This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Levi Whitehead | 2010 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Aaron Speelman | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2017 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Aaron Zelman | 2004 | 1999 - Bachelor of Arts - Bachelor Degree (AQF 7) - Monash University ~ 1999 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2004 - Master of Financial Planning - Masters Degree (AQF 9) - RMIT University |
| Abolade Afisu Akamo | 2006 | 2009 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Adam Ellsmore | 2010 | 2009 - Bachelor of Business (Banking & Finance) - - Charles Sturt University ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2013 - Margin Lending & Geared Investments - - Kaplan Professional |
| Adam Hone | 2014 | 2013 - Bachelor of Commerce (Commercial Law & Finance) - - University of Sydney ~ 2013 - Diploma of Financial Planning - - International Institute of Technology (IIT) ~ 2013 - RG146 Tier 1 Specialist Margin Lending Course - - International Institute of Technology (IIT) |
| Adam John Marjoribanks | 1997 | 2002 - Foundation DFP - - Financial Planning Assocation of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Adam Mark Moiler | 2012 | 2005 - Bachelor of Engineering Mechanical Engineering (Honours) - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Graduate Certificate of Chartered Accounting Foundations - Graduate Certificate (AQF 8) - Deakin University ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Certificate IV Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FINANCIAL ADVICE REGULATION (INTENSIVE) - Bridging Course - Regulation & Legal Obligations - Deakin University ~ 2022 - ETHICS FOR FINANCIAL SERVICES (INTENSIVE) - Bridging Course - Ethics - Deakin University ~ 2023 - ESTATE PLANNING & RISK MANAGEMENT STRATEGIES (INTENSIVE) - Other - Deakin University ~ 2024 - FINANCIAL BEHAVIOUR & DECISION MAKING (INTENSIVE) - Bridging Course - Behavioural Finance - Deakin University ~ 2024 - SUPERANNUATION AND RETIREMENT PLANNING - Other - Deakin University |
| Adrian Francis Pekin | 2006 | 2004 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2010 - Financial Planning Assocation of Australia - - Kaplan Professional |
| Aimee Caitlin Taylor | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2016 - Margin Lending - Other - Integrity Education Group ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Taxation Law for Tax (Financial) Advisers - Other - Applied Education |
| Alexander Kambos | 2015 | 1994 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Wollongong ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2018 - TASACLv1 Commercial Law - Other - Kaplan Professional |
| Alexander Lee | 2015 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alexander Murray Mcadam | 2006 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2018 - SMSF Self Managed Super Funds - Other - Integrity Education Group |
| Alison Louise Antoinette | 2000 | 1991 - Bachelor of Arts - Bachelor Degree (AQF 7) - Macquarie University ~ 2002 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2012 - ASX Markets Responsibilities Executive Exam - Other - Kaplan Professional |
| Alison Stanbridge | 2018 | 2011 - University of South Australia - Bachelor Degree (AQF 7) - Bachelor of Accounting ~ 2014 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alistair Galbraith | 2016 | 1993 - Bachelor of Business - Bachelor Degree (AQF 7) - University of New England ~ 2011 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Securities and Managed Investments - Other - Kaplan Professional |
| Amanda Leanne Crook | 2007 | 2004 - Diploma of Financial Services (Financial Planning) - - Integratec (Kaplan Professional) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Andrew Christopher Duckett | 2013 | 2006 - The Securities and Derivatives Industry Association (SDIA) Accreditation Program - Other - Deakin University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2016 - Graduate Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Gradulate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Clements | 2018 | 2005 - Bachelor of Commerce (Accounting) - - Deakin University ~ 2018 - DFP: Securities and Managed Investments - - Kaplan Professional ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Andrew James Thackeray | 2000 | 2003 - Diploma of Financial Services (Financial Planning) - - Commonwealth Bank |
| Andrew John Newburn | 2007 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - Tribeca |
| Andrew John Risson | 2003 | 1998 - Bachelor of Commerce - - University of Queensland ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Andrew Larkin | 2015 | 2011 - Foundations of law - Other - University of Newcastle ~ 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2013 - Taxation - Other - University of Newcastle ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Andrew Quayle | 2004 | 1990 - Bachelor of Business - Bachelor Degree (AQF 7) - Deakin University ~ 1992 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2002 - Master of Taxation Law - Masters Degree (AQF 9) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Andrew Robert Joseph Hollow | 1994 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 1998 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Aged Care Specialist Adviser - Other - Aged Care Specialists ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Angela Marie Sinel | 2012 | 2010 - Bachelor of Commerce - - Deakin University |
| Angus Stuart Martin | 2018 | 2002 - Project Management Principles - Other - Tasmanian Electronic Commerce Centre ~ 2007 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - The Association of Superannuation Funds of Australia (ASFA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Anita Fasciani | 2008 | 2008 - Certificate IV in Financial Services - Certificate (AQF 1-4) - RMIT University ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - RMIT University ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2016 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Annie Elizabeth Harris | 2008 | 2000 - Bachelor of Environmental Management - - University of Ballarat ~ 2005 - Diploma of Management - - TAFE - University of Ballarat SMB ~ 2008 - Graduate Diploma of Financial Planning - - Kaplan (formerly FINSIA) ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) FNS40804 - - Australis College (formerly Intellitrain) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Anthony Daniel Sinclair | 2006 | 2002 - Bachelor of Business - - Swinburne University of Technology ~ 2006 - Diploma of Financial Services - - Kaplan (formerly FINSIA) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Anthony John Bedworth | 2005 | 1998 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2005 - Self Managed Superannuation Funds - Other - Tribeca ~ 2012 - Financial Planning Specialist - Professional Designations - CPA Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Michael Kofkin | 2004 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT University ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Ehice and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Munday | 1985 | 1984 - Bachelor of Arts (Honours) - - University of Kent ~ 2002 - Financial Planning Association (FPA) - - Diploma of Financial Planning ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - - TAFE - NSW |
| Anthony Perree | 2001 | 1990 - Bachelor of Economics - - Monash University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Anthony Philip Roe | 2003 | 2002 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE SA ~ 2002 - Bachelor of Arts - Bachelor Degree (AQF 7) - Flinders University ~ 2003 - Estate Planning - Other - Financial Planning Association of Australia (FPA) ~ 2004 - Taxation Planning - Other - Integratec ~ 2005 - Investment Planning 2 - Other - Tribeca ~ 2012 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - Diploma of Property Services (Agency Management) - Diploma (AQF 5) - TAFE SA ~ 2018 - Approved Gearing Status Accreditation - Other - Financial Wisdom ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts |
| Ashley Smith | 2016 | 2011 - Bachelor of Commerce - - University of Melbourne ~ 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Securities and Managed Investments - - Kaplan Professional ~ 2018 - Tax for Financial Advising - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Benjamin John Newbold | 2001 | 2000 - Bachelor of Banking and International Finance - Bachelor Degree (AQF 7) - The Flinders University of South Australia ~ 2005 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - Other - Kaplan Professional ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Benjamin Shearman | 2016 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Venter | 2010 | 2007 - Bachelor of Business (Finance and Marketing) - - Griffith University ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Bianca Jade Carroll | 2022 | 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Billy-joe Phillips | 2004 | 2003 - Bachelor of Management - Bachelor Degree (AQF 7) - University of Newcastle ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Blake Alfred Tooth | 0 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Flinders University ~ 2013 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brad Malen Rumbelow | 1996 | 2000 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Aged Care | Aged Care advice opportunities - Other - Aged care Steps ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bradley Berman | 2014 | 2008 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2010 - Master of Training and Development - Masters Degree (AQF 9) - University of New England ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Bradley Dale Peters | 2004 | 1994 - Master of Business Administration - Masters Degree (AQF 9) - University of Queensland ~ 2000 - CPA Designation: Financial Planning Specialist - Professional Designations - CPA Australia ~ 2011 - Margin Lending Accreditation Program - Other - Financial Essentials ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Bradley Lance Rousell | 2002 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2003 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brendan James Lynch | 1996 | 2005 - Self Managed Super Funds - Other - Tribeca ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2014 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brent Alexander Kirchner | 2017 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 1999 - CPA Program - Professional Designations - CPA Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - CPA Australia ~ 2017 - Advising in SMSFs - Other - CPA Australia |
| Brian Douglas Rafton | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brodie Galati | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bruce Wayne Fullerton | 1980 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Training & Assessment |
| Caleb Winston Reeves | 2010 | 2006 - Bachelor of Finance - Bachelor Degree (AQF 7) - Bond University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Cameron Gordon Martin | 2021 | 2015 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Cameron Ronald Mcausland | 2006 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2013 - WM1333 Aged Care & WM1334 Advanced Aged Care - Other - MLC Internal Accreditation ~ 2018 - Self Managed Super Funds - Other - MLC Internal Accreditation |
| Cameron Thornton Reed | 2006 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England ~ 1993 - Graduate Diploma of Financial Management - Graduate Diploma (AQF 8) - University of New England ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2005 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2005 - Self Managed Superannuation Funds Adviser Course - Other - Tribeca |
| Carolyn Denise Findlay | 2013 | 2008 - Diploma of Financial Services (Financial Planning) - - Diploma of Financial Services (Financial ~ 2012 - Margin Lending - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Casey Marijke Kropman | 2012 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2002 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Catherine Beh | 2012 | 1992 - Bachelor of Social Science (Economics) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2002 - Master of Educational Leadership - Masters Degree (AQF 9) - University of Western Sydney ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services AcademyDiploma (AQF 5) ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Catherine Mary Shelvey | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - The Association of Superannuation Funds of Australia (ASFA) ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Celia Almeida Barila | 2016 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2009 - CPA Program - Professional Designations - CPA Australia ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Chris Krstevski | 1998 | 1985 - Bachelor of Commerce (Accounting) - - University of Newcastle ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Christina Leanne Hendry | 2016 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2014 - CPA - Professional Designations - CPA Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - SMSF Specialist - Other - Self Managed Super Fund Association ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christine Anne Hallowes | 2000 | 2002 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial PLanning Association ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christine Kay Ivers | 2008 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Central Queensland University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty (GWM Adviser Services ~ 2006 - Advanced Strategies for Self Managed Superannuation - Other - ThreeSixty (GWM Adviser Services) ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher John Brown | 2009 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Christopher Paul Brame | 2022 | 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Clinton Barry Fleming | 2014 | 2008 - Bachelor of Science - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2013 - Managed Investments & Securities - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Master of Business (Applied Finance) - Bachelor Honours Degree (AQF 8) - Queensland University of Technology ~ 2014 - Superannuation and Life Insurance Skills - Diploma (AQF 5) - Kaplan Professional |
| Clinton Michael Teitz | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Clive Levinthal | 2018 | 2001 - Chartered Financial Analyst (CFA) - Professional Designations - Association for Investment Management and Research ~ 2003 - Risk Management - Other - Integratec ~ 2019 - Commercial Law - Other - Kaplan Professional ~ 2019 - DFP5v5 Tax for Financial Advising - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cody John Peacock | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Corinne Louise Gepp | 2001 | 1994 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Western Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2005 - Applied Self-Managed Super Fund Advice - Other - Australian Executor Trustees ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Costa Mappis | 2011 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Tier 1 Adviser Compliance Solution - Diploma (AQF 5) - FINSIA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Craig Brendan Holly | 2012 | 2012 - Bachelor of Business (Financial Planning) - - RMIT University |
| Craig Elmo Gunawardana | 2009 | 2003 - Diploma of Commerce - Diploma (AQF 5) - Melbourne Institute of Business and Technology (MIBT) ~ 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Craig Ross Shainfeld | 2002 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kings International College ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Introduction to SMSFs - Other - Accurium Education |
| Craig Russell Tschirpig | 2006 | 1999 - Bachelor of Business(Accounting) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2002 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2005 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Craig Stevens | 1999 | 1995 - Bachelor of Business (Accounting) - - RMIT University ~ 2000 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Crystal-louise Broadfoot | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Dale Robinson | 1997 | 2003 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - The Commonwealth Bank of Australia ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan |
| Damien Mckern | 2016 | 1995 - Bachelor Of Business (Accountancy) - - Queensland of University Technology ~ 1995 - Bachelor of Laws - - Queensland University of Technology ~ 1997 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and New Zealand (CAANZ) ~ 2002 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Damon Smith | 2015 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2006 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Margin Lending - Other - Kaplan Professional |
| Daniel John Miller | 2016 | 1999 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2016 - Diploma of Financial Planning - - International Institute of Technology ~ 2016 - IIT: Specialist Self Managed Superannuation - - International Institute of Technology |
| Daniel Krstevski | 2017 | 2004 - Bachelor of Commerce - - University of Newcastle ~ 2012 - Tier1: (928) Margin Lending - Other - Kapan Professional ~ 2020 - Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2022 - Certified Financial Planner - Professional Designations - CFP ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Daniel Paul Alomes | 2014 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2013 - Chartered Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Financial Planning Specialist (FPS) - Professional Designations - CPA Australia ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Daniel Paul Lunardi | 2015 | 2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2015 - Diploma Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Daniel Williams | 2017 | 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Darren Stevens | 2001 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2016 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Andrew Murphy | 2002 | 1987 - Bachelor of Economics - - University of Newcastle NSW ~ 2015 - Diploma of Financial Planning (FNS50611) - - IIT |
| David Anthony Ryan | 2003 | 1996 - Bachelor of Commerce - - University of Ballarat (Federation University) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Bernard Costa | 2003 | 2005 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Strategies for Self Managed Superannuation - Other - ThreeSixty ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| David Blakis | 2001 | 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2005 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2015 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Charles Gates | 1986 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Chartered Life Practitioner (ChLP) - Professional Designations - Asia Pacific Financial Services Association (APFinSA) (AFA) |
| David Evers | 2002 | 1993 - Bachelor of Commerce - - University of Newcastle ~ 1995 - Chartered Accountant - - Chartered Accountants Australia New Zealand |
| David John Kelsey | 2004 | 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - SMSF Specialist Advisor (SAA) - Professional Designations - SMSF Association ~ 2015 - Margin Lending ATA - Other - AMP ~ 2016 - Aged Care ATA - Other - AMP ~ 2021 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Griffith University |
| David John Lakey | 1995 | 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - SMSF Accreditation - Other - Commonwealth Financial Planning |
| David John Shaw | 2016 | 1988 - Bachelor of Business With Credit - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 1995 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2016 - Superannuation & Self-Managed Superannuation Funds - Other - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| David Lee White | 2012 | 2013 - 928S Margin Lending - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Ridgway | 1998 | 1991 - Bachelor of Business - - University of Southern Queensland ~ 1994 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| David Ronald Pilchowski | 2003 | 2005 - Diploma of Financial Advising - - Kaplan (formerly Securities Institute Australia) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - - University of Adelaide |
| David Satwant Sidhu | 2003 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2000 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2005 - SMSF Special Advisor - Professional Designations - SMSF Association ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Vickers | 2006 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2012 - 928S Margin Lending - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Debra Leanne Mills | 2010 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Dishna Wijenayake | 2013 | 2002 - Bachelor of Business (Management & Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Master of Practicing Accounting - Masters Degree (AQF 9) - Monash University (Caulfield) ~ 2008 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Holmesglen TAFE ~ 2016 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Domenico Carmelo Sita | 2012 | 1990 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2012 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2012 - RG146 Tier 1 Margin Lending Specialist Course - Other - International Institute of Technology ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Donald Angus Mcqueen | 2004 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional |
| Donald Lavery | 1994 | 1987 - Bachelor of Business - - Kuring-gai College of Advanced Education UTS ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Donna Christine Heard | 2001 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan Professional ~ 2015 - Margin Lending Specialist - Other - Kaplan Professional ~ 2016 - Self-Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Eduardo Delacruz | 2002 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2001 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - Self Managed Superannuation Fund Adviser Education Program - Other - Financial Essentials ~ 2007 - ASX Listed Products Accreditation Course - Other - Savings Factory ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Emily Rosemary Lovell | 2018 | 2016 - Bachelor of Business and Bachelor of Economics - - University of Tasmania ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Eric Allan Mccay | 2003 | 1984 - Bachelor of Business Accountancy - - Queensland Institute of Technology ~ 1987 - Certified Practicing Accountant - - Australian Society of Accountants ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2013 - Certified Financial Planner - - FPA |
| Eric Haines | 1994 | 1980 - Bachelor of Commerce (Accounting) - - University of New South Wales ~ 1981 - Certificate of Membership - - Chartered Accountants Australia New Zealand ~ 1989 - Financial Planning Specialist - - Chartered Accountants Australia New Zealand ~ 2001 - PS146 Knowledge Assessment - - Securities Institute (Kaplan Professional) |
| Eugene (kang) Wong | 2011 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Farrell Spungin | 2008 | 1991 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Africa ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Gaurav Arora | 2017 | 2004 - Bachelor of Commerce - Other - Guru Nanak Dev University (india) ~ 2009 - Master of Accounting and Financial Management - Masters Degree (AQF 9) - La Trobe University ~ 2014 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Ethics and Pofessionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gavin Cao | 0 | 2007 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Regulationsand Taxation - Other - Kaplan Professional |
| Geoffrey Malcolm Wilson | 1999 | 1983 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Diploma (AQF 5) - The University of Adelaide |
| Gerard Werner Rust | 2010 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2012 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2014 - Margin Lending - Other - Kaplan Professional ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Glenn Torrents | 2000 | 1989 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 1992 - Chartered Accountants (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CAANZ) ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Grant Gerald Van Heerden | 2009 | 2007 - Diploma of Financial Services (Financial Planning) FNS50804 - - Mentor Education / RG146 ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) FNS40804 - - Australis College (formerly Intellitrain) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning (FNS60410) - - Kaplan Professional |
| Grant Homes | 2017 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Greg Paul Weiland | 2007 | 1991 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF online course - Diploma (AQF 5) - The University of Adelaide (SuperConcepts) |
| Gregory Burford | 2001 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1996 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gregory Thornton | 2006 | 1995 - Bachelor of Applied Science (Systems Agriculture) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| Hamish Lorimore Zerbe | 2005 | 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2011 - ASX Accredited Listed Products Adviser (ALPA) Program - Other - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Western Sydney University ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Harris Hadjiharalambous | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Ethics - Kaplan Professional |
| Hayden George Pike | 2017 | 2015 - Bachelor Finance - Bachelor Degree (AQF 7) - La Trobe University |
| Heather Joy Boughton | 1997 | 1992 - Certificate in Financial Markets - Certificate (AQF 1-4) - The Securities Institute of Australia ~ 1997 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - SMSF Specialist Course - Other - Cavendish |
| Heidi Narelle Schwegler | 2007 | 2000 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2014 - Aged Care Specialist Adviser - Other - Association of Financial Advisers (AFA) ~ 2014 - Personal Injury Specialist Adviser - Other - Association of Financial Advisers (AFA) |
| Helga Baxter | 2007 | 2006 - Certified Financial Planner - Professional Designations - FPA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Finance and Mortgage Broking Management - Diploma (AQF 5) - Intelligent Training Solutions ~ 2022 - Aged Care - Other - Challenger ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Henry Campbell Phelps Dick | 0 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Hilary Linda Acheson | 2015 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Graduate Certificate in Financial Services - Graduate Certificate (AQF 8) - University of New England ~ 2018 - Tier1: (928) Margin Lending - Other - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Western Sydney University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hugh Nowaki Mcqueen-tokita | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ian Carter | 1998 | 1988 - Bachelor of Commerce (Economics) - - University of Wollongong ~ 1993 - Graduate Diploma ofApplied Finance & Investment - - Securities Institute/Finsia ~ 2001 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan (formerly Securities Institute Australia) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ian Mallinson | 2012 | 2006 - Diploma of Business - Diploma (AQF 5) - TAFEWA Central ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - Postgraduate Diploma in Commerce - Graduate Diploma (AQF 8) - Curtin University |
| Jacob Moss | 2014 | 2011 - Diploma of Financial Services (Financial Planning) - - Mentor Education / RG146 ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education / RG146 ~ 2014 - RG146 Tier 1 Specialist Margin Lending - - International Institute of Technology ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jakob Van Dalen | 2017 | 2016 - Bachelor of Business (Sport Development and Management) - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Diploma Financial Planning - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Licensee Accreditation - Listed Securities - Other - MLC ~ 2020 - Licensee Accreditation - Self Managed Super Funds - Other - MLC ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Darling | 2012 | 2008 - Bachelor of Commerce (Financial Accounting) - Bachelor Degree (AQF 7) - University Newcastle ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| James Ivan Weir | 2018 | 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association Australia (FAAA) |
| James Joseph Miller | 2008 | 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia |
| James Mohi Tarawhiti | 2007 | 2007 - Diploma of Financial Services (Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - The National Finance Institute |
| Jane Florence Pryor | 2001 | 2000 - Risk Management for Financial Services Professionals - Other - Integratec ~ 2005 - Taxation Planning - Other - Tribeca ~ 2006 - Estate Planning - Other - Tribeca ~ 2012 - 924 Superannuation & Skills - Other - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Jasmin Loke | 2006 | 2006 - Diploma Of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW ~ 2012 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason Abrahams | 2000 | 2000 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason Andrew Barr | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Burley | 2000 | 1997 - Bachelor of Business - - Southern Cross University ~ 2003 - Graduate Diploma of Financial Planning - - Kaplan (formerly Securities Institute Australia) ~ 2011 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online |
| Jason Chew | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Traineeship Management Australia (TMA) ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2019 - Ethics and Professionalism in Financial AdviceK - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Jason Harris | 1998 | 1997 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Jean Francois Patrice Jacquin | 2005 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jennifer Jean Jess | 2011 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Jeremy Guirguis | 2018 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2016 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Jerome George Alam | 2012 | 2011 - Bachelor of Commerce (Finance and Financial Planning) - - University of Wollongong ~ 2012 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Jesmond William Azzopardi | 1995 | 2000 - Financial Planning Principles and Practice Module 2 Wealth Protection - Other - Securities Institute ~ 2001 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2018 - Margin Lending Accreditation Program - Other - DeakinCo ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Jesse Anton Stock | 2014 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Commercial Law Course (TASACLv1) - Other - Kaplan Professional ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Jessica Catherine Beck | 2018 | 2017 - Bachelor of Arts - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jessica Lee Black | 2024 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2020 - LAW504 - Business and Corporations Law - Other - Charles Sturt University |
| Jie Lin | 2013 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2017 - Margin Lending Knowledge and Skills - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2022 - Certified Financial Planner - Professional Designations - FPA |
| Jim Bouzios | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute |
| Joel Cameron Nicol | 2008 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| John Eric Ellis | 1998 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 1991 - Charted Accountant (CA) - Professional Designations - Charted Accountants Australian and New Zealand (CA ANZ) ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional |
| John Henry Rimpici | 2015 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly FINSIA) ~ 2008 - Bachelor of Financial Administration - - University of New England ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| John Kaye Tatterson | 2004 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2007 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan KProfessional |
| John Littleproud | 2001 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 1997 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and New Zealand (CAANZ) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2011 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Patrick Mackrell | 2011 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2015 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Rohan Sadler | 2012 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| John Traficante | 2013 | 1995 - Bachelor of Social Sciences (Information Management) (Major: Accounting) - - University of Melbourne ~ 2001 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute/Finsia ~ 2011 - Margin Lending Geared Investments - - Kaplan ~ 2015 - Diploma - Financial Services Mortgage Broking - - National Finance Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John William Redmond | 2006 | 1984 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Chisholm Institute of Technology ~ 2006 - Diploma of Financial Services - Diploma (AQF 5) - Dover Financial Training ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - CA Financial Planning Specialist - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Jonathan Fischer | 2014 | 2012 - Bachelor of Commerce (Finance) - - University of Newcastle ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Margin Lending - - Kaplan Professional |
| Jonathon Dennis Kelly | 2014 | 2004 - Certificate IV in Financial Services - - Swinburne University of Technology ~ 2009 - Diploma Of Financial Services (Financial Planning) - - ThreeSixty ~ 2016 - Self-Managed Superannuation Fund - - Mentor Education |
| Jordan Christopher Odd | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joseph John Zanca | 1989 | 1982 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 1993 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute of Australia ~ 1993 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2000 - Chartered Accountant (CA) Financial Planning Specialist (FPS) - Professional Designations - Institute of Chartered Accountants (CA ANZ) ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Joshua Luke Buckley | 2020 | 2016 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Juan NI | 2017 | 2009 - Master of Business (Accountancy) - - University of South Australia ~ 2016 - Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Principles in Self Managed Superannuation - - International Institute of Technology |
| Justin David Van Haren | 2006 | 2004 - Diploma of Financial Planning (1-8) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - ASX Listed Product Accreditation Course - Other - LPAC Online ~ 2018 - Specialist Self Managed Superannuation Funds - Other - International Institute of Technology (IIT) |
| Justin Nothling | 2001 | 1993 - Bachelor of Nursing - - Central Queensland University ~ 1999 - Graduate Diploma of Management - - Central Queensland University ~ 2000 - Master of Business Administration (Financial Management) - - Central Queensland University ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Justin Tyne | 2001 | 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2016 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Kade Jeffree Beasley | 2018 | 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Securities and Managed Investments - Other - Kaplan Professional ~ 2020 - SuperConcepts & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Karolina Grbin | 2014 | 1995 - Bachelor of Business (Applied Economics) - Bachelor Degree (AQF 7) - Victoria University ~ 1999 - Certificate of Superannuation Management - Certificate (AQF 1-4) - The Association of Superannuation Funds Australia (ASFA) ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kate Rebecca Borch | 2016 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2003 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kenneth Chung | 2006 | 1994 - Bachelor of Engineering (Chemical Engineering) - - RMIT ~ 2000 - Graduate Diploma of Management (Technology Management) - - Deakin University ~ 2004 - Diploma of Financial Services (Financial Planning) - - ThreeSixty (GWM Adviser Services Limited) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty (GWM Adviser Services Limited) ~ 2009 - Certificate IV Financial Services (Finance|Mortgage Broking) - - Intellitrain |
| Kenneth William Grimes | 2003 | 1960 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 1984 - Bachelor of Business - - Victoria University of Technology (formerly Footscray Institute of Technology) ~ 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA Education (Kaplan Professional) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Kevin William Lloyd-woods | 1980 | 2004 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Kharen Patricia Kaleda | 1997 | 1992 - Bachelor of Commerce - - University of Wollongong ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Kim Scott | 1991 | 1989 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - University of New England ~ 1992 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 1994 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kristian Floresta Tangan | 2005 | 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA Education (Kaplan Professional) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kristina Triandafilis | 2023 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Kristopher Philip Chapman | 2018 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Western University of Sydney ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kyle Michael Brown | 2007 | 2004 - Bachelor of Commerce (International Business & Finance) - - University of Tasmania ~ 2006 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2016 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - - Kaplan Professional |
| Lachlan Charles Hudson Baker | 1995 | 2002 - ASIC Policy Statement 146 - Other - Financial Services Training & Assessment ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Training & Assessment ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lachlan Cruickshank | 2022 | 2020 - Bachelor of Commerce - Masters Degree (AQF 9) - Griffith University ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Lachlan Thomas Weir | 0 | 2020 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leah Alice Hall | 2015 | 2002 - Bachelor of Commerce - - University of Newcastle ~ 2013 - Self Managed Superannuation Funds - - Pinnacle Financial Services Academy ~ 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Leeann Padayachee | 2017 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Leonie Gae Nagle | 2005 | 1987 - Bachelor of Economics - - University of Western Australia ~ 1990 - Graduate Diploma of Applied Finance & Investment - - Securities Institute/Finsia ~ 2004 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Libero Dalla Zuanna | 2000 | 2005 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2016 - Practice of Advanced Estate Planning - Other - Integrity Education Group ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Linda Rose Tellis | 2012 | 2011 - DPML Margin Lending - Other - Pinnacle Financial Services Academy ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Linh Thi Thao Nguyen | 2015 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Lisa Fitzgerald | 1995 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Principles of Business and Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2022 - Behavioural Finance & Wealth Management - Bridging Course - Behavioural Finance - Griffith University |
| Lisa Maree Steel | 2002 | 2003 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2006 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lisa-maree Grono | 2024 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of New England |
| Lloyd Grant Levin | 2005 | 2007 - Diploma of Financial Services (Financial Planning), FNS50804 - Diploma (AQF 5) - Mentor Education ~ 2016 - ASIC RG146 Tier 1 Insurance Broking Compliance - Other - Australian and New Zealand Institute of Insurance and Finance |
| Lorelle Price | 2010 | 2004 - Self Managed Superannuation Funds - Other - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2017 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2022 - TPB506FA Australian Taxation Law for Tax (financial) Advisers - Other - AAMC Training Group ~ 2022 - TPB507FA Commercial Law for Tax (financial) Advisers - Other - AAMC Training Group |
| Louise Maree Lakomy | 2000 | 2002 - Graduate Diploma in Personal Financial Planning - Graduate Diploma (AQF 8) - University of Southern Queensland ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism - Bridging Course - Ethics - Griffith University ~ 2024 - Commercial Law - Other - Kaplan Professional ~ 2024 - Tax for Financial Advising - Other - Kaplan Professional |
| Lucija Emina Saric | 2004 | 1997 - Bachelor of Information Technology - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2009 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Margin Lending - Other - Pinnacle Financial Services Academy ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Luke DI Pietro | 2006 | 2010 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - DPML Margin Lending - Other - Pinnacle Financial Services Academy ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Lyle John Greig | 2003 | 1999 - Bachelor of Commerce (Accountancy) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2004 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Malcolm Geoffrey Charles Frost | 1999 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - 2004 ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2005 - Accredited Investment Fiduciary - Other - Fi360 Global Fiduciary Insights ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Pinnacle Financial Sservices Academy |
| Marcus Dickson Reade-brown | 2004 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Stockbrokers and Investment Advisers Association (SIAA) - Professional Designations - Margin Lending Accreditation Program ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Maria Margarida Teixeira | 2004 | 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - DPML Margin Lending - Other - Pinnacle Financial Services Academy ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2013 - Aged Care Assessment - Other - Aged Care Adviser Network ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Andrew Humphris | 2000 | 2000 - Bachelor Business (Banking & Finance) - - University of SA ~ 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - University of South Australia ~ 2003 - Diploma Financial Planning - - Deakin University ~ 2003 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - Other - Kaplan Professional |
| Mark Christopher Gray | 2002 | 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online |
| Mark Cullen | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Edward Bettinzoli | 2017 | 2017 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps (ACS) Pty Ltd ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Mark Gerard O'toole | 1993 | 1996 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 1996 - Diploma Financial Planning - Diploma (AQF 5) - Royal Melbourne Institute of Technology (RMIT) ~ 2002 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - The University of Western Sydney ~ 2004 - Advanced Strategies for Self Managed Superannuation - Diploma (AQF 5) - MLC |
| Mark Roberts | 2011 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Sacks | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - King's International College ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Martin Peter White | 2002 | 2000 - Bachelor of Commerce - - Macquarie University ~ 2010 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Mary Theresa Benton | 2005 | 2002 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2007 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2008 - ASX Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Carberry | 1999 | 1996 - Advanced Diploma of Accounting - - TAFE ~ 2002 - Graduate Certificate in Professional Accounting - - University of Southern Queensland ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2017 - Advanced Diploma of Financial Planning - - International Institute of Technology |
| Matthew Cascun | 2014 | 2008 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2008 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2018 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional |
| Matthew Coman | 2013 | 2009 - Bachelor of Commerce - - University of Canberra ~ 2012 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2012 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Master of Applied Finance - - Kaplan Professional |
| Matthew Harold Pack | 2002 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Program - Other - Kaplan Professional ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University |
| Matthew Hayes | 1997 | 1993 - Bachelor of Business - - Central Queensland University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Matthew Hol | 1994 | 1993 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Ireland | 2018 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Kevin Cronin | 2000 | 1993 - Certificate of Superannuation Management - Certificate (AQF 1-4) - The Association of Superannuation Funds Australian (ASFA) ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2015 - Margin Lending Advice ATA - Other - AMP ~ 2015 - SMSF Advice ATA - Other - AMP ~ 2016 - Aged Care ATA - Other - AMP |
| Matthew Leigh Holmes | 2014 | 2014 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Kaplan Professional |
| Matthew Philip Mitchell | 2018 | 2004 - Bachelor of Commerce - - University of Tasmania ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Meegan Elizabeth Kundu | 2014 | 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Self Managed Superannuation Funds - Other - Super Concepts |
| Melanie Anne Jones | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Certificate in Rural Estate Planning - Certificate (AQF 1-4) - The University of Adelaide ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Melissa Papadimas | 2013 | 2013 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2019 - SMSF Self Managed Super Funds - Other - Integrity Education Group |
| Meredith Jane Overbury | 2017 | 1996 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 1999 - Professional Year Program - Other - The Institute of Chartered Accountants ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism for Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Alexander Gionfriddo | 2016 | 1988 - Bachelor of Business (Accounting) - - Chisholm Institute of Technology ~ 2016 - Diploma of Financial Planning - - International Institute of Technology ~ 2024 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Andrew Gay | 2012 | 2012 - Diploma of Financial Planning - - International Institute of Technology (IIT) ~ 2013 - Advanced Diploma of Financial Planning (FNS60410) - - International Institute of Technology (IIT) ~ 2013 - Principles in Self Managed Superannuation - - International Institute of Technology (IIT) ~ 2024 - FPC001B - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Michael Banks | 2014 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2009 - Master of Strategic Management - Masters Degree (AQF 9) - University of Wollongong ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute |
| Michael Leonard Holmes | 2004 | 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2011 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2016 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Michael Louros | 2001 | 1994 - Bachelor of Business - - Victoria University ~ 1997 - Graduate Diploma of Accounting - - Victoria University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - Diploma of Financial Planning - - International Institute of Technology (IIT) |
| Michael Milne | 1998 | 1996 - Bachelor of Arts (Criminal Justice Administration) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2011 - RG146 Margin Lending - Other - MLC ThreeSixty ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Molony | 1999 | 1977 - Bachelor of Business (Accounting) - - Victoria University of Technology (formerly Footscray Institute of Technology) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Tier1: (923) Securities - - Kaplan Professional |
| Mohammed Abou-eid | 1996 | 1998 - Diploma of Financial Planning - - Deakin University ~ 2000 - Diploma - Financial Planning - - RMIT ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Mushian LU Elsner | 2007 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - Shanghai University of International Business and Economics ~ 2011 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Naldo-rei Casanova | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2024 - Introduction to SMSFs - Other - Accurium Education |
| Natalie Nielsen | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan |
| Nathan Frank Treloar | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Commercial Law - Other - Kaplan Professional ~ 2018 - Tax of Financial Advising - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Nathan Raymond Horne | 2018 | 2015 - Bachelor of Business Majoring in Financial Management - - James Cook University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Tier 1 Margin Lending-Personal Advice - - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nellie Chen Fung | 2008 | 1994 - Bachelor of Accounting - Bachelor Degree (AQF 7) - Chartered Association of Certified Accountants UK ~ 2007 - Diploma of Financial Services (Financial Planning)Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas James Girdler | 2006 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - The Flinders University of South Australia ~ 2005 - Applied Self-Managed Super Fund Advice - Other - Australian Executor Trustees ~ 2010 - Certificate IV in Financial Services (Finance / Mortgage Broking) - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia |
| Nicholas John Woods | 2009 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Nicholas Kemsley Gunner | 2004 | 2003 - Diploma of Financial Services (Financial Planning) - - Securities Institute of Australia ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional |
| Nicola Claire Chaffe | 2014 | 2005 - Bachelor Commerce (Acc.) - Bachelor Degree (AQF 7) - Monash University ~ 2010 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2014 - 928 Margin Lending - Knowledge and Skills - Other - Kaplan Professional ~ 2014 - Accountants SMSF Package - Other - Kaplan Professional ~ 2014 - Graduate Diploma (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Australia |
| Nigel John Martin | 2004 | 2003 - Bachelor of Commerce - - Flinders University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Nunziante Losanno | 2006 | 1992 - Bachelor of Commerce - - Australian National University ~ 2002 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2006 - Diploma of Financial Services - - Kaplan (formerly Tribeca) ~ 2007 - Certificate of Public Practice - - Chartered Accountants Australia New Zealand ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Patrick James Montgomerie | 0 | 2012 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Patrick Ponce | 2009 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Paul Jackson | 2010 | 2005 - Bachelor of Business - - Griffith University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Paul Joseph Case | 2002 | 1990 - Bachelor of Economics - - Adelaide University ~ 1992 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2019 - Margin Lending & Geared Investments - - Kaplan Professional |
| Paul Polydefkis Tsikopoulos | 2004 | 1993 - Bachelor of Business - - Victoria University ~ 2001 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2018 - Diploma of Financial Planning - - Integrity Education Group ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |
| Paul Richard Mulock | 1994 | 1983 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 1983 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of New South Wales ~ 2000 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Program - Other - Kaplan Professional ~ 2010 - DPML Margin Lending - Other - Pinnacle Financial Services Academy |
| Peter Edward Blackett | 1997 | 2002 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Peter Karlson | 1998 | 1988 - Bachelor of Business - - Swinburne University of Technology ~ 1998 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Peter Keith Dickinson | 2016 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - TAFE NSW ~ 2017 - Bachelor of Applied Finance (Financial Planning) - Bachelor Degree (AQF 7) - TAFE NSW ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Philip Toby Smith | 2004 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Professional |
| Philip William Benson | 2024 | 2015 - Bachelor of Science - Bachelor Degree (AQF 7) - Murdoch University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University of Technology |
