This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dominic Alafaci | 1984 | 1982 - Bachelor of Economics - - Monash University ~ 1989 - Bachelor of Business - - Victoria University ~ 2004 - Certified Financial Planner Certification - - FPA Australia ~ 2011 - Self Managed Superannuation Specialist Certification - - SPAA ~ 2021 - Chartered Accountant - Professional Designations - CA ANZ |
| Kate Nicol | 2011 | 2010 - Diploma in Financial Planning - - Kaplan Australia ~ 2012 - Advanced Diploma in Financial Planning - - Kaplan Australia ~ 2018 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2020 - CFP - Professional Designations - FPA ~ 2020 - FASEA - Other - FASEA |
| Matthew Donato Del Giudice | 2018 | 2015 - Bachelor of Business (Financial Planning) - - La Trobe University ~ 2020 - FASEA - Other - FASEA ~ 2022 - Ethics & Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professional |
| Simon Guiliano | 2003 | 2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integratec ~ 2004 - CFP - - FPA ~ 2016 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2019 - Code of Ethics - Bridging Course - Ethics - Kaplan |