This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to wholesale clients only, for the following classes of financial products:
derivatives;
securities; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product to retail and wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
securities; and
financial products limited to:
miscellaneous financial investment products; and
provide the following custodial or depository services to retail and wholesale clients:
operate custodial or depository services other than investor directed portfolio services.
| Name | First provided advice | Qualification and trainings |
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