| Prashneel Karan | 2014 | 2009 - Bachelor of Commerce (Accounting) - - Monash University ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - RG146 Tier 1 Specialist Margin Lending Course - - International Institute of Technology (IIT) ~ 2021 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Rachel Crick | 2018 | 2018 - DFP: Securities and Managed Investments - - Kaplan Professional ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Rachel Elizabeth Buhagiar | 2001 | 2003 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2009 - Life Risk Specialist Accreditation - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Margin Lending - Other - MLC ~ 2016 - Super Concepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Rami Elkassem | 2006 | 2005 - Diploma of Financial Services - Diploma (AQF 5) - Institute of Financial Services (IFS) ~ 2006 - Certificate IV in Financial Services (Finance / Mortgage Broking) - Certificate (AQF 1-4) - Traineeship Management Australia (TMA) ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Training & Assessment (FSTA) ~ 2009 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Raymond Miller | 2001 | 1998 - Bachelor of Commerce (Accounting) - - University of Wollongong ~ 2003 - Count - - Introductory Training Course ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Riste Jurukovski | 1999 | 2010 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Edward Dugdale | 2003 | 1995 - Bachelor of Business - - Griffith University ~ 2000 - Certified Practicing Accountant - - CPA ~ 2001 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional |
| Robert John Bowen Gibson | 2017 | 2004 - Bachelor of Computing (Multimedia Technology) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert Wolski | 2009 | 2007 - Bachelor of Arts (Psychology) - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - The Securities & Derivatives Industry Association (SDIA) Accreditation Program - Other - Deakin University ~ 2009 - DFS Module 4 Wealth Creation & Retirement Planning - Other - ThreeSixty ~ 2009 - Graduate Diploma Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Rocco John Liuzzi | 2023 | 2019 - Bachelor of Business (Accounting & Finance) - Bachelor Degree (AQF 7) - La Trobe University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulations & Taxation - Other - Kaplan Professional |
| Rodney Geilman | 1996 | 1991 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2005 - Advanced Strategies for Self Managed Superannuation - Other - ThreeSixty ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Rodney Mcleod | 1995 | 1992 - Bachelor of Business - - La Trobe University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Rodney W Johnstone | 1999 | 1996 - Graduate Diploma in Applied Finance and Investment - - Securities Institue Eduction ~ 2004 - Self Managed Superannuation Funds Adviser Course - - Tribeca/The Strategist Group ~ 2009 - ASX Accredited Listed Products Adviser Program - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd (formerly Tribeca Learning (Australia) Pty Ltd) ~ 2015 - Certified Financial Planner - - FPA |
| Ronald George Palmer | 2016 | 1981 - Bachelor of Commerce (Accounting, Finance and Systems) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Securities and Managed Investments - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Ross Moll | 2002 | 1994 - Bachelor of Commerce - - La Trobe University ~ 2004 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ryan Braund | 2017 | 2014 - Bachelor of Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2015 - 928 Margin Lending Knowledge and Skills - Other - Kaplan Professional ~ 2015 - Managed Investments & Securities (Personal Advice) - Other - Mentor Education ~ 2016 - Technical Accreditation: SMSF - Other - Commonwealth Bank ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2022 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia (FAAA) |
| Ryan Jones | 2016 | 2009 - Bachelor of Business - - Victoria University ~ 2012 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2016 - Securities and Managed Investments - - Kaplan Professional ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sacha Burchgart | 2011 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Aged Care Advice - Other - University of New England ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of New England |
| Sally Luxford | 2002 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sally-anne Bell | 2002 | 2002 - ASX Broker Exam - Other - ASX / Securities Institute ~ 2004 - Self Managed Superannuation Funds - Other - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Professional |
| Salvatore Russo | 2008 | 1995 - Bachelor of Commerce - - University of Queensland ~ 2002 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2004 - Diploma core PS146 Skills Competency - - Tribeca (Kaplan Professional) ~ 2005 - Certificate IV Financial Planning - - Tribeca (Kaplan Professional) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Samuel Kenneth Grimes | 2011 | 2008 - Bachelor of Commerce - - La Trobe University ~ 2010 - Diploma in Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Samuel Wilson | 2010 | 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Sunshine Coast ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Sandeep Dang | 2003 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Sandra Shanyu Lau | 2002 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2002 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia & New Zealand (CA ANZ) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2008 - Self Managed Superannuation Funds - Other - Financial Essentials ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Sarah Cox | 2004 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy |
| Sarah Kate Illarietti | 2017 | 2016 - Qualification Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Savvas Papadopoulos | 2005 | 1995 - Bachelor of Commerce - - Deakin University ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly Securities Institute Australia) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2023 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group |
| Scott Andrew Wilding | 1996 | 2002 - Diploma of Financial Planning (1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2023 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Scott Mcdonald | 2008 | 1985 - Bachelor of Economics - - Monash University ~ 1988 - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca (Kaplan Professional) ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca (Kaplan Professional) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Sebastian Joseph Wolf | 2018 | 2013 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Introduction of Self Managed Superannuation Funds - Other - Kaplan Professional |
| Senney Wang | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2014 - Master of Finance - Masters Degree (AQF 9) - University of Melbourne ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shahin Farrokh Tehrani | 2022 | 2013 - Diploma of Commerce - Diploma (AQF 5) - Queensland Institute of Business and Technology ~ 2016 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Shane Marc O'brien | 2023 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shannon Smit | 2016 | 1995 - Bachelor of Business (Accounting) - - Monash University ~ 1997 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and New Zealand (CAANZ) ~ 2009 - Master of International Taxation - - University of Sydney ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shawn Damian French | 2007 | 1989 - Advanced Certificate in Banking & Finance - Certificate (AQF 1-4) - RMIT University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Tribeca ~ 2017 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Simon Daniel Haden | 2007 | 2004 - Bachelor of Arts - - Deakin University ~ 2004 - Bachelor of Teaching (Primary) - - Deakin University ~ 2007 - RG146 - Securities - - Kaplan (formerly FINSIA) ~ 2009 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Simon Gerard Little | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Simon Leske | 2001 | 2003 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Margin Lending - Other - Kaplan Professional |
| Simone Murad | 2017 | 2008 - Diploma of Financial Services (Financial Planning) - - FINSIA Education (Kaplan Professional) ~ 2017 - Bachelor of Business (Accounting) - - Swinburne University of Technology ~ 2017 - Graduate Certificate in Applied Finance - - Kaplan Professional ~ 2020 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Siu Man Lily MO | 2002 | 1996 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Macquarie University ~ 1998 - Master of Commerce - Masters Degree (AQF 9) - University of Western Sydney ~ 2002 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sonia Emma Turkovic | 1992 | 1995 - Certified Financial Planning (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2004 - Certificate in Applied Self-Managed Super Fund Advice - Other - Tower Trust ~ 2010 - DPML Margin Lending - Other - Pinnacle Financial Services Academy ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps (ACS) Pty Ltd ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sonia Mezentseff | 1999 | 1993 - Bachelor of Business (International Trade) - Bachelor Degree (AQF 7) - Monash University ~ 2002 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2011 - Aged Care Specialist - Other - Financial Wisdom ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Crowe | 2000 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA ~ 2002 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2002 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Self Managed Superannuation Funds - Other - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Ronald Hubner | 2000 | 2011 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Investment Banking Institute ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Steven Brian Duldig | 2009 | 2007 - Bachelor of Commerce (Accounting & Financial Planning) - - Deakin University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Steven James Cork | 2010 | 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2010 - Master of Commerce - Masters Degree (AQF 9) - Deakin University ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stuart White | 2005 | 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2006 - Diploma of Financial Planning (DFP 1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Susan DI Pietro | 1996 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2002 - Diploma Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2005 - ASX Responsible Executive Exam - Other - Tribeca ~ 2011 - DPML Margin Lending - Other - Pinnacle Financial Services Academy |
| Suzanne Grayling | 2006 | 2003 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Tahli Rose Jade Cavagnino | 2024 | 2021 - Bachelor of Business - Bachelor Honours Degree (AQF 8) - Monash University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2023 - Introduction to SMSFs - Other - Accurium ~ 2024 - Margin Lending Specialist - Other - Kaplan Professional |
| Tania Anne Tonkin | 2009 | 1998 - Bachelor of Accountancy - Bachelor Degree (AQF 7) - University of South Australia ~ 1999 - Chartered Accountant (CA) - Professional Designations - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Thirza Stacey | 1984 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Thomas Ian Whitley | 2015 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Professional ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Thomas Raymond Weir | 2004 | 1996 - Master of Taxation - - University of Melbourne ~ 2000 - Completed DFP 1 equivalent subject Institute of Chartered Accountants - - Securities Institute ~ 2003 - Completed Subjects 2-6 of a Diploma of Financial Planning - - FPA-Deakin ~ 2005 - Self Managed Superannuation Funds Specialist Advisor - - SMSF Professionals Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Tim Blottin | 2012 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Commercial Law - Other - Kaplan Professional ~ 2021 - Superannuation and Retirement Advice - Other - Kaplan Professional |
| Timothy DE Luca | 2005 | 1996 - Bachelor of Business (Applied Economics) - Bachelor Degree (AQF 7) - Victoria University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending - Other - MLC ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Timothy Henry | 2009 | 2001 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - FINSIA ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Timothy Michael Flynn | 2017 | 2011 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2016 - CPA Program - Professional Designations - CPA Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Timothy Raymond Bilston Boxsell | 2023 | 2016 - Taxation Law (Principles) - Other - Charles Sturt University ~ 2017 - Bachelor of Finance (Fin. Planning) - Bachelor Degree (AQF 7) - University of Canberra ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SMSF Specialist Advisor (SSA) - Other - SMSF Association |
| Timothy Robert Mason | 2018 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2016 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2022 - SuperConcepts & ICFS Specialist SMSF Online Course - Other - University of Adelaide ~ 2023 - Ethic and Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan Professional |
| Todd Jeffrey | 2001 | 2009 - Cert IV in finance and Mortgage broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Master of Business - Masters Degree (AQF 9) - University of Tasmania ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Todd O'sullivan | 2016 | 2001 - Bachelor of Commerce - - The University of Southern Queensland ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tony Snoyman | 2018 | 1992 - Bachelor of Science with Honours - Bachelor Degree (AQF 7) - University of Witwatersrand ~ 2004 - General Insurance - Other - Financial Education Professionals ~ 2018 - Diploma of Financial Services - Diploma (AQF 5) - Financial Education Professionals ~ 2018 - Self-Managed Superannuation Funds - Other - Financial Education Professionals ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tracee Huey Xin Pang | 2018 | 2013 - Bachelor of Business (Economics & Finance) (Applied) - Bachelor Degree (AQF 7) - RMIT University ~ 2014 - Master of Professional Accounting - Masters Degree (AQF 9) - Swinburne University of Technology ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Tracey Kloner | 2011 | 1997 - Honours Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Africa ~ 2002 - Postgraduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Free State ~ 2005 - Master of Business Administration - Masters Degree (AQF 9) - Heriot-Watt University ~ 2009 - Advice in Derivatives and Securities Skill Set - Other - AAMC Training Group ~ 2009 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - AAMC Training Group |
| Trent Martin Logue | 2014 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Bachelor of Business (International Business Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Trent Mills | 2017 | 1995 - Bachelor of Accountancy - Bachelor Degree (AQF 7) - University of South Australia ~ 1998 - CPA Program - Professional Designations - CPA Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Diploma of Financial Services - Diploma (AQF 5) - Integrity Education Group |
| Troy Heath Carlon | 2001 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Learning & Development Services ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Learning & Development Services ~ 2011 - SMSF Borrowings Specialist Adviser Education Program - Other - Financial Review Professional Education ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Tyson Adam Roberts | 2018 | 2008 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Ballarat ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Master of Commerce (Finance) - Masters Degree (AQF 9) - University of Sydney ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - AAMC Training Group |
| Tyson Scott Ayris | 2018 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Professional ~ 2022 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2024 - Aged Care - Other - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Vaughan Smith | 2023 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Professional |
| Vinh Tran | 1999 | 1991 - Bachelor of Business - - University of Technology Sydney (UTS) ~ 2000 - Diploma core RG146 Skills: pre 2003 - - Professional Development Operations Team ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2015 - Certificate IV Finance and Mortgage Broking - - Kaplan Professional |
| Walid David | 2003 | 2003 - Bachelor of Business (Banking & Finance) and Bachelor of Computing - Bachelor Degree (AQF 7) - Monash University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Wayne Clark | 2000 | 1992 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - TAFE NSW ~ 2002 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - University of New England ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Institute of Strategic Management ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Wayne Fowler | 2003 | 1986 - Bachelor of Commerce - - University of Newcastle ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Wayne Leslie Higgins | 2012 | 2012 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional ~ 2017 - Licensee Accreditation - Self Managed Super Funds - Other - MLC ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Wei Hua Hollink | 2003 | 1999 - Certificate IV in Accounting - Certificate (AQF 1-4) - TAFE NSW ~ 2001 - Advanced Diploma of Accounting - Advanced Diploma (AQF 6) - TAFE NSW ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Wendy Susan Barnham | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2006 - Diploma of Financial Services (Financial Planning) - - FPA ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| William Alexander Smith | 2024 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Wissam Abou-eid | 1993 | 1998 - Diploma of Financial Planning (DFP1-8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Yashkumar Dhanjibhai Goyani | 0 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Yoppie Sutanto Daniel | 2008 | 2001 - Master of Commerce - Masters Degree (AQF 9) - University of New South Wales ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Yuen Loy Ngeow | 2003 | 2007 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - FINSIA ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2015 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association ~ 2015 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |