This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Hasib | 2006 | 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2004 - Applied Self-Managed Super Fund Advice - Other - Tower Trust ~ 2005 - Certified Financial Planner - Professional Designations - FAAA ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2009 - ASX Accredited Listed Products Adviser - Other - Kaplan ~ 2009 - Margin Lending and Geared Investments - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Jonathan Kilborn | 1997 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2001 - Certified Financial Planner - Professional Designations - FAAA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stefanie Doriguzzi | 2005 | 1996 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Sydney ~ 2005 - E254 Investment Planning & the Financial Planning process - Other - Securities Institute ~ 2005 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2011 - Certified Financial Planner - Professional Designations - FAAA ~ 2018 - SMSF - Other - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Thomas Oliver Mcdonald | 2011 | 2008 - Bachelor of Commerce with Bachelor of Laws - Bachelor Degree (AQF 7) - The Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2014 - Certified Financial Planner - Professional Designations - FAAA ~ 2019 - ALPA - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |