This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| George Sabini | 2000 | 1994 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - CFP Education Program - Professional Designations - Financial Planning Association ~ 2011 - Provide advice in margin lending - Other - Advice Education MLC ~ 2014 - Accredited Listed Product Adviser Program - Diploma (AQF 5) - Kaplan Professional ~ 2020 - SuperConcepts Specialist SMSF Online Learning Modules - Other - SUPERCONCEPTS |
| Hayden Imlach | 2004 | 2003 - BACHELOR OF COMMERCE - Bachelor Degree (AQF 7) - THE UNIVERSITY OF MELBOURNE ~ 2003 - DIPLOMA OF FINANCIAL SERVICES (FINANCIAL PLANNING) - Diploma (AQF 5) - AMP FINANCIAL SERVICES ~ 2004 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited ~ 2008 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2011 - Accredited Derivatives Adviser Level Two - - Kaplan Professional ~ 2023 - SuperConcepts Specialist SMSF Online Learning Modules - Other - SUPERCONCEPTS |
| Preethi Jagadish Mittur | 2018 | 2014 - BACHELOR OF COMMERCE - Bachelor Degree (AQF 7) - MONASH UNIVERSITY ~ 2014 - BACHELOR OF ECONOMICS - Bachelor Degree (AQF 7) - MONASH UNIVERSITY ~ 2018 - GRADUATE DIPLOMA FINANCIAL PLANNING - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2023 - SuperConcepts Specialist SMSF Online Learning Modules - Other - SUPERCONCEPTS ~ 2023 - TAX FOR FINANCIAL ADVISING - Other - KAPLAN HIGHER EDUCATION PTY LIMITED ~ 2024 - ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - Bridging Course - Ethics - Kaplan Higher Education Pty Limited |