This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alana Siebel | 2018 | Diploma of Financial Planning - Mentor Education |
| Brenton Scott Tong | 2005 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Commerce, Major in Accounting - University of Western Sydney ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Brigadier Ncube | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business - Central Qld University ~ Diploma Of Accounting - Australis College ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Super Fund - Mentor Education |
| Daniel Robert Cox | 2017 | Advanced Diploma of Financial Planning - Integrity Education |
| Dianna Carol Jacobsen | 2001 | Bachelor of Business (Accounting) - Charles Sturt University (CSU) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Garry Samuel Morris | 2000 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation Program - Financial Essentials ~ Master of Applied Finance - Macquarie University ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Greg Suefong | 2003 | DFP Financial Planning - Financial Planning Association of Australia |
| Judy Bohlsen | 2013 | Certificate of Attainment Self Managed Super Funds - Kaplan ~ Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Commerce (Finance) - University of New South Wales - UNSW ~ Master of Taxation Law - University of Technology, Sydney - UTS |
| Marnie Moana Maloney | 2009 | Advanced Diploma Financial Services (Financial Planning) - MLC ThreeSixty ~ Diploma Financial Services (Financial Planning) - MLC ThreeSixty |
| Michael Morris Lenn | 0 | Bachelor of Economics - University of New South Wales ~ Chartered Financial Analyst - CFA Institute ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Commerce - University of New South Wales |
| Paul Andrew Hanrahan | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Accounting & Finance) - Charles Sturt University (CSU) ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - AMP Limited |
| Steven John Brand | 2017 | Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Finance and Mortgage Broking - Skill Solutions ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Viet Quoc Dean Nguyen | 2018 | Bachelor of Economica - Uni of Western Sydney ~ Cert 4 Mortgage Broking - Mentor ~ Diploma Financial Planning - Monarch ~ SMSF Personal Advice - Mentor |