This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to general financial product advice limited to:
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
miscellaneous financial investment products - limited to digital assets to retail and wholesale clients; and
non-cash payment products to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
foreign exchange contracts to retail and wholesale clients; and
non-cash payment products to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
miscellaneous financial investment products - limited to digital assets to retail and wholesale clients; and
non-cash payment products to retail and wholesale clients.
Make a market for a financial product limited to:
foreign exchange contracts to retail and wholesale clients;
managed investment schemes to retail and wholesale clients;
miscellaneous financial investment products - limited to digital assets to retail and wholesale clients; and
non-cash payment products to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
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