Download this database for offline use

Citigroup Pty Limited

AFS License Number
238098
Name
Citigroup Pty Limited
ABN/ACN/ARBN
88004325080
Licensee issued
Dec. 12, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to instalment warrants over managed investment schemes;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to instalment warrants over managed investment schemes; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Dored Dennaoui2002Diploma of Financial Services (Financial Planning) - Kaplan
 Gofran Rabbi Chowdhury2010Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Accounting) - UNSW ~ Diploma of Financial Planning - Kaplan ~ Self-Managed Superfund - Kaplan
 Gregory Coleman2007Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Swinburne University of Technology ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Jin Wei Shi2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics - Fudan University (China) ~ CFP Certification Program - Financial Planning Association ~ CFP Certification Program - Financial Planning Association ~ Margin lending - Kaplan
 Justin Jong-rin Kim2013Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Marketing and Finance) - The University of Sydney ~ Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Leanne Zhi Ying LI2018Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Business Administration (UTS) - UTS
 Leonie Dilorenzo2017Financial Planning (subject) - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional ~ Superannuation & SMSFs - Kaplan Professional
 Rosanna Eriyagama2008Diploma of Financial Services (Financial Planning) - Kaplan