This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities limited to:
debentures of a body corporate or unincorporated body only; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities limited to:
debentures of a body corporate or unincorporated body only; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carlos Alberto Fernicola | 1995 | 1987 - Bachelor Of Commerce - - University Of Qld ~ 1994 - Graduate Diploma Applied Finance and Investments - - Securities Institute Of Australia ~ 1995 - Graduate Diploma in Advanced Accounting - - QUT ~ 2006 - Graduate Certificate Financial Planning - - FINSIA ~ 2009 - Graduate Diploma Corporate Governance - - Governance Institute Of Australia |