This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Grinsell | 2009 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B-Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Julian Coleman | 2007 | 2000 - Diploma - Financial Planning - - Training Australia ~ 2014 - Diploma - Financial Planning - - Kaplan ~ 2016 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Graduate Diploma - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nithin Mathew Thomas | 2010 | 2010 - Master of Business Administration - - University of Technology Sydney (UTS) ~ 2016 - RG146 Margin Lending - - Financial Education Professionals ~ 2016 - RG146 Self-Managed Superannuation Fund - - Financial Education Professionals ~ 2018 - Tier 1 Derivatives - Personal Advice - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |