This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Matthew Lucarelli | 2022 | 2017 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jake Mounsey | 2000 | 1999 - Bachelor of Business - - Monash University ~ 2003 - Diploma of Financial Planning - - FPA |
| Nicholas Mckay | 2000 | 2001 - Bachelor of Business - - RMIT ~ 2001 - Diploma of Financial Planning - - FPA ~ 2013 - Graduate Diploma in Property - - RMIT |
| William Michael Mcgee | 2002 | 2002 - Advanced Diploma - Financial Planning - - Financial Planning Association via Deakin University ~ 2003 - Advanced Diploma - Business - - Box Hill Institute of TAFE ~ 2005 - CFP - Certified Financial Planner - - Deakin University and Financial Planning Association |