Ethinvest Pty. Limited

AFS License Number
223718
Name
Ethinvest Pty. Limited
ABN/ACN/ARBN
53003843874
Licensee issued
Oct. 25, 2002
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 David John Rae 2003 Bachelor of Economics - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Fiona Clare Thomas 2002 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Arts - The University of Sydney ~ Diploma of Financial Services (Financial Planning) - Ingratec ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Social Development - University of New South Wales
 John Scott Coombe 2018 Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association
 Julia Harley 2013 Bachelor of Business - University of Technology Sydney ~ Diploma of Business and Commerce - University of Technology Sydney ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Applied Finance - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Financial Services Institute of Australia
 Justin Medcalf 2007 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Accounting) - University of Western Sydney ~ Diploma of Financial Planning - Kaplan
 Kathryn Fitch-daniels 2008 Advanced Diploma of Financial Services (Financial Planning) - Threesixty ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma in Financial Planning - University of Western Sydney ~ Self Managed Superannuation Fund - Kaplan
 Matthew Hicks 2013 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Michael Evan Josephson 2003 Bachelor of Arts - Asian Studies - Princeton University USA ~ Diploma of Financial Planning - Kaplan
 Michelle Jane Skittrall 2013 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
 Trevor Thomas 1998 Bachelor of Economics (Hons) - The University of Sydney ~ Diploma of Financial Planning - Securities Institute ~ Master of Business Administration - Eastern College
 Vaughan Stephen Hain 2018 Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Master of Business in Accounting and Finance - University of Technology Sydney