This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jerome Paul | 2018 | 2012 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2023 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Professional |
| Patrick Cork | 1987 | 1986 - Master of Business Administration - Masters Degree (AQF 9) - UWA ~ 1995 - CFP Plan PLUS Practice KNowledge Exam (PKE) (Special Entry A Pathway) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - SuperConcepts & ICFS Specialist SMSF online course - Other - Super Concepts ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |