - University of Wollongong ~ 2014 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Ryan James Cormican 2012 2010 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Core 1 - Securities & Managed Investments Accreditation - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association ~ 2014 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
 Samuel Jones 2018 2003 - HBL111 - Law in Global Business - Other - Swinburne University ~ 2008 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - Swinburne University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education
 Saurav Patel 2022 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC006 - Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Timothy Gayfer 0 2020 - Bachelor of Commerce/Bachelor of Economics Deans Scholars Program - Bachelor Degree (AQF 7) - Monash University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 Tom Richardson 2018 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
 Wanhee Lee 2003 2002 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2015 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills. - Bridging Course - Behavioural Finance - Kaplan Higher Education
 William Edward Richardson 2014 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
 William Gregg 2016 2006 - Bachelor of Business - Other - Hertfordshire University ~ 2015 - Accredited Derivatives Adviser Level 1 and 2 - Certificate (AQF 1-4) - Deakin Prime