This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Hercules Philippus Bronn | 2010 | 1980 - Master in Business Administration - - University of Cape Town ~ 2014 - Advance Diploma in Financial Planning - - Kaplan ~ 2015 - Self Managed Super Funds (SMSF) - - Kaplan |
| James Edal Beresford | 1995 | 1998 - Masters of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2021 - Property Services (Real Estate) - Certificate (AQF 1-4) - Australian Salesmasters Training Company |
| Trudi Jane Beresford | 1998 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 1999 - Masters of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2012 - Diploma Finance / Mortgage Broking Management - Diploma (AQF 5) - Intellitrain ~ 2015 - Certificate IV Accounting - Certificate (AQF 1-4) - National Finance Institute |