This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Lindsay Travis Poultney | 2005 | 2005 - Bachelor of Commerce (Financial Planning) - - Curtin University ~ 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Fellow, Chartered Financial Practitioner - - Mentor Education Group ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Louis Alfred Zammit | 1995 | 1993 - Bachelor of Business - Financial Management & Economics - - Curtin University ~ 1996 - Certificate of Superannuation Management - - Association of Superannuation Funds of Australia ~ 1999 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2010 - Margin Lending Facilities - - GWM Adviser Services Ltd T/A Advice Education ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Matthew Thomas Starcevich | 2002 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University ~ 2004 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - KAPLAN ~ 2018 - Certified Financial Planner - Other - FAAA ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Paul Andrew Mullins | 1998 | 1998 - Certificate in Superannuation Management - - Association of Superannuation Funds of Australia (ASFA) ~ 2001 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2004 - Small Superannuation funds accreditation - - Financial Wisdom ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2020 - Financial Adviser Exam - Other - FASEA ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |