This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
securities; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
securities;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|