This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Adam Bradshaw | 2018 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education ~ 2016 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Dean Anthony Pratt | 2024 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jayden Ian Swarbrick | 2018 | 2015 - Bachelor of Business Majoring in Sports and Events Management - Bachelor Degree (AQF 7) - James Cook University ~ 2017 - Graduate Certfficate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2018 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kevin William Reincastle | 2008 | 2001 - Advance Diploma of Business Accounting - - Tafe ~ 2005 - Diploma of Financial Services - - ThreeSixty ~ 2006 - Advanced Diploma of Financial Planning - - ThreeSixty ~ 2013 - Masters of Financial Planning - - University of Sunshine Coast |
| Nicole Collette Robinson | 2006 | 2001 - Bachelor of Commerce - - James Cook University ~ 2005 - CA Program/Graduate Diploma (ICAA) - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2015 - Certified Financial Planner - - Financial Planning Association of Australia |