This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alana Siebel | 2018 | 2018 - Diploma of Financial Planning - - Mentor Education |
| Alicia Ann Bridge | 2018 | 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute |
| Antony Paul Selby | 2016 | 2005 - Bachelor of Business - - UTS ~ 2016 - Masters of Commerce (Financial Planning) - - Western Sydney University ~ 2017 - Certified Financial Planner - Other - FPA |
| Brenton Scott Tong | 2005 | 1998 - Bachelor of Commerce, Major in Accounting - - University of Western Sydney ~ 2009 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2012 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Brigadier Ncube | 2018 | 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Self Managed Super Fund - - Mentor Education ~ 2017 - Diploma Of Accounting - - Australis College ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2018 - Bachelor of Business - - Central Qld University |
| Daniel Robert Cox | 2017 | 2016 - Advanced Diploma of Financial Planning - - Integrity Education |
| Dianna Carol Jacobsen | 2001 | 1993 - Bachelor of Business (Accounting) - - Charles Sturt University (CSU) ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Garry Samuel Morris | 2000 | 1990 - Master of Applied Finance - - Macquarie University ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - Financial Planning Association ~ 2011 - Margin Lending Accreditation Program - - Financial Essentials ~ 2014 - Self-Managed Superannuation Funds - - Kaplan Professional |
| Greg Suefong | 2003 | 2003 - DFP Financial Planning - - Financial Planning Association of Australia |
| Jessy Wang | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Judy Bohlsen | 2013 | 2000 - Master of Commerce (Finance) - - University of New South Wales - UNSW ~ 2003 - Master of Taxation Law - - University of Technology, Sydney - UTS ~ 2012 - Certificate of Attainment Self Managed Super Funds - - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Diploma of Finance and Mortgage Broking Management - - The National Finance Institute |
| Malcolm Strain | 2016 | 2004 - CPA - - CPA Australia ~ 2016 - Diploma of Financial Planning - - IIT - International Institute of Technology |
| Marnie Moana Maloney | 2009 | 2007 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - MLC ThreeSixty ~ 2008 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC ThreeSixty |
| Matthew Leigh Davidson | 2005 | 2011 - Bachelor of Business (Financial Planning) - - Royal Melbourne Institute of Technology (RMIT) ~ 2014 - Graduate Diploma in Legal Practice - - Australian National University ~ 2014 - Juris (Law) Doctor - - University of New England |
| Michael Morris Lenn | 2023 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 1997 - Master of Commerce - Masters Degree (AQF 9) - University of New South Wales ~ 2012 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Parker Silk | 2024 | 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University |
| Paul Andrew Hanrahan | 2005 | 2000 - Bachelor of Business (Accounting & Finance) - - Charles Sturt University (CSU) ~ 2005 - Diploma of Financial Services (Financial Planning) - - AMP Limited ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional |
| Steven John Brand | 2017 | 2015 - Certificate IV in Finance and Mortgage Broking - - Skill Solutions ~ 2016 - Diploma of Financial Planning - - Mentor Education ~ 2018 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education ~ 2019 - Advanced Diploma of Financial Planning - - Mentor Education |