This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Chris Murray | 1993 | 1989 - Diploma of Financial Markets - - Securities Industry of Australia ~ 2005 - Diploma of Financial Planning - - FPA ~ 2005 - SMSF Specialist Adviser - - SMSF Professional Association of Australia ~ 2006 - CFP Education Program - - FPA ~ 2020 - Ethics & Professionalism - Bridging Course - Ethics - Kaplan |
| John Francis Mcilroy | 1984 | 1976 - Bachelor of Business - - RMIT ~ 2006 - Certificate in Training - - Financial Essentials ~ 2014 - Graduate of Institute of Company Directors - - Institute of Company Directors ~ 2020 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - Ethics & Professionalism - Bridging Course - Ethics - Kaplan |
| John Scott Coombe | 2018 | 1993 - Bachelor of Commerce - - University of Newcastle ~ 2008 - Diploma of Financial Services (Financial Markets) - - Australian Financial Markets Association ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Lisa Maree Fowler | 2003 | 1999 - Bachelor of Commerce (Management, Banking & Finance) - - University of Western Sydney ~ 2004 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2020 - Ethics & Professionalism - Bridging Course - Ethics - Kaplan |
| Timothy James Wedd | 1998 | 1993 - Bachelor of Commerce - - University of Melbourne ~ 1996 - Diploma of Financial Planning - - Financial Planning Association ~ 2007 - Certificate in Workplace Training and Assessment - - Innovative Business Training ~ 2020 - Ethics and Professionalism for Advisers - Bridging Course - Ethics - Kaplan |