This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Konstantine Zahar | 2025 | 2023 - Bachelor Of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2024 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - Accredited Behavioural Finance Professional, ABFP - Professional Designations - Kaplan ~ 2025 - Chartered Retirement Planning Counsellor, CRPC - Professional Designations - Kaplan ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2025 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Neelan Sornalingam | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| Ung Quyen Quach | 2018 | 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2006 - Self Managed Superannuation Fund Adviser Education Program - Other - Financial Essentials ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional (formerly Tribeca) ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2019 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2025 - FPC002B- Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |