This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brent Desmond Fiedler | 2010 | 2008 - Diploma of Financial Services - - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Daniel Mark Ardern | 2017 | 2010 - Bachelor of Arts ( Honours in Economics) - Bachelor Degree (AQF 7) - University of Newcastle upon Tyne ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Jeremy Mitchell Bogovac | 2024 | 2022 - Graduate Diploma in Business (Financial Planning Major) - Graduate Diploma (AQF 8) - Queensland University of Technology ~ 2023 - SMSF Specialist SSA - Professional Designations - SMSF Association |
| Lili Hong | 2021 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - SMSF Specialist SSA - Professional Designations - SMSF Association |
| Philip Jamie Toop | 1988 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinder University South Australia ~ 1989 - Post Graduate Diploma - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2002 - PS146 - Other - Securities Institute ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2018 - CFA - Professional Designations - CFA Institute ~ 2018 - Master of Finance - Masters Degree (AQF 9) - Griffith University |