This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Hopkins | 2010 | 2011 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Aaron Keith Roberts | 2008 | 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2010 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education |
| Aaron Sean Doig | 2004 | 2007 - Advanced Diploma of Financial Planning - - Kaplan ~ 2008 - Self Managed Superannuation Fund (SMSF) Adviser Education Program - - Financial Essentials ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| Adam Charles Lewis | 2018 | 2011 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - NIBA College ~ 2018 - Diploma of Financial Planning - - Mentor Education |
| Adam Nash | 1998 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2010 - Certified Financial Planner - Professional Designations - FPA/Deakin University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Adam Ross Greentree | 1995 | 1994 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Adam William Van DE Water | 2000 | 2002 - RG146 DFS(FP) 3 - Investment Planning 1 - Diploma (AQF 5) - Integratec Training ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Adrian John Garrone | 1999 | 1986 - Bachelor of Commerce - Bachelor Degree (AQF 7) - James Cook University ~ 2008 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group |
| Alan Geoffrey Mcdowell | 2002 | 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2006 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Alastair Hodge | 2017 | 2014 - Bachelors in Applied Finance - - Macquarie University ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Aldis Purins | 1989 | 1992 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 1994 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2002 - Knowledge Assessment - - Integratec ~ 2002 - Specialist Knowledge Area Securities & Derivatives - - Integratec ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan |
| Alexander Benjamin Buchanan | 2003 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan ~ 2021 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Alexander Cheng | 2007 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Bachelor of Commerce with First Class Honours - - The University of Western Australia ~ 2010 - Self-Managed Superannuation Funds - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alexander William Naylor | 2013 | 2013 - Bachelor Commerce (Accountancy Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alison Foenander | 1995 | 2010 - Master of Laws - Masters Degree (AQF 9) - Monash University ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Alister James Paskins | 2005 | 2005 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Deakin Prime ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia |
| Allira Rhiannon Summerville | 2018 | 2012 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anastasios George | 2008 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Andrew Brian Goodhand | 2007 | 2014 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Bruce Roberts | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Tier 1 Derivatives - Personal Advice - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew David Campbell | 1996 | 1994 - Bachelor of Business - - University of Technology ~ 2000 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| Andrew Girardi | 1998 | 1989 - Diploma of Teaching (Primary Teaching) - Diploma (AQF 5) - Victoria University ~ 2004 - Taxation Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2018 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2018 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group |
| Andrew Paul Carra | 2002 | 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Diploma Finance and Mortgage Broking Management FNS50315 - Diploma (AQF 5) - AAMC Training Group |
| Angelo Adam | 2013 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Bachelor of Business & Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Anita Isabell Massee | 2014 | 2012 - DFS(FP): Investment Planning 1 - - Kaplan Professional ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Anthony Dann | 2000 | 2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Anthony James Hill | 2001 | 2003 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan ~ 2013 - Self Managed Superannuation Funds (SMSF) Adviser Accreditation - - Kaplan ~ 2018 - ASX Listed Products Accreditation Course (LPAC) - - LPACOnline ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Louis Gauci | 2016 | 2015 - Bachelor Business (Law) - Bachelor Degree (AQF 7) - Open Universities Australia ~ 2016 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - RG146 Securities and Managed Investments - Diploma (AQF 5) - Kaplan Australia |
| Anthony Robert Wellington | 2005 | 2007 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Anton Wasyl Boreckyi | 1981 | 2000 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2000 - Diploma Financial Planning (DFP) - - Deakin University ~ 2007 - Self Managed Super Funds - - Kaplan Professional ~ 2010 - Accredited Listed Product Adviser Program - - Savings Factory ~ 2016 - Master of Financial Planning - - Kaplan |
| Antonio Cimino | 1999 | 2007 - Self Managed Super Funds - - Tribeca ~ 2013 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Antony Leith Minchin | 2009 | 2012 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2015 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2015 - Tier 1 RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia |
| Arlan Patrick Davine | 2018 | 2015 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Integrity Education ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Integrity Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ashley Ross | 2024 | 2019 - Bachelor of Commence (Economics and Finance) - Bachelor Degree (AQF 7) - Federation University Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Andrew Calder | 1995 | 2000 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2006 - Self Managed Superannuation Fund (SMSF) Adviser Accreditation - - Financial Essentials ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan ~ 2018 - ASX Listed Products Accreditation Course (LPAC) - - LPACOnline |
| Benjamin Beveridge | 2017 | 2011 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Filip | 2017 | 2015 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Benjamin John Hall | 2000 | 2001 - Diploma in Financial Services - - Deakin Financial Planning Pty Ltd ~ 2002 - Bachelor of Business (Banking & Finance) - - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Philip Eddy | 2002 | 2003 - Diploma Financial Advising - - Financial Services Institute of Australasia (Finsia) ~ 2006 - Self Managed Super Funds - - Tribeca |
| Benjamin Ross Smith | 2004 | 2000 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Sydney ~ 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) |
| Blake Shaun Willems | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Boris Kolevski | 1996 | 1991 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| Boris Rikalo | 2016 | 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Behavioural Finance - Kaplan Professional |
| Bradd Scott Duhring | 2002 | 2004 - Advanced Diploma of Financial Planning - - Tribeca ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan ~ 2011 - ASX Listed Product Accreditation Course - - LPAC Online |
| Bradley Witt | 2011 | 2011 - Bachelor of Commerce (Finance and Management) - - Curtin University of Technology ~ 2011 - Diploma of Financial Services - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Mentor education ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor education |
| Bree Campbell | 1999 | 1999 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2014 - RG146 928 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brendon Barnes | 2000 | 2000 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2003 - Diploma Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2004 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Graham Billington | 2003 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Brian James Henry Smith | 2011 | 1993 - Bachelor of Business (Agriculture Commerce) - Bachelor Degree (AQF 7) - University of New England ~ 2011 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Intellitrain ~ 2011 - RG146 Securities & Derivatives - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Briony Jade Gouldthorp | 2015 | 2010 - Bachelor of Commence (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2018 - CPA Program - Professional Designations - CPA Australia ~ 2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional |
| Cameron Obliubek | 2004 | 2002 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2005 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology (RMIT) ~ 2010 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan Professional |
| Campbell Munro Hopgood | 2008 | 2004 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2014 - 928 RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia |
| Carly Tonkinson | 2001 | 2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Chad Appleby | 2002 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - Adelaide University ~ 2006 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Charbel Boutros | 2007 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Advanced Diploma Financial Services (Financial Planning) FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Chelsea Rose Turney | 0 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Christopher Allan Rehbein | 2010 | 2011 - Advanced Diploma of Financial Services(Financial Planning) - - Kaplan Professional Education ~ 2014 - Bachelor of Financial Planning - - CQU Rockhampton |
| Christopher Broome | 2015 | 2008 - Bachelor of Business (Health Science) - Bachelor Degree (AQF 7) - Auckland University of Technology ~ 2013 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christopher Bryan Kelly | 2006 | 2005 - Bachelor of Commerce (Financial Planning and Investments) - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christopher Scriva | 2008 | 2007 - Diploma Financial Services (Financial Planning) FNS50408 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Fellow Chartered Financial Practitioners (FChFP) - Professional Designations - Association of Financial Advisers (AFA) |
| Christopher Shaun Hilton Turner | 1988 | 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma Financial Planning (DFP) - - Deakin University ~ 2010 - Self Managed Super Funds - - Kaplan Professional |
| Colin Andrew Ash | 2000 | 2001 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - Integratec Training ~ 2013 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Corey Dale Roberts | 2001 | 2006 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2009 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Craig Alexander Stobbie | 2007 | 1999 - Bachelor of Arts - - University of Western Australia ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Australia & New Zealand Institute of Insurance & Finance ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Craig Allan Hewett | 1982 | 2001 - Diploma Financial Planning (DFP) - - Deakin University ~ 2002 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2022 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Andrew Billing | 1996 | 2003 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2005 - Self Managed Superannuation Fund Adviser Accreditation - - Tribeca ~ 2012 - Aged Care Gurus Accredited Adviser - - Association of Independently Owned Financial Planners ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Scarr | 2001 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Sydney ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Craig William Beck | 2004 | 2005 - Self Managed Super Fund (SMSF) Adviser Education Program - Diploma (AQF 5) - Financial Essentials ~ 2008 - ASX Listed Products Accreditation Course (LPAC) - Other - Savings Factory ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Damian Gibson | 2018 | 2018 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2018 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group |
| Damien Matthew Scott | 2014 | 2012 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - TPB Code of Professional Conduct - - Kaplan Professional ~ 2019 - Fellow Chartered Financial Practitioner - Professional Designations - AFA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Achille Aiello | 2015 | 2013 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia |
| Daniel Alexander Meilak | 2018 | 2013 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2013 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Daniel James Hawke | 2003 | 2002 - Foundation Diploma Financial Planning (DFP 1-6) - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2005 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Daniel Perkins | 2001 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - SMSF Association - Professional Designations - SMSF Specialist Adviser (SSA) ~ 2017 - Master of Business Administration - Masters Degree (AQF 9) - Western Sydney University |
| Darren John Franklin | 2005 | 1996 - Associate Diploma of Business (Banking & Finance) - Diploma (AQF 5) - TAFE Queensland ~ 2005 - Certificate in Applied Self-Managed Super Fund Advice - Certificate (AQF 1-4) - AET ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner Program - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education |
| Darren Ramke | 2004 | 1992 - Bachelor Applied Science (Coastal Management) - Bachelor Degree (AQF 7) - Other ~ 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Darryn John Thode | 1995 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2009 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Darryn-lee Pereira | 2011 | 2009 - Bachelor of Commerce (Management and Marketing) - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Daryle Mann | 1989 | 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| David Anthony Hazlewood | 1996 | 2000 - Diploma of Financial Planning - - Deakin University/Financial Planning Association (FPA) ~ 2001 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2008 - ASX Listed Products Accreditation Course (LPAC) - - ASX/The Savings Factory ~ 2010 - Self Managed Superannuation Fund (SMSF) - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Hunt | 2014 | 2009 - Bachelor of Business (Banking and Finance) - - Victoria University ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2016 - Margin Lending - Personal Advice - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Mentor education |
| David Paul Brennan Bartels | 2008 | 1998 - Bachelor of Pharmacy - Bachelor Degree (AQF 7) - University of Queensland ~ 2004 - Graduate Certificate in Applied Finance and Investment - Graduate Certificate (AQF 8) - Finsia Education ~ 2008 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2009 - Self Managed Superannuation Fund - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia |
| David Samuel Linco | 2008 | 1992 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - Charles Darwin University ~ 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Charles Darwin University ~ 2011 - Self Managed Superannuation Funds - Diploma (AQF 5) - Mentor Education ~ 2014 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Sydney Hyde | 1997 | 1985 - Bachelor of Commerce - - UNSW ~ 1992 - Graduate Diploma of Applied Finance & Investment - - Financial Services Institute of Australasia ~ 1999 - Diploma of Financial Planning - - Deakin University/ Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Dean Cowdroy | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Devlin Stirling Joyes | 2010 | 2010 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Investment Banking Institute ~ 2015 - Certificate 4 in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Australia ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Fellow Chartered Financial Practitioners (FChFP) - Professional Designations - Association of Financial Advisers (AFA) |
| Dimitrios Zartaloudis | 2007 | 2008 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2008 - Self Managed Super Funds - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Dino Cataldo | 2009 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Domenic Claudio Gullifa | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Elise Marie Marcus | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Elizabeth Wilson | 2012 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Securities & Managed Investments - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Emily Jane Males | 2018 | 2010 - Bachelor Business (Management) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2015 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2018 - RG146 Managed Investments Securities - Diploma (AQF 5) - Kaplan Australia ~ 2021 - Margin Lending Specialist - Diploma (Level 5) - Other - Kaplan Professional |
| Emma Kate Pittman | 2018 | 2013 - Bachelor of Financial Planning - - Central Queensland University ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan ~ 2018 - Self Managed Superannuation Funds - - Kaplan ~ 2018 - Tier 1 Margin Lending - Personal Advice - - Kaplan ~ 2021 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) |
| Eng K Ooi | 2002 | 2003 - Diploma of Financial Advising - - Securities Institute/Tribeca ~ 2005 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2008 - Self Managed Superannuation Fund (SMSF) Adviser Education Program - - Financial Essentials ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan |
| Franco Angelo Joseph Theuma | 2007 | 2001 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2021 - ALPA - Other - Kaplan |
| Friede Mae Roberts | 2014 | 2012 - Diploma Financial Services (Financial Planning) FNS50408 - Diploma (AQF 5) - Kaplan Australia ~ 2013 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2015 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Garry Michael Mccormick | 1996 | 1996 - Bachelor of Economics - - The Flinders University of South Australia ~ 1999 - Diploma of Financial Planning - - FPA ~ 2018 - ASX Listed Products Accreditation Course (LPAC) - - LPACOnline ~ 2019 - Self Managed Superannuation Funds - - Kaplan Professional |
| Geoffrey David Wotzko | 1998 | 1975 - Associateship in Accounting - - West Australian Institute of Technology (WAIT) ~ 1987 - Post Graduate Diploma Business (Law) - - Curtin University ~ 2002 - Diploma of Financial Services - - National Insurance Brokers Association of Australia ~ 2006 - Self Managed Superannuation Fund (SMSF) Adviser Accreditation - - Financial Essentials ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan |
| Geoffrey Munday | 2003 | 1982 - Bachelor of EcoNomics - Bachelor Degree (AQF 7) - University of Sydney ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| George EL Jouni | 2006 | 2010 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia |
| Gianni LA Scala | 2004 | 2001 - Bachelor of Commerce (Finance & Computer Studies) - Bachelor Degree (AQF 7) - Flinders University ~ 2006 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Tribeca |
| Glen Michael Corcoran | 1996 | 1999 - Diploma Financial Planning (DFP) - - Deakin University ~ 2000 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2004 - Self Managed Super Funds - - Financial Planning Association of Australia (FPA) ~ 2012 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2014 - Estate Planning Accreditation - - Australian Executor Trustees |
| Graeme Kenneth Wandel | 1992 | 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2003 - Diploma Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Grant Christopher Wilson | 2010 | 1987 - Bachelor of Commerce (Economics/Finance) - Bachelor Degree (AQF 7) - University of NSW ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Grant Edward Fisher | 2007 | 1993 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - University of New England ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2015 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gregg Pethick | 2011 | 2010 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2014 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Gregory Cameron Moore | 1996 | 2000 - Certified Financial Planner - - Financial Planning Association ~ 2000 - Diploma of Financial Planning - - Financial Planning Association ~ 2003 - ASX Listed Product Accreditation Course - - Financial Planning Association ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Guy Alastair Rigby | 2002 | 2011 - Advanced Diploma Financial Services (Financial Planning) - - Mentor Education ~ 2012 - Self Managed Super Funds - - Mentor Education |
| Harro Wennrich | 2006 | 2005 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2006 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2007 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Harry Jason King | 0 | 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney |
| Hayden Allen | 1999 | 1997 - Bachelor Degree - Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Jack Faulkner | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Arthur Buckingham | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Principles in Self Managed Superannuation Funds - Diploma (AQF 5) - International Institute of Technology ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Benedict Herriman | 2006 | 2000 - Bachelor of Business (Banking & Finance) - - University of South Australia ~ 2005 - Graduate Certificate in Applied Finance & Investment - - Securities Institute ~ 2006 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2011 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan |
| James Douglas Brien | 2018 | 2013 - Bachelor Commerce (Finance Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2015 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia |
| James Lyster Harris | 2000 | 1993 - Bachelor of Business (Accounting) - - University of Central Queensland ~ 1999 - Certified Practicing Accountant - - CPA ~ 2002 - Financial Planning Specialist - - CPA ~ 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2005 - Certified Financial Planner - - Financial Planning Association |
| James Morton Kelly | 2017 | 2009 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - Master of Business Administration - Masters Degree (AQF 9) - University of Melbourne ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Patrick Baxter | 1999 | 2000 - Bachelor of Business (Accounting) - - Monash University ~ 2005 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia (FINSIA) ~ 2007 - Self Managed Superannuation Fund Adviser Education Program - - Financial Essentials ~ 2009 - ASX Listed Products Adviser Accreditation - - Kaplan ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan |
| James Robert Esselmont | 2005 | 1996 - Bachelor of Economics - - Monash University ~ 2001 - Graduate Diploma in Applied Finance & Investment - - Securities Institute ~ 2004 - Master of Business Administration - - Royal Melbourne Institute of Technology (RMIT) ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) |
| Jamie Denham | 2024 | 2023 - Bachelor of Applied Finance Advice - Bachelor Degree (AQF 7) - GRIFFITH UNIVERSITY |
| Janet Suk Ngar Tang | 1999 | 1997 - Bachelor Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
| Jared Matthew Casement | 2005 | 2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2004 - Diploma Financial Services (Financial Planning) FNB50402 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Jarrod Owen | 2011 | 2009 - Diploma Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Master of Business Admin - Masters Degree (AQF 9) - Deakin University ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Jarryd Vinton | 2008 | 2008 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Jasmyn Pfeiffer | 2016 | 2015 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Jason Brian Cooke | 2001 | 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2005 - Advanced Diploma Financial Services - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionalism ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Galea | 1994 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2000 - Graduate Diploma of Applied Investment and Finance - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jay Thwaites | 2024 | 2020 - Bachelor of Commence (Accounting and Finance Double Major) - Bachelor Degree (AQF 7) - Curtin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Jeannie Christine Van Raay | 2004 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2010 - CFP Certification Programme - Professional Designations - Financial Planning Association of Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jeffrey Graeme Munro | 2015 | 1998 - Bachelor of Business (Business Management) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 1999 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2002 - Certified Finacial Planner (CFP) - Professional Designations - Financial Planning Association ~ 2015 - SMSF Specialist Adviser - Professional Designations - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Jenna Porta | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Jeremy Adam Galloway Morrison | 2012 | 2003 - Bachelor Degree - Commerce - - University of Ballarat ~ 2014 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Ethics & Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan Professional |
| Jesse Nihill | 1996 | 2001 - Bachelor of Business (Financial Planning) - - RMIT University |
| Jodie Lee Whykes | 2000 | 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) |
| Jodie Schroeder | 2000 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joel Mathew Bateman | 2022 | 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Advanced Financial Planning - Certificate (AQF 1-4) - Kaplan Professional |
| John Michael Moran | 1999 | 1999 - Bachelor of Commerce (Accounting) - - La Trobe University ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending - - Pinnacle Financial Services Academy ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2015 - Certified Financial Planner CFP - - Financial Planning Association of Australia |
| Jonathan Scott Brittain | 2006 | 2005 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2021 - Client Engagement Skills - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graudate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathon Bastow Croome | 2006 | 2000 - Bachelor of Commerce - - University of Tasmania ~ 2005 - Graduate Diploma Financial Planning - - Securities Institute ~ 2009 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Jonathon Charles Piefke | 2000 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Self Managed Superannuation Funds Program - - Kaplan Professional Education |
| Joshua Brian Evans | 2010 | 2010 - Bachelor of Commerce & Bachelor of Applied Finance - - University of South Australia ~ 2011 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Joshua Nicholas Parrott | 0 | 2023 - Bachelor of Arts/Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Joshua William Hamblin | 2009 | 2003 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2009 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2010 - RG146 DPML Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Judy Maree Dolan | 2000 | 1990 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2000 - Financial Planning Principles and Practice - Diploma (AQF 5) - Securities Institute ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2003 - Certified Financial Planner Status (CFP) - Other - Financial Planning Association (FPA) ~ 2021 - MAI769 - Ethics for financial services (Intensive) - Bridging Course - Ethics - Deakin University |
| Julie Ellen Schafer-evans | 2005 | 2005 - Master of Applied Finance - Masters Degree (AQF 9) - University of Sydney ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Julio Carrieri | 1991 | 2002 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2007 - Self Managed Superannuation Fund (SMSF) Adviser Education Program - - Financial Essentials ~ 2009 - ASX Accredited Listed Product Adviser Accreditation - - Kaplan ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan ~ 2020 - Ethics and Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan |
| Justin John Putman | 2005 | 2003 - Foundation DFP - - Financial Planning Association (FPA) ~ 2005 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Kate Rochelle Schembri | 2006 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Katherine Alice Styles | 2015 | 2007 - Bachelor of Commerce (Financial Planning Accounting Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Mentor Education Group |
| Keenan Paul Maes | 2018 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Margin Lending Accreditation Program - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association Limited |
| Kerryn Anne Shaw | 2003 | 2006 - Graduate Certifcate in Professional Accounting - - The University of New England ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kevin Francis Mccarthy | 2004 | 2009 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2009 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Kevin William Mcdonald | 2014 | 2010 - Bachelor of Commerce (Finance & Economics) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2012 - Diploma Financial Planning FNS50610 - Diploma (AQF 5) - Kaplan Australia ~ 2013 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kim Gerard Evetts | 1996 | 2001 - Diploma Financial Planning - Diploma (AQF 5) - FPA ~ 2012 - DPML Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2012 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Certified Financial Planning (CFP) - Professional Designations - FPA |
| Konstantine Gramelis | 2013 | 2013 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - International Institute of Technology ~ 2013 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2013 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - International Institute of Technology |
| Kurt Matthew Pepper | 2024 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Univeristy of Wollongong Australia ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Launce Peter Ronald Kent | 2013 | 2009 - Bachelor Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2009 - Bachelor of Economics & Finance - Bachelor Degree (AQF 7) - University of Adelaide ~ 2012 - Diploma of Financial Planning FNS50610 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia |
| Leah Shannine Cecere-palazzo | 2003 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Self Managed Superannuation Funds - Diploma (AQF 5) - Tribeca ~ 2014 - Certified Financial Planner Program - Professional Designations - Deakin University |
| Lee Fen Goh | 2008 | 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia |
| Lee Katie Nickelson | 2013 | 1999 - Bachelor of Behavioural Science (Psychology) - Bachelor Degree (AQF 7) - La Trobe University ~ 2007 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2008 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Lee Robert Jackson | 2003 | 2003 - Foundation Diploma Financial Planning DFP1-4 - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2021 - Ethics and Professional in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lee-anne Judith Parker | 2007 | 2007 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionalism |
| Leon Phillips | 1993 | 2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Integratec Training ~ 2004 - Diploma Financial Services FP FNB50802 - Diploma (AQF 5) - Integratec Training ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Lincoln Butt | 2003 | 2003 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2006 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lincoln Peter Johnson | 2007 | 2009 - Advanced Diploma Financial Planning - - Kaplan Professional ~ 2011 - Other - Fellow Chartered Financial Practitioner - - Asia Pacific Financial Services Association ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Diploma Financial Planning - - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Louise Elizabeth Birrell | 2016 | 2002 - Bachelor of Commerce in Financial Planning and Investments - Bachelor Degree (AQF 7) - Griffith University |
| Lucinda Gallop | 2010 | 2004 - Diploma of Financial Planning - - Financial Planning Association (FPA) |
| Luke David Fletcher | 2009 | 2002 - Diploma of Financial Advising - - Securities Institute ~ 2010 - Listed Product Accreditation Course - - Savings Factory ~ 2013 - Master of Financial Planning - - University of the Sunshine Coast |
| Luke John Taylor | 2005 | 2002 - Bachelor Business - Bachelor Degree (AQF 7) - University of Sunshine Coast ~ 2004 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Luke Robert Jones | 2013 | 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2007 - Master of Business - Masters Degree (AQF 9) - Victoria University of Technology ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Margin Lending - Diploma (AQF 5) - Kaplan Professional |
| Marc Travis Cook | 2015 | 2012 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Marissa Han | 2015 | 1993 - Bachelor Of Commerce - - The University of Adelaide ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2018 - CFP Certification Program - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Mark Anthony Connell | 2000 | 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Mark Anthony Farmer | 2001 | 2003 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Mark Geoffrey Chapman | 1999 | 2002 - Certified Financial Planner Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education |
| Mark Mcgree | 2005 | 2005 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionalism |
| Mark Mcneany | 1991 | 1998 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 1998 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Simpson | 2022 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong Australia |
| Mark Struik | 2001 | 1992 - Bachelor EcoNomics - Bachelor Degree (AQF 7) - Monash University ~ 2003 - RG146 925 Tier 1 Compliance solution - Life Insurance - Diploma (AQF 5) - Securities Institute ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Martin Drew Potts | 1987 | 2000 - Certified Financial Planner (CFP) - - Financial Planning Association ~ 2000 - Diploma of Financial Planning Statement (DFP000 and DFP008) - - Deakin University ~ 2006 - Self Managed Superannuation Fund (SMSF) Adviser Accreditation - - Financial Essentials ~ 2010 - Margin Lending & Geared Investments Adviser Accreditation - - Kaplan |
| Martin John Cook | 2012 | 2012 - Diploma Financial Planning - Diploma (AQF 5) - Future Staff ~ 2015 - RG146 Provide Advice in RG146 Margin Lending - Diploma (AQF 5) - Mentor Education Group ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Martin Joseph Cimino | 2012 | 2012 - Diploma if Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Martin Joseph Hunter | 1984 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Martin Joseph Kirkman | 2000 | 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Matt Thomas Austin | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Atkinson | 2010 | 2005 - Bachelor of Information Systems - Bachelor Degree (AQF 7) - University of Tasmania ~ 2010 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Sunshine Coast ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Matthew Brian Bonnor | 2001 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2002 - Diploma of Financial Advising - Advanced Diploma (AQF 6) - Securities Institute ~ 2010 - Margin lending and Geared investments - Diploma (AQF 5) - Kaplan Proffessional ~ 2013 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Proffessional ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association |
| Matthew Carter | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ANZIIF ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew David Smith | 2018 | 2011 - Bachelor of Commerce (Applied Economics and Finance) - Bachelor Degree (AQF 7) - University of Ballarat ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Edward Hams | 2002 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribecca ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew James Dobson | 2012 | 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - AAMC Training Group ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma Financial Planning - - AAMC Training Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Joseph Groat | 2008 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group |
| Matthew Neill | 2010 | 2008 - Bachelor Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2010 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Matthew Ryan Schutz | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Adelaide |
| Matthew William Hawkins | 2009 | 2006 - Bachelor Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia |
| Mauro Grossi | 2008 | 2003 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia |
| Megan Louise Usher | 2018 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner - Professional Designations - Association of Financial Advisers (AFA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Melanie Grace Lever | 2014 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) |
| Michael Colin Batten | 2006 | 2006 - Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Listed Product Accreditation Course - - Kaplan Professional ~ 2014 - Self Managed Super Funds - - Kaplan Professional |
| Michael Damien Boyd | 2005 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2001 - Diploma Financial Planning DFP 1-7 - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2006 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Michael Dudesin | 2009 | 2010 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - Master of Commerce (Financial Planning and Finance) - Masters Degree (AQF 9) - Deakin University ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Konstas | 1999 | 1991 - Bachelor of Education (Primary) - Bachelor Degree (AQF 7) - University of Sydney ~ 1993 - Bachelor of Arts - Bachelor Degree (AQF 7) - Macquarie University ~ 1998 - Master of Commerce (Finance & Marketing) - Masters Degree (AQF 9) - University of Sydney ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Michael Thomas Mears | 2018 | 2005 - Bachelor of Science (Honors) (Maths&Physics) - - University of Glasgow ~ 2017 - Diploma of Financial Planning - - Kaplan Professional Education |
| Michael Timothy Kennedy | 2002 | 2004 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Master of Financial Planning - - University of Sunshine Coast ~ 2012 - SMSF Specialist Advisor - - SMSF Association |
| Michael Walter Grech | 2004 | 2003 - Bachelor Degree (Hons) - Business - - Royal Melbourne Institute of Technology ~ 2010 - Certificate - Certificate IV in Financial Services - - AAMC Training Group ~ 2010 - Certificate - Certificate IV in Property Services - - The Real Estate Institute of Victoria |
| Michelle Galvin | 1991 | 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michelle Louise Christensen | 2008 | 2007 - Diploma of Financial Services - Financial Planning - - AdviserCampus 360 ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - MLC Advice Education ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michelle Marie Tucker | 2018 | 2013 - Bachelor of Financial Planning - Bachelor Degree (AQF 7) - Central Queensland University |
| Mike Sikar | 2009 | 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma Financial Services (Financial Planning) FNS60408 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Najeeb Farfoud | 2005 | 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2006 - Foundation Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2008 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Nathan John Menegon | 2005 | 2000 - Diploma Financial Planning (DFP) - - Deakin University ~ 2010 - Self Managed Super Funds - - Quantum Financial Training ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers (AFA) ~ 2013 - Aged Care Professional Training - - Aged Care Financial Services International |
| Nathan Lionel Harris | 2001 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2002 - Diploma Financial Advising - Advanced Diploma (AQF 6) - Finsia/SIA ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - GWM Adviser Services ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Nicholas Kakalis | 2011 | 1999 - Bachelor of Commerce - - University of Melbourne ~ 2001 - Chartered Accountant - - Institute of Chartered Accountants in Australia ~ 2011 - Diploma of Financial Services (Financial Planning) - - AAMC Training Group ~ 2013 - Diploma of Financial Services (Mortgage Broking) - - AAMC Training Group |
| Nicole Elizabeth O'sullivan | 2022 | 2018 - Bachelor of Management (Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Nizam Emini | 1998 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Norman Dennis | 2009 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - RG146 Provide Advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Parasuraman Chandran | 2018 | 1990 - Bachelor of Engineering - Bachelor Degree (AQF 7) - Madurai Kamaraj University India ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Integrity Education Group ~ 2018 - Advanced Diploma Finacial Planning FNS60410 - Advanced Diploma (AQF 6) - Integrity Educ. ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Paul Larkin | 2008 | 2008 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Paul Stephan | 1998 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2016 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Professional Designations - Kaplan Australia |
| Peter Hamilton | 2000 | 2001 - Bachelor Business (Human Resources Management) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Hawcroft | 2004 | 2003 - Core Subjects within Bachelor of Commerce in Financial Planning (8 subjects = full ps146 compliance) - Bachelor Degree (AQF 7) - Griffith University |
| Peter James Davis | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN Professional |
| Peter Schokman | 2018 | 2017 - Master of Business (Finance) - Masters Degree (AQF 9) - University of Technology Sydney ~ 2018 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group ~ 2022 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan |
| Philip Taaffe | 2001 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2003 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Pietro Scarpino | 2018 | 1986 - Bachelor of Business Majoring Account - - Footscray Institute of Technology ~ 2002 - Diploma of Financial Planning - - FPA |
| Rachel Maree Schumann | 2003 | 2001 - RG146 DFP1-4 - Diploma (AQF 5) - Mixed Providers ~ 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of TechNology ~ 2004 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Rex Rozario | 2015 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2014 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2016 - Graduate Certificate of Applied Finance - Graduate Certificate (AQF 8) - Kaplan Australia ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia |
| Rex Whittaker | 2004 | 2004 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Richard Unmack | 1996 | 1999 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Richard Zbigniew Koral | 2001 | 2000 - DFP 8 - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Ricky Soo | 2004 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Chiswell | 2003 | 2003 - RG146 DFS(FP) 1-4 - Diploma (AQF 5) - Mixed Providers ~ 2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Robert John Gothard | 1996 | 1999 - Diploma in Financial Markets - Diploma (AQF 5) - FINSIA ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Robert Kirtley | 2007 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Louis Vajda | 2018 | 2009 - Bachelorof Commerce (Applied Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Mentor Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Robert Murray Allison | 1983 | 1998 - Adviser Accreditation Course - - AXA ~ 2007 - SMSF (Self Managed Superannuation Fund) Adviser Education Program - - Financial Essentials ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Robin Hamilton Bell | 2016 | 2007 - Bachelor of Economics - - The University of Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Accedited Listed Product Adviser Program - - Kaplan ~ 2016 - Self Managed Superannuation Funds - - IIT |
| Roger Raymond Ellingworth | 1983 | 1992 - Diploma Financial Planning (DFP) - - Deakin University ~ 1995 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 1999 - Master of Business - - RMIT ~ 2005 - Self Managed Super Funds - - Tribeca ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ronald Andrew Walden | 2000 | 2000 - Diploma of Financial Planning - - Deakin / FPA ~ 2004 - Self Managed Superannuation Funds - - Kaplan ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2011 - Master of Financial Planning - - USC |
| Rowan Harvey Kimpton | 1985 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2011 - Margin Lending - Diploma (AQF 5) - MLC ~ 2018 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Russell Bruce Crozier | 1987 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Ryan Anthony Fennell | 2009 | 2010 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2012 - RG146 Margin Lending (DPML) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2021 - Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University |
| Ryan Dupuis | 1999 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2020 - Client Engagement Skills - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Ryan Garry Porter | 2009 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Advanced Diploma Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2013 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia |
| Ryan John Oliver | 2006 | 2007 - Diploma Financial Services(Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2013 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Ryan Philip Kelly | 2010 | 2005 - Bachelor of Science (Business Administration) - Bachelor Degree (AQF 7) - Midland Lutheran College ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Sabatino John Troncone | 1985 | 2004 - Diploma of Financial Planning - - FPA ~ 2018 - ASX Listed Products Accreditation Course (LPAC) - - LPACOnline ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Samuel Briggs | 2018 | 2017 - Bachelor of Business (Economics and Finance) - - RMIT University ~ 2018 - Tier 1 Financial Planning - Personal Advice - - Kaplan Professional ~ 2018 - Tier 1 Generic Knowledge - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Samuel Taylor | 2015 | 2011 - Bachelor of Commerce (Corporate Finance) - - University of Adelaide ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2014 - Securities and Managed Investments - - Kaplan ~ 2019 - Margin Lending - - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan Professional |
| Sarah Louise Sheehan | 2022 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sarah Mcdonald | 2003 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Bridging Course - Client Engagement Skills - Other - Kaplan Professional |
| Scott Kirkwood | 1989 | 2000 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education |
| Scott Tang | 2001 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec Training ~ 2010 - Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shane Andrew West | 2001 | 2010 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2012 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2020 - MAI769 - Ethics for financial services (Intensive) - Bridging Course - Ethics - Deakin University ~ 2021 - Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Shane Anthony Bonke | 2008 | 2001 - Bachelor of Commerce (Law Fin) - Bachelor Degree (AQF 7) - James Cook University ~ 2008 - Diploma Financial Services(Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Shane Joseph Butler | 1990 | 1996 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Shannah French | 2017 | 2015 - Bachelor of Commerce (Commercial Law) - Bachelor Degree (AQF 7) - Swinburne University of TechNology ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Stephanie Anne Mitchell | 2018 | 2012 - Bachelor Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2016 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2018 - RG146 Managed Investments & Securities - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Steven Dobson | 2001 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional (previously Tribeca) ~ 2009 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2013 - Master of Business Administration - Masters Degree (AQF 9) - Murdoch University ~ 2015 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Nickelson | 2008 | 2006 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stuart James Cain | 2005 | 1998 - Bachelor of Arts (Science & Technology Studies) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stuart James Mcdonald | 2007 | 2002 - BACHELOR OF COMMERCE - Bachelor Degree (AQF 7) - UNIVERSITY OF OTAGO ~ 2004 - POST GRADUATE DIPLOMA IN COMMERCE - Advanced Diploma (AQF 6) - UNIVERSITY OF OTAGO ~ 2008 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - DIPLOMA FINANCIAL SERVICES (FINANCIAL PLANNING) FNS50804 - Diploma (AQF 5) - QUANTUM FINANCIAL TRAINING ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Suzanne Therese Poulton | 2015 | 2003 - Taxation Planning - - Integratec ~ 2012 - Advanced Diploma - Financial Planning - - Kaplan Professional Education ~ 2012 - Diploma Of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tamara Jayne Gillman | 2009 | 2006 - Bachelor Arts-Business Management (Marketing) - Bachelor Degree (AQF 7) - University of Queensland ~ 2010 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - Diploma of Financial Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Tammy Sheree Heidrich | 2004 | 2000 - Bachelor of Laws - Bachelor Degree (AQF 7) - Queensland University Technology ~ 2001 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tammy Zena Marshman | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2006 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - Accredited Aged Care Professional & Aged Care Specialist - Professional Designations - Aged Care Steps & Financial Planning Association of Australia (FPA) |
| Thomas Phillip Rowson | 2018 | 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - Diploma of Financial Services (Financial Planning) - - Monarch Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tiffany Jane Hardwick | 2013 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribecca ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Graduate Certificate in Financial Planning - - Griffith University ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Timothy John Donohue | 1987 | 1987 - Bachelor of Economics - - Monash University ~ 1996 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 1996 - Diploma of Financial Planning - - Royal Melbourne Institute of Technology (RMIT) ~ 2007 - Self Managed Superannuation Funds Adviser Accreditation - - Financial Essentials ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Todd Burnell | 2000 | 2004 - Advanced Diploma Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2023 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia |
| Tom Jonathon Davis | 2008 | 2008 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2009 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Association of Financial Advisers (AFA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tracey Andriske | 2013 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia |
| Travis John Keay | 2011 | 2010 - Bachelor of Commerce (Global Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Travis Nathan Ramsay | 2023 | 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Trent Sanfead | 2002 | 2003 - Foundation DFP - - Financial Planning Association of Australia ~ 2004 - Certificate 111 in Mortgage Lending - - AAMC Training Group ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional Education |
| Trevor Neil Morony | 2004 | 2004 - Diploma of Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - MLC ThreeSixty ~ 2005 - Advanced Diploma Financial Services (FP) FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Tyson Zane Crotty | 2006 | 2004 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca |
| William John Rice | 2021 | 2020 - 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2020 - 7246AFE/7812GBS/7812AFE Behavioural Finance & Wealth Mgmt - Bridging Course - Behavioural Finance - Griffith University ~ 2020 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Yihsing Koo | 2001 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2005 - RG146 Advanced Strategies for SMSFs - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Yvonne Parasuraman | 2015 | 1991 - Bachelor Arts (Econ.) - Bachelor Degree (AQF 7) - University of Madras ~ 2012 - Diploma Financial Service (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Certified Financial Planner (CFP) - Other - FPA |
| Zacharia Cartsidimas | 2010 | 1993 - Bachelor Of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2010 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Zachary James Mcarthur | 1998 | 1997 - Bachelor of Commerce - - The University of Tasmania ~ 1997 - Diploma of Financial Planning - - Deakin University, FPA ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |