This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Hasib | 2006 | 2000 - BUSL250 Business Law - Other - Macquarie University ~ 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - E151 Taxation and Strategies for Financial Planning - Other - Securities Institute Education ~ 2004 - Applied Self-Managed Super Fund Advice - Other - Tower Trust ~ 2005 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia Limited ~ 2005 - Graduate Diploma of Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2009 - ASX Accredited Listed Products Adviser - Other - Kaplan Higher Education Pty Limited ~ 2009 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Higher Education |
| Danielle Stephanie Pearse | 2025 | 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Jonathan Kilborn | 1997 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2001 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia Limited ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Stefanie Doriguzzi | 2005 | 1996 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Sydney ~ 2005 - E254 Investment Planning & the Financial Planning process - Other - Securities Institute ~ 2005 - Graduate Diploma in Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia Limited ~ 2018 - SMSF - Other - SMSF Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Thomas Oliver Mcdonald | 2011 | 2008 - Bachelor of Commerce with Bachelor of Laws - Bachelor Degree (AQF 7) - The Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2014 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia Limited ~ 2019 - ALPA - Other - Kaplan Higher Education Pty Limited ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |