This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only;
MDA services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aleksander Urbas | 2017 | 2015 - Bachelor of Economics - Bachelor Degree (AQF 7) - Australian National University ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Alexander Baroukh | 2014 | 2011 - Bachelor of Commerce - Advanced Diploma (AQF 6) - University of New South Wales ~ 2011 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Commercial Law - Other - Kaplan Higher Education |
| Alexander Edward Hayward | 2011 | 2010 - Bachelor of Finance - Bachelor Degree (AQF 7) - ANU ~ 2011 - Core 1 Securities & Managed Investments Accreditation Program - Diploma (AQF 5) - Deakin Prime ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2015 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Alexander LE Maistre | 2024 | 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Alice Browne | 2015 | 2009 - CLAW1001 - Commercial transactions A/Foundations of business law - Other - University of Sydney ~ 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Alison Christine Rodriquez | 2016 | 2010 - Graduate diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Amiee Louise Keys | 2010 | 2005 - 4977 - Introduction to Business Law - Other - University of Canberra ~ 2007 - 6417 - Revenue Law - Other - University of Canberra ~ 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Higher Education |
| Andersen Lee | 2018 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - CFA - Professional Designations - CFA Institute ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education |
| Andrew Dixon | 2018 | 2000 - BTX1010 - Commercial Law - Other - Monash University ~ 2007 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University |
| Andrew John Moir | 1992 | 1991 - Bachelor of Art (Political Science, Economics) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2002 - RG146 - Other - Deakin Prime ~ 2009 - ADA 2 - Other - Kaplan Professional |
| Angela Tran | 2018 | 2011 - BTC1110 - Business Law - Other - Monash University ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Anthony Chiefari | 2014 | 2014 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - Commercial Law - Certificate (AQF 1-4) - Other - Kaplan Professional ~ 2023 - Tax for Financial Advising - Certificate (AQF 1-4) - Other - Kaplan Professional |
| Ashley Brent Woodhead | 2010 | 2010 - BP 135 Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Higher Education |
| Brian Kim | 2011 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Commercial Law - Other - Kaplan Higher Education |
| Bryce Johansen | 2023 | 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Cameron Hans Malingbrough | 1987 | 1984 - 341101 - Commercial Law A - Other - University of Melbourne ~ 1985 - 306323 - Commercial Law C3 (Taxation) - Other - University of Melbourne ~ 1985 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1991 - Graduate Diploma in Applied Finance and Investments - Graduate Diploma (AQF 8) - The Securities Institute of Australia ~ 2012 - ADA 2 - Other - Deakin Prime |
| Cameron Hugh Philpot | 2023 | 2019 - Business Administration with concentration on finance/economics - Bachelor Degree (AQF 7) - University of South Carolina ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Christian Edward Beddoe | 2023 | 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Craig Daniel Frankpitt | 1998 | 1997 - Master of Commerce - Masters Degree (AQF 9) - University of Melbourne ~ 2003 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Damien John Kerr | 2004 | 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - LaTrobe University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2011 - RG146 - Diploma (AQF 5) - Financial Planning Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Damien Luke Kennedy | 2010 | 2005 - Bachelor of Business (Accounting/Business Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2010 - Graduate Diploma of Applied Finance (Financial Planning major) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Daniel James Thompson | 2016 | 2011 - BUSN1101 - Introduction to Commercial Law, - Other - Australian National University ~ 2014 - Bachelor of Commerce (Finance and Introductory Accounting) - Bachelor Degree (AQF 7) - Australian National University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Daniel Marc Parasol | 2009 | 1995 - AAF2110 - Business Law - Other - Monash University ~ 1996 - AAF3150 - Income tax law - Other - Monash University ~ 2000 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2003 - CFP Certification 1-4 Program - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Daniel Patrick Griffin | 2016 | 2008 - 4977 - Introduction to Business Law - Other - University of Canberra ~ 2009 - 6417 - Revenue Law - Other - University of Canberra ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - KAPLAN ~ 2016 - Core 1 Securities & Managed Investments Accreditation - Diploma (AQF 5) - Deakin Prime |
| Daniel Rohan Gumley | 2013 | 2012 - Bachelor of Commerce (Economics/Finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2019 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Darcy Kiernan | 2018 | 2017 - Master of Finance - Masters Degree (AQF 9) - University of Melbourne ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education |
| David Craig Stevenson | 2000 | 1996 - 732303 - Taxation Law - Other - University of Melbourne ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| David Mark Summers | 1989 | 1991 - The Securities Institute Australia 8-unit Diploma Course - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - RG146 - Diploma (AQF 5) - Deakin Prime ~ 2008 - ADA 2 - Diploma (AQF 5) - Kaplan ~ 2015 - Foreign Exchange - Diploma (AQF 5) - Deakin Prime ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| David Wansbrough | 1995 | 1986 - 1428 - Law (Business) 151 - Other - Curtin University ~ 1987 - 3381 - Taxation 303 - Other - Curtin University ~ 1991 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Curtin University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| David William Hay | 2001 | 1995 - DL034 - Business Law 1 - Other - RMIT University ~ 2002 - ASIC PS146 - Other - Deakin Prime - SDIA ~ 2002 - Diploma of Business (Banking and Finance) - Diploma (AQF 5) - RMIT University ~ 2003 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |
| George David Joseph Goodchild | 2017 | 2013 - Bachelor of Mathematics (Hons) - Bachelor Honours Degree (AQF 8) - University of Portsmouth ~ 2016 - Core 1 Securities and Managed Investments Accreditation - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Glen Pearce | 2018 | 2012 - HBL111N - Introduction to Business Law - Other - Swinburne University of Technology ~ 2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education |
| Hannah Louise Doherty-mcmillan | 2016 | 2010 - Bachelor of Commerce (Major in Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - MLC101 - Business Law - Other - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Hayden Wong | 2024 | 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Hibah Jamal | 2023 | 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Ishara Udarani Rupasinghe | 2009 | 2005 - BUSN1101 - Introduction to Commercial Law - Other - Australian National University ~ 2008 - BUSN3014 - Principles of Income Tax Law - Other - Australian National University ~ 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2010 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Certified Financial Planner - Certificate (AQF 1-4) - Financial Planning Association of Australia |
| Jake Edwards | 2023 | 2019 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC006 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jake Raymond Wynan | 2018 | 2016 - Bachelor of Science in Business Administration (Finance) - Bachelor Degree (AQF 7) - University of Louisiana at Lafayette ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| James Alexander Kendall Fletcher | 2014 | 1995 - AF211 - Business Law, AAF3150 - Income Tax Law - Other - Monash University ~ 2000 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| James Anthony David Morrow | 2011 | 2010 - Bachelor of Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - Commercial Law - Other - Kaplan Professional ~ 2023 - Tax for Financial Advising - Other - Kaplan Professional |
| James Israel | 2017 | 2013 - Bachelor of Commerce - - University of New South Wales ~ 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UNSW ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Core 1 Securities & Managed Investments - Diploma (AQF 5) - Stockbrokers Association ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Lindberg | 2014 | 2009 - BLO1105 - Business Law - Other - Victoria University ~ 2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| James Paterson Bailey | 2007 | 2001 - 4977 - Introduction to Business Law - Other - University of Canberra ~ 2003 - 4994 - Revenue law - Other - University of Canberra ~ 2006 - SDIA – Securities and Derivatives Industry Association - - Stockbrokers Association of Australia ~ 2006 - The SDIA Accreditation Program - Other - SDIA ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - FINSIA ~ 2008 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Ronald Evans | 2018 | 2014 - MLC101 - Business Law - Other - Deakin University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jarrad Collins | 2007 | 2007 - Bachelor of Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2008 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jeremy Law | 2018 | 2008 - B.Econ.Soc.Sci. - - Sydney Uni ~ 2008 - Bachelor of Economics and Social Sciences (Finance and Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2011 - Advanced Diploma of Financial Services - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jeremy Max Sojka | 2014 | 2012 - BTF1010 - Commercial Law - Other - Monash University ~ 2012 - BTF3931 - Taxation Law - Other - Monash University ~ 2012 - Bachelor of Commerce (Accounting, Banking and Finance, Economics) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jessica Lucy Byrne | 2017 | 2004 - JUST1016 - Commercial Law - Other - RMIT ~ 2010 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2016 - Chartered Alternative Investment Analyst (Level 1) - Professional Designations - CAIA ~ 2017 - RG146 - Foreign Exchange - Diploma (AQF 5) - Financial Education Professionals ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education |
| Jessica-lea Surlan | 2016 | 2012 - CLAW1001 - Foundations of Business Law - Other - University of Sydney ~ 2014 - Bachelor of Commerce (Finance/International Business) - Bachelor Degree (AQF 7) - University of Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - Master of Commerce (Finance) - Masters Degree (AQF 9) - University of Sydney ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Tax for Financial Advising - Other - Kaplan Higher Education |
| John Hogan | 2015 | 2010 - Bachelor of Economics (Economic Policy Analysis) - Bachelor Degree (AQF 7) - University of Newcastle |
| Jonathon Mceniry | 2023 | 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2021 - FPC006 - Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Joshua Barker | 2023 | 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC006 - Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Kane David Miller | 2016 | 2001 - BTC1110 - Business Law, BTC3150 - Taxation Law - Other - Monash University ~ 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Kate Elizabeth Soumilas | 2017 | 2010 - MLL111 + MLL213 - Contract + Torts - Other - Deakin University ~ 2014 - MLL406 - Taxation - Other - Deakin University ~ 2015 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Kathleen Dillane | 2022 | 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC006 Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Katie May Loveday | 2015 | 2010 - Taxation 1 - Other - Chartered Accountants Australia & New Zealand ~ 2011 - Chartered Accountant Program - Professional Designations - CA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Katrina Louise Tull | 1987 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - Newcastle University ~ 1998 - Diploma of Applied Finance - Diploma (AQF 5) - SDIA ~ 2012 - ADA 2 - Other - Deakin Prime |
| Lachlan Remmers | 0 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Lucy Eleanor Meagher | 2016 | 2012 - Bachelor of International and Global Studies - Bachelor Degree (AQF 7) - University of Sydney ~ 2016 - Accredited Derivatives Adviser Level 1 - Diploma (AQF 5) - SAFAA ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Lucy Pentelow | 2024 | 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Luke Fussell | 2018 | 2020 - Bachelor of Business (Finance/Management) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Madeleine Schlitter | 0 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2022 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education ~ 2023 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Marc Ramon Huinink | 1998 | 1992 - AF211 - Business Law - Other - Monash University ~ 1993 - AAF3150 - Income Tax Law - Other - Monash University ~ 1998 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Mark Noel Hogan | 2017 | 2012 - LAW2471 - Taxation Law and Practice - Other - RMIT ~ 2012 - LAW2480 - Business and Corporations Law - Other - RMIT ~ 2012 - Master of Professional Accounting - Masters Degree (AQF 9) - RMIT ~ 2017 - Chartered Accountant Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education |
| Matthew Poynton | 2017 | 2013 - LAW101 - Law, Business & Society, LAW315 - Taxation Law - Other - University of Wollongong ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Matthew Turner | 2015 | 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Melanie Stone | 2018 | 2013 - MLC101 - Business Law - Other - Deakin University ~ 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - MLC301 - Principles of income tax law - Other - Deakin University |
| Michael James Clegg | 2004 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2012 - Accredited Derivatives Adviser Level 2 - Diploma (AQF 5) - Deakin Prime |
| Michael Tony Kostos | 2017 | 2008 - BTF1010 - Commercial Law - Other - Monash University ~ 2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2020 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Millie Ferguson | 2024 | 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Monique Elwyn Gourlay | 1998 | 1988 - 306121 (Commercial law A) and 306221 (Commercial law B) - Other - University of Melbourne ~ 1988 - 306323 Commercial law C3 (Taxation) - Other - University of Melbourne ~ 1995 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Nadine Florenini | 2015 | 2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Nicholas Edward Gordon | 1992 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2002 - ASIC PS146 - Other - Deakin Prime - SDIA ~ 2005 - ADA 1&2 - Other - Deakin Prime |
| Nicholas Ries | 2009 | 2001 - BTF1010 - Commercial Law - Other - Monash University ~ 2008 - Bachelor of Business Management - Bachelor Degree (AQF 7) - Monash University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Patrick DI Giannantonio | 2024 | 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Paul Henri Benveniste | 1997 | 1994 - Bachelor of Commerce - - University of Adelaide ~ 2000 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2011 - ADA 1 - - Deakin Prime ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Konstantine Jorgensen | 2008 | 2008 - ASIC PS146 - Other - Deakin Prime - SDIA ~ 2010 - Master of Business Administration - Other - The University of Edinburgh ~ 2015 - ADA 2 - Other - Deakin Prime |
| Philip Damien Anglin | 2000 | 1992 - MCM171 - Introduction to Law and contract Law - Other - Deakin University ~ 1992 - MCM272 - Income Taxation Law - Other - Deakin University ~ 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Pieter Francois Scheepers | 2015 | 2012 - 79708 - Contemporary Business Law, 77938 - Introduction to Taxation Law - Other - University of Technology Sydney ~ 2013 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2014 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Randall Fulton - Boote | 2013 | 2009 - BUSL250 - Business Law - Other - Macquarie University ~ 2012 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2012 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Robert Raymond Tayoun | 2012 | 2003 - LAW100 - Law in Society - Other - University of Wollongong ~ 2005 - LAW315 - Taxation Law - Other - University of Wollongong ~ 2014 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Ryan James Cormican | 2012 | 2010 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Core 1 - Securities & Managed Investments Accreditation - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association ~ 2014 - Master of Applied Finance (Financial Planning Major) - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Samuel Jones | 2018 | 2003 - HBL111 - Law in Global Business - Other - Swinburne University ~ 2008 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - Swinburne University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education |
| Saurav Patel | 2022 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC006 - Taxation and commercial law for financial planning - Other - Kaplan Higher Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Timothy Gayfer | 0 | 2020 - Bachelor of Commerce/Bachelor of Economics Deans Scholars Program - Bachelor Degree (AQF 7) - Monash University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2024 - FPC006 - Taxation for Financial Planning - Other - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Tom Richardson | 2018 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Wanhee Lee | 2003 | 2002 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2015 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2020 - FPC007B Client Engagement Skills. - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| William Edward Richardson | 2014 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| William Gregg | 2016 | 2006 - Bachelor of Business - Other - Hertfordshire University ~ 2015 - Accredited Derivatives Adviser Level 1 and 2 - Certificate (AQF 1-4) - Deakin Prime |