This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
derivatives limited to:
derivatives restricted only to those arrangements that are not able to be traded on any licensed market as there are no operating rules of any licensed financial market complying with Regulation 7.2.07(e)(i) or Regulation 7.2.07(e)(ii) for such arrangement;
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
derivatives restricted only to those arrangements that are not able to be traded on any licensed market as there are no operating rules of any licensed financial market complying with Regulation 7.2.07(e)(i) or Regulation 7.2.07(e)(ii) for such arrangement;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Zacharias Ioannis Zacharia | 2008 | 1996 - Bachelor of Accountancy - Bachelor Degree (AQF 7) - University of South Australia ~ 2007 - Diploma of Financial Services - Diploma (AQF 5) - Mentor Education ~ 2009 - ASX Accredited Derivatives Adviser Level 2 - Other - Kaplan ~ 2011 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2021 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Mentor Education |