This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Adam Bradshaw | 2018 | 2013 - Diploma Of Financial Planning - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2018 - Graduate Diploma Of Financial Planning - - Kaplan Professional Education |
| Christopher Castles | 1995 | 1985 - Bachelor of Engineering - - RMIT ~ 1994 - Graduate Diploma of Business (Accounting) - - Monash University ~ 1995 - Diploma of Financial Planning - - Deakin University ~ 1996 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2012 - Self Managed Super Fund Specialist Adviser - - SMSF Professionals' Association of Australia |
| Dean Anthony Pratt | 2024 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jayden Ian Swarbrick | 2018 | 2015 - Bachelor of Business - - JCU ~ 2017 - Graduate Certificate of Financial Planning - - Kaplan Professional Education ~ 2018 - Masters Degree - - Kaplan Professional Education |
| Kevin William Reincastle | 2008 | 2001 - Advance Diploma of Business Accounting - - Tafe ~ 2005 - Diploma of Financial Services - - ThreeSixty ~ 2006 - Advanced Diploma of Financial Planning - - ThreeSixty ~ 2013 - Masters of Financial Planning - - University of Sunshine Coast |
| Nicole Collette Robinson | 2006 | 2001 - Bachelor of Commerce - - James Cook University ~ 2005 - CA Program - Graduate Diploma (AQF 8) - Institute of Chartered Accountants ~ 2008 - Graduate Diploma of Financial Planning - - Finsia ~ 2015 - Certified Financial Planner - - Financial Planning Association of Australia |