This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Kathleen Murphy | 2012 | 2010 - Bachelor of Arts - Bachelor Degree (AQF 7) - Deakin Uni ~ 2010 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin Uni ~ 2021 - Certified Financial Planning (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Angus Tyers | 2018 | 2012 - Bachelor of Bussiness & Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2016 - CA - Professional Designations - Chartered Accountants ~ 2018 - Accountants Financial Planning - - Kaplan ~ 2018 - Insurance And Risk Protection - - Kaplan ~ 2022 - Certificate of Public Practice Accounting - Certificate (AQF 1-4) - Institute of Chartered Accountants ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| David Manwaring | 2003 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan |
| Hamish Clark | 2015 | 2010 - Diploma of Commerce - - Melbourne Institute of Business & Technology (MIBT) ~ 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - LaTrobe University ~ 2019 - Certified Financial Planning (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| James Ian Taylor | 2000 | 1998 - B.Business - - RMIT ~ 2003 - GradDip Financial Planning - - FINSIA ~ 2004 - Certified Financial Planner - - The Financial Planning Association of Australia |
| Jonathan Davis | 2003 | 1994 - Bachelor of Business - - Deakin University ~ 2005 - Diploma of Financial Services (Financial Planning) (FNS50804) - - Tribeca Learning |
| Marc Rummel | 2008 | 2008 - RG146 - - Kaplan ~ 2009 - Certificate IV Mortgage Brokering - - AAMC ~ 2012 - Diploma of Financial Planning - - Investment Banking Institute ~ 2022 - SuperConcepts & ICFS Specialist SMSF online course - Other - The University of Adelaide and Super Concepts |
| Michael Thomas Joseph Farrugia | 2018 | 1995 - Bachelor of Applied Science (Mathematics) - Bachelor Degree (AQF 7) - RMIT ~ 2000 - Bachelor of Applied Finance (Mathematics) Honours Class 2B - Bachelor Degree (AQF 7) - RMIT University ~ 2011 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Nicholas Carson | 0 | 2021 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT ~ 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Trent David Snell | 2023 | 2009 - Bachelor of Arts (Major Sociology) - Bachelor Degree (AQF 7) - Deakin University ~ 2009 - Bachelor of Commerce (Major Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - Masters of Financial Planning - Masters Degree (AQF 9) - Deakin University |