Dirigere Advisory Pty Limited

AFS License Number
524371
Name
Dirigere Advisory Pty Limited
ABN/ACN/ARBN
57640403836
Licensee issued
May 20, 2021
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Benjamin George Brookes 2011 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Margin Lending - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Benjamin Johnson 2022 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Blair David Jamieson 2024 2020 - Ethics and Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE (NSW) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Damian Reece Grimes 1987 2009 - Certificate - ASIC General Insurance Compliance - - Australian New Zealand Institute of Insurance Finance ~ 2009 - Certificate - Australian Mortgage Broking - - Kaplan Professional ~ 2009 - MFAA Initial Compliance Pack - - Mortgage & Finance Association of Australia ~ 2011 - Self Managed Superannuation Funds - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan
 Gaven Macfarlane 2003 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2005 - Diploma of Financial Planning - - Financial Planning Association ~ 2008 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Katherine Anne Hayes 2006 2007 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2008 - Graduate Certificate of Financial Planning - - Finsia ~ 2009 - Graduate Diploma of Applied Finance - - Kaplan
 Matthew William Wallis 2012 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2017 - DFP5v3 Tax for Financial Advising - - Kaplan ~ 2018 - TASACLv1 Commercial Law - - Kaplan
 Mia Inglis 2024 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Phillip Arthur Osborne 1998 1998 - Diploma of Financial Planning - - FPA / Deakin University ~ 2006 - Master of Commerce - - University of Western Sydney
 Shaun Clements 2005 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Master of Financial Planning - - University of the Sunshine Coast ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Terry Christopher Johnson 2009 2007 - Certificate IV in Mortgage Broking - - Kaplan ~ 2007 - Diploma in Financial Planning - - Kaplan ~ 2011 - Advanced Diploma in Financial Planning - - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Tristan Ernest Godfrey 2003 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Self Managed Superannuation Funds - Other - Kaplan ~ 2010 - ASX Listed Products Accreditation Course - Other - LPAC Online ~ 2010 - Certified Financial Planner - Professional Designations - FAAA ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan