This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Cachia | 1989 | 1997 - CFP - Financial Planning - - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2002 - Licensee Accreditation - Self Managed Superannuation Funds - Licensee Standards - - NAB Wealth ~ 2011 - FNS50804 - Provide Advice in Margin Lending - - MLC |
| Marcello Rogliano | 2017 | 2011 - Bachelor of Business (Banking and Finance/International Trade) - Bachelor Degree (AQF 7) - Victoria University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2020 - ASX Listed Products Accreditation Course - Other - LPAC Online ~ 2021 - Self Managed Superannuation Fund Adviser (Personal Advice) Course - Other - Mentor Education |