This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Abdul Qader Mohamed Juma Al-jabri | 2010 | 2010 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Murdoch University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Abhishek Sheth | 2017 | 2008 - Master of Business Administration Advanced - Masters Degree (AQF 9) - University of Wollongong ~ 2010 - Core 1 Securities & Managed Investments Accreditation Program - - Deakin Prime ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Andrew Templer Woodrow | 2003 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2003 - Diploma Financial Planning - - Deakin University ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2015 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Ann Elizabeth Mitchell | 2008 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anne Hoare | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan |
| Antonio Monterosso | 1988 | 1991 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ardalan Lany Aryan Nejad | 2018 | 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Atilla Gyula Elek | 2003 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2020 - Essential Steps for Aged Care - Other - Aged Care Steps ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Azure Chai | 2010 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Central Lancashire ~ 1996 - Master of Business Administration (International Business) - Masters Degree (AQF 9) - University of Stirling ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Benjamin John Taylor | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Brenden Thomas Maclean | 2001 | 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2017 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Carly Jarrett | 2018 | 2016 - Bachelor of Business (Accounting) - - La Trobe University ~ 2016 - Diploma of Financial Planning - - International Institute of Technology ~ 2020 - MAA728 - Financial Behaviour and Decision Making - Bridging Course - Behavioural Finance - Deakin University ~ 2020 - MAA769 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2020 - MLC714 - Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University |
| Catriona Graham | 2009 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Fellow Chartered Financial Practitioner - Professional Designations - Association of Financial Advisers ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Chris Sterjovski | 2008 | 2009 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2016 - Master of Applied Finance - Masters Degree (AQF 9) - University of Newcastle |
| Christopher John Manwaring | 1998 | 2003 - Diploma of Financial Planning (DFP1-DFP8) - Diploma (AQF 5) - Financial Planning Association of Australia (FPA ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - Accredited Listed Product Adviser Program (ALPA) - Other - Kaplan |
| Christopher Joseph Ludony Sanak | 2015 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps (ACS) Pty Ltd ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cody Bax | 2015 | 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2014 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2015 - RG146 922 Derivaitves - Diploma (AQF 5) - Kaplan Australia ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Daniel Schulz | 2015 | 1997 - Bachelor of Science - Bachelor Degree (AQF 7) - Winthrop University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute (IBI) ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Investment Banking Institute (IBI) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daryl Ian Mcintosh | 2004 | 2004 - Advanced Diploma of Financial Planning FNB60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2004 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - Kaplan Australia ~ 2006 - CFP – Certified Financial Planner - - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association |
| David Edward Murphy | 2004 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Principles in Self Managed Superannuation Funds - - International Institute of Technology ~ 2017 - Graduate Diploma of Financial Planning - - Kaplan Professional Education ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| David Telford | 2002 | 2001 - Bachelor of Business (Accounting) - - Central Queensland University ~ 2003 - Diploma Financial Services (Financial Planning) - - FPA ~ 2013 - Bachelor of Financial Planning - Bachelor Degree (AQF 7) - Central Queensland University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Dean Anthony Taylor | 2003 | 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Debra Fing | 2002 | 1993 - Bachelor of Business (Tourism Management & Development) - Bachelor Degree (AQF 7) - University of Queensland ~ 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Dennis Koklas | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - - The Securities Institute ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Derek Robert Staib | 2003 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University Technology ~ 2003 - Diploma Financial Services (Financial Planning) FNS50802 - Diploma (AQF 5) - Integratec Training ~ 2007 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Divagni Dharshana Naidu | 2018 | 2016 - Bachelor of Applied Finance with Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Domenico Sgro | 2001 | 1999 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association |
| Eric Quak | 2018 | 2000 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Sydney ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan |
| Erin O'sullivan | 2008 | 2005 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Geoffrey Ewan Burt | 1999 | 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2000 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Hongyu LI | 2014 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2012 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - MLC ThreeSixty ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - CFP Certified Financial Planner - Professional Designations - FPA ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Hugo Edgardo Jovel | 2015 | 2002 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2009 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2014 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - CPA Australia ~ 2020 - Ethics And Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ian Douglas Helmore | 2004 | 2009 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Isabel Catherine Morphett | 1995 | 1991 - Bachelor of Science (Business Administration) - Bachelor Degree (AQF 7) - California State University ~ 1999 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Jamie Kajim | 2012 | 2010 - Bachelor Degree - Business and Commerce - - Monash University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Jamie Pearce | 2001 | 1995 - Bachelor of Accountancy - Bachelor Degree (AQF 7) - University of South Australia ~ 1999 - Certified Practicing Accountant - Other - CPA Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Jeannie Lee Dyson | 2010 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Apidopoulos | 2006 | 2006 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) FNS6040 - Advanced Diploma (AQF 6) - Mentor Education ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| John Creamer | 2008 | 2005 - Bachelor of Business (Economics, Human Resource Management) - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joseph Ronald Cox | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Josie Ceddia | 2001 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Kazuo Tamano | 2012 | 2006 - Bachelor of Health Services - Bachelor Degree (AQF 7) - University of Sydney ~ 2008 - Master of Commerce (International Business) - Masters Degree (AQF 9) - University of Sydney ~ 2010 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - International Institute of Technology ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2018 - Principles of SMSF - Diploma (AQF 5) - International Institute of Technology |
| Kelvin Shortte | 2012 | 2005 - Diploma of Financial Advising - - Securities Institute ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Kim Maree Hayward | 2011 | 2008 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - GWMAS GWM Adviser Services ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lasanth Balendran | 2015 | 2007 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Queensland ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2021 - Tier 1 Margin Lending Personal Advice - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Laxmi Nobokumar Manna | 2007 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai ~ 2005 - Master of Business Administration - Masters Degree (AQF 9) - University of Technology Sydney ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Tibeca ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Lionel Iheanacho | 2013 | 2014 - B Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Loren Renee Brandle | 2011 | 2007 - Diploma of Financial Services (FP) - - Kaplan ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Luke John Vincent Dickson | 2008 | 2006 - Bachelor of Business (Economics) - Bachelor Degree (AQF 7) - LaTrobe University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education ~ 2009 - Advanced Diploma of Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism for Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Selfe | 2018 | 2004 - Bachelor Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Professional ~ 2018 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Professional |
| Manjinder Singh Aujla | 2001 | 1996 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Pty Ltd ~ 2014 - Self Managed Superannuation Fund - - Kaplan Professional Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Marcus Hendrik William Stadhouder | 2001 | 2000 - Bachelor of Arts - Bachelor Degree (AQF 7) - University New England ~ 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| Marion Susanne Stanevich | 2007 | 2003 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Gerard Fitzpatrick | 2012 | 2005 - Bachelor of Business - - La Trobe University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Pty, Ltd ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Pty Ltd |
| Marsha Renee Downward | 2018 | 2007 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - GWM Adviser Services ~ 2010 - Advanced Diploma of Financial Planning - - ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - GWM Adviser Services ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mary-louise Mccarthy | 2003 | 2005 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew Porter | 2007 | 2002 - Bachelor of Economics - Bachelor Degree (AQF 7) - Rollins College Winter Park - Florida ~ 2014 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2014 - RG146 Derivatives - Diploma (AQF 5) - Mentor Education Group ~ 2014 - RG146 Margin Lending - Diploma (AQF 5) - Mentor Education Group |
| Melissa Sue Bastian | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Michael Jabbour | 2015 | 2014 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael James O'shea | 2010 | 2003 - Master of Business in Marketing - - University of Technology Sydney ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - DFP5 Taxation Planning - - Kaplan Professional |
| Michael Rosemond | 2005 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Michelle Kristen Robinson | 2005 | 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps ~ 2020 - Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Natalie Maree Dakin | 2018 | 2014 - Diploma of Financial Planning - - Kaplan ~ 2017 - TASACLv1 Commercial Law - - Kaplan ~ 2018 - DFP 5v3 Tax for Financial Advising - - Kaplan |
| Nathan James Stanton | 1999 | 1997 - Bachelor of Commerce - - University of Queensland ~ 1997 - Bachelor of Economics - - University of Queensland ~ 2000 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - FPA ~ 2003 - Certified Financial Planner - - Financial Planning Association ~ 2013 - Masters of Business Administration - Masters Degree (AQF 9) - Australian Graduate School of Management ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Neel Murti | 2005 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nhu Minh Nguyen | 2015 | 2011 - Master of Business Administration (Accounting and Finance) - Masters Degree (AQF 9) - University of Technology Sydney (UTS) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Margin Lending Specialist - Other - Kaplan Professional ~ 2021 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Nicholas Gareth Groenewald | 2014 | 2013 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Holmesglen ~ 2014 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2017 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nick Cannatello | 2001 | 1993 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2003 - Advanced Diploma of Financial Planning (FNB60402) - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul Dennett | 2008 | 2007 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2018 - Fellow Chartered Financial Practitioners (FChFP) - Professional Designations - Association of Financial Advisers (AFA) |
| Paul Gerard Haines | 2005 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2005 - Advanced Diploma of Financial Planning FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Paul Graeme Bryant | 1997 | 1990 - Bachelor Business - Bachelor Degree (AQF 7) - Victoria College ~ 2013 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Mentor Education Group ~ 2014 - RG146 Provide Advice in Derivatives - Diploma (AQF 5) - Mentor Education Group ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia |
| Paul Ivachoff | 2009 | 2008 - Advanced Diploma Financial Services FNS60404 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2008 - Diploma Financial Services FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2013 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2019 - Certified Financial Planning (CFP) - Professional Designations - FPA |
| Payalben Parikh | 2018 | 2006 - Post Graduate Diploma in Business Management (Marketing Finance) - Graduate Diploma (AQF 8) - M.S. Ramaiah Institute of Management - India ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia |
| Peter John Brewster | 2003 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Peter William Arnell | 2006 | 2005 - Diploma of Financial Planning FNB50802 - Diploma (AQF 5) - MLC ThreeSixty ~ 2006 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Pulithitta Itty Philip | 2017 | 2015 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rodney Keith Bedggood | 2000 | 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia |
| Ross Cameron Tully | 2008 | 2004 - Bachelor of Tourism and Human Resource Management - Bachelor Degree (AQF 7) - James Cook University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia (FAAA) |
| Scott Jamieson | 2006 | 2003 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2008 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2011 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Sean Adam Taylor | 2014 | 2002 - Bachelor of Commerce (Economics and Marketing) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2012 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Charles Sturt University |
| Shaun Robards | 2018 | 2014 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - AAMC Training Group ~ 2017 - RG146 Superannuation - Diploma (AQF 5) - AAMC Training Group ~ 2018 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - RG146 Managed Investments - Diploma (AQF 5) - AAMC Training Group ~ 2018 - RG146 Securities Derravatives - Diploma (AQF 5) - AAMC Training Group |
| Simon Rawstron | 1997 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional Education ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Simon Thomas Pederson | 2011 | 2009 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2019 - Master of Finance - - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Steven Francis Ellery | 2008 | 2001 - Bachelor Business (Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2005 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2005 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stuart Greenfield | 2006 | 2006 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Theodoros Balomenos | 2004 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - Flinders University ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| Tim Scott Tremain | 2008 | 2008 - Diploma of Financial Planning - - Kaplan ~ 2010 - Advanced Diploma of Financial Planning - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Tim Sinclair | 2013 | 2013 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2013 - Diploma of Financial Planning - - Integrity Education Group |
| Timothy David Moore | 2003 | 2003 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - Integratec Training ~ 2006 - Certified Financial Planner Status (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2007 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Timothy Ryan Johnson | 2015 | 2012 - Bachelor of Commerce - - Flinders University ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2018 - Advanced Financial Planning - - Kaplan Professional ~ 2019 - Tier 1 Margin Lending - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Tuoxun Kong | 2016 | 2014 - Bachelor of Commerce (Economics & Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2015 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2017 - Graduate Certificate in Finance and Investments - Graduate Certificate (AQF 8) - Griffith University ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Vicki Ann Muddiman | 2015 | 1992 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Queensland ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Wendy Sue Roper | 1994 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 1997 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA ~ 1999 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Australia |
| Yanling Lin | 2007 | 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - CPA Australia ~ 2010 - Certified Financial Planner - Professional Designations - FPA ~ 2010 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Yee Wah Hooi-duran | 2010 | 2003 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - University of SA ~ 2006 - Master of Business (E-business) - - University of SA ~ 2015 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Zhiwen Yan | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2018 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |