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Climb Wealth Pty ltd

AFS License Number
409424
Name
Climb Wealth Pty ltd
ABN/ACN/ARBN
36146520390
Licensee issued
Oct. 21, 2011
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alana Siebel2018Diploma of Financial Planning - Mentor Education
 Brenton Scott Tong2005Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Commerce, Major in Accounting - University of Western Sydney ~ Diploma of Financial Planning - Pinnacle Financial Services Academy
 Brigadier Ncube2018Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business - Central Qld University ~ Diploma Of Accounting - Australis College ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Super Fund - Mentor Education
 Daniel Robert Cox2017Advanced Diploma of Financial Planning - Integrity Education
 Dianna Carol Jacobsen2001Bachelor of Business (Accounting) - Charles Sturt University (CSU) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Garry Samuel Morris2000Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation Program - Financial Essentials ~ Master of Applied Finance - Macquarie University ~ Self-Managed Superannuation Funds - Kaplan Professional
 Greg Suefong2003DFP Financial Planning - Financial Planning Association of Australia
 Johanna Claire Shepherd2015Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan
 Judy Bohlsen2013Certificate of Attainment Self Managed Super Funds - Kaplan ~ Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Commerce (Finance) - University of New South Wales - UNSW ~ Master of Taxation Law - University of Technology, Sydney - UTS
 Krishnan Narayana Swamy2018Diploma of Financial Planning - Monarch Institute
 Malcolm Flowers2011Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional ~ Taxation Planning - FPA
 Marnie Moana Maloney2009Advanced Diploma Financial Services (Financial Planning) - MLC ThreeSixty ~ Diploma Financial Services (Financial Planning) - MLC ThreeSixty
 Matthew Leigh Davidson2005Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ Graduate Diploma in Legal Practice - Australian National University ~ Juris (Law) Doctor - University of New England
 Michael Morris Lenn0Bachelor of Economics - University of New South Wales ~ Chartered Financial Analyst - CFA Institute ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Commerce - University of New South Wales
 Paul Andrew Hanrahan2005Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Accounting & Finance) - Charles Sturt University (CSU) ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - AMP Limited
 Steven John Brand2017Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Finance and Mortgage Broking - Skill Solutions ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education