This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
non-cash payment products;
derivatives; and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
non-cash payment products;
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
non-cash payment products;
derivatives; and
foreign exchange contracts; and
make a market for the following financial products:
foreign exchange contracts;
derivatives; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Concas | 2010 | 1996 - Bachelor of Commerce - - University of Melbourne ~ 1999 - Graduate Diploma in Applied Finance and Investment - - Securities Institute of Australia ~ 2003 - Diploma of Financial Markets - - AFMA |
| David Evans-marcius | 2011 | 2009 - Bachelor of Business and Commerce - - Monash University ~ 2011 - Diploma of Financial Markets - - AFMA |
| Kyle Paige | 1985 | 1983 - Bachelor of Commerce - - Melbourne University ~ 2001 - MBA - - Melbourne University (Melbourne Business School) ~ 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2005 - Diploma of Financial Markets - - AFMA |
| Robert Goldberg | 2013 | 2003 - Accredited Dealer - - Financial Conduct Authority (FCA) (UK) ~ 2003 - Bachelor Mathematics - - University of Nottingham (UK) ~ 2003 - Bachelor of Mathematics - - University of Nottingham (UK) ~ 2013 - Diploma of Financial Markets - - AFMA |