This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bassem George Jammal | 1999 | 1990 - Bachelor of Business - - University of Technology Sydney ~ 2009 - Diploma of Financial Services (FP) - - Inter Institute of Tech ~ 2010 - Self Managed Super Fund Course - - CPA ~ 2011 - ASX Securities - - Kaplan ~ 2011 - Margin Lending - - Kaplan |
| Louisa Caroline Jammal | 1999 | 2004 - Bachelor of Business - - University of Technology Sydney ~ 2009 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services ~ 2009 - Diploma of Financial Services (FP) - - Inter Institute of Tech ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - AAMC ~ 2011 - Margin Lending - - Kaplan |