This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Angus Barry Stephen | 2000 | 1999 - Bachelor of Commerce (Honours) - - University of New England ~ 2013 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2014 - Life Risk Specialist - - Financial Planning Association |
| Anthony Peter Bates | 1997 | 1986 - Bachelor of Economics - - University of Sydney ~ 1995 - Diploma of Financial Planning - - FPA/Deakin |
| Michael Cvetkovski | 2021 | 2019 - Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2024 - Master of Applied Finance - Graduate Diploma (AQF 8) - University of NSW |