This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Donna Lee Carkeek | 2013 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FAAA ~ 2004 - 4 unit certified financial planning program - Other - FAAA ~ 2004 - Certified Financial Planner Education Program - - Deakin University ~ 2004 - Financial Planning Association Membership - - Financial Planning Association ~ 2025 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| John Talbot | 1990 | 2004 - Certified Financial Planner Education Program - - Deakin University ~ 2004 - Financial Planning Association Membership - - Financial Planning Association |
| Run Meretz | 1987 | 2004 - Advanced Diploma - - Integratec ~ 2017 - SMSF Association Member - - SMSF Association |
| Tal Meretz | 0 | 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan University |