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Cps Capital Group Pty ltd

AFS License Number
294848
Name
Cps Capital Group Pty ltd
ABN/ACN/ARBN
73088055636
Licensee issued
May 11, 2006
Address
Perth, 6000, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Ashok Desai1996Accredited FInancial Planning Specialist - ICAA ~ FASEA Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ MBA - University of Western Australia ~ Margin Lending and Geared Investments - Kaplan Professional
 Brent Joseph Evitt1989Bachelor of Business - Curtin University ~ FASEA Exam - FASEA ~ Margin Lending - Stockbrokers Association of Australia ~ PS146 Compliance Program (Securities and Managed Investments) - FINSIA ~ Superannuation - KAPLAN
 Brian Collins1998Bachelor of Commerce - Curtin University ~ Certified Practicing Accountant - Deakin University ~ FASEA Exam - FASEA ~ RG146 - Kaplan
 Callum Fransz2017FASEA Exam - FASEA ~ Tier 1 Securities - Kaplan
 Dale Maurice Raynes1998Accredited Derivatives Adviser Level 1 Exam - Australian Stock Exchange ~ Bachelor of Commerce - University of Western Australia ~ FASEA Exam - FASEA ~ Financial Advising Essentials - C4 - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Jason William Gould Peterson1996Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Commerce - Curtin University ~ FASEA Exam - FASEA ~ Graduate Diploma of Applied FInance and Investment - FINSIA ~ Margin Lending and Geared Investments - Kaplan
 Kyle Haynes1996Accredited Derivatives Adviser - Level 2 - Australian Stock Exchange ~ Bachelor of Commerce - Murdoch University ~ FASEA Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ RG 146 - RMIT University
 Mason King2016Bachelor of Commerce - Curtin University ~ FASEA Exam - FASEA ~ RG 146 - Kaplan
 Michael Stanley Carter2006Bachelor of Commerce - University of Western Australia ~ FASEA Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Finsia ~ Margin Lending and Geared Investments - Kaplan Professional
 Murray William Broun2003Accredited Derivateives Adviser- Level 2 - Australian Stock Exchange ~ Bachelor of Commerce - Curtin University ~ FASEA Exam - FASEA ~ Foreign Exchange - Kaplan ~ RG 146 - Securities Institute of Australia
 Roberto Gerald Catena2002Bachelor of Economics (Honours) - University of WA ~ FASEA Exam - FASEA ~ RG146 Tier 1 - SDIA
 Stephen Brendon Shreeve1999ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ FASEA Exam - FASEA ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending - Stockbrokers Association of Australia
 Timothy Paul Neesham2008Bachelor of Economics - University of Western Australia ~ FASEA Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 William Louis Guillaume Philogene2004ASX Broker Exam - Securities Institute Education ~ Bachelor of Commerce - University of Western Australia ~ FASEA Exam - FASEA ~ Managed Investments Module - Stockbrokers Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia