Ecliptic Financial Services Pty ltd

AFS License Number
529695
Name
Ecliptic Financial Services Pty ltd
ABN/ACN/ARBN
34626305262
Licensee issued
July 16, 2021
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Donald Nicol 1987 1998 - Certified Financial Planner - - Financial Planning Association ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 1998 - Master of Commerce - - University of Western Sydney ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education
 Katrina Elizabeth Vanstone 2018 1986 - Bachelor of Economics - - University of Sydney ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Securities & Managed Investments DFP4 - - Kaplan Professional ~ 2018 - Tax for Financial Planning DFP5 - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan