This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ferizis | 0 | 2021 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of Sydney ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Christie Britten | 2018 | 2008 - Diploma of Financial Services (FNS50104) - - Finsia Education ~ 2016 - Tax for Financial Advising - - Kaplan Education Pty Ltd ~ 2017 - Advanced Diploma of Financial Planning (FNS60415) - - Kaplan Education Pty Ltd ~ 2021 - Ethics & Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Damian Leyden Reid | 2018 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Liam Cameron Thomas | 2024 | 2021 - Bachelor of Commerce - Financial Planning & Economics - Bachelor Degree (AQF 7) - University of Wollongong |
| Luke James Andersen | 2011 | 2003 - Bachelor of Business Management - Bachelor Degree (AQF 7) - QUT ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2013 - SMSF - Other - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Susan Buda | 2012 | 2012 - Diploma of Financial Planning - - RG146 Mentor Education Group ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Intellitrain Pty Ltd ~ 2017 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |