This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Fiona Clare Thomas | 2002 | 1997 - Bachelor of Arts - Bachelor Degree (AQF 7) - The University of Sydney ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Ingratec ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2009 - Master of Social Development - Masters Degree (AQF 9) - University of New South Wales ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| James Harley Chalmers | 2018 | 2002 - Bachelor of Physiotherapy - Bachelor Degree (AQF 7) - University of South Australia ~ 2010 - Master of Public Health - Masters Degree (AQF 9) - The University of Queensland ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Julia Harley | 2013 | 2003 - Diploma of Business and Commerce - Diploma (AQF 5) - University of Technology Sydney ~ 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2008 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2008 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Financial Services Institute of Australia |
| Justin Medcalf | 2007 | 2003 - Bachelor of Commerce (Accounting) - - University of Western Sydney ~ 2006 - Diploma of Financial Planning - - Kaplan ~ 2008 - Advanced Diploma of Financial Planning - - Kaplan |
| Kathryn Fitch-daniels | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Threesixty ~ 2008 - Certified Financial Planner - - Financial Planning Association ~ 2014 - Self Managed Superannuation Fund - - Kaplan ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Western Sydney |
| Matthew Hicks | 2013 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Michael Evan Josephson | 2003 | 1983 - Bachelor of Arts - Asian Studies - - Princeton University USA ~ 2011 - Diploma of Financial Planning - - Kaplan |
| Michelle Jane Skittrall | 2013 | 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - University of South Australia ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Trevor Thomas | 1998 | 1985 - Bachelor of Economics (Hons) - Bachelor Honours Degree (AQF 8) - The University of Sydney ~ 1991 - Master of Business Administration - Masters Degree (AQF 9) - Eastern College ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Securities Institute |
| Vaughan Stephen Hain | 2018 | 2012 - Master of Business in Accounting and Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |