This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Hobbs | 1997 | 1990 - Bachelor of Business - - Chisholm Institute of Technology ~ 2004 - Graduate Diploma of Applied Finance - - Securities Institute of Australia |
| Angus Tyers | 2018 | 2016 - Graduate Diploma (CA) - Graduate Diploma (AQF 8) - Chartered Accountants ~ 2018 - Accountants Financial Planning - - Kaplan ~ 2018 - Insurance And Risk Protection - - Kaplan |
| Christian David Ryan | 2001 | 2006 - Bachelor of Business (Accounting) - - Royal Melbourne Institute of Technology |
| Paul Robert Leitzke | 1998 | 1996 - Bachelor of Business (Accounting) - - Deakin University |