This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Peter Pennicott | 2013 | 2004 - Bachelor of Commerce (Accounting/Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Masters of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney |
| Rhiannon Kanoniuk | 2006 | 2006 - Bachelor of Commerce (Accounting and Financial Planning) - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2015 - Self Managed Superannuation Funds - - Mentor Education ~ 2022 - MAI769 ETHICS FOR FINANCIAL SERVICES - Bridging Course - Ethics - Deakin |
| Zachary Masters | 2015 | 2014 - Bachelor Business (Financial Planning) - - Victoria University |