This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Frank Varallo | 2018 | 2009 - Diploma of Financial Planning - - Traineeship Management Australia ~ 2016 - Advanced Diploma of Financial Planning - - International Institute of Australia ~ 2021 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan |
| Goce George Mileski | 2001 | 1998 - Bachelor of Economics Honours - - La Trobe University ~ 2002 - Graduate Diploma in Financial Planning - - Financial Services Institute of Australasia ~ 2003 - Graduate Diploma in Applied Finance and Investment - - Financial Services Institute of Australasia ~ 2005 - Certified Financial Planner - - FPA |
| Nick Davos | 2005 | 2005 - Bachelor Commerce/Science - - Melbourne University ~ 2005 - Diploma of Financial Planning - - Deakin University |