This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to general financial product advice limited to:
basic deposit products to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients; and
securities to retail and wholesale clients.
Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to:
The following named scheme: Alpha Vista Retirement Income Fund (ARSN 686116709) which holds the following types of property;
financial assets to retail and wholesale clients.
The following named scheme: GLOBAL DATA CENTRE INVESTMENT FUND (ARSN 635566531) which holds the following types of property;
financial assets to retail and wholesale clients.
The following named scheme: GLOBAL DATA CENTRE OPERATIONS FUND (ARSN 638320420) which holds the following types of property;
financial assets to retail and wholesale clients.
The following named scheme: Quay Arktos Managed Account (ARSN 686126714) which holds the following types of property;
financial assets to retail and wholesale clients; and
IDPS-like to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to retail and wholesale clients.
